<?xml version="1.0" encoding="UTF-8"?><!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Publishing DTD v1.2 20190208//EN" "http://jats.nlm.nih.gov/publishing/1.2/JATS-journalpublishing1.dtd"><article xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" article-type="other" dtd-version="1.2" xml:lang="en">
    <front>
        <journal-meta>
            <journal-id journal-id-type="pmc">F1000Research</journal-id>
            <journal-title-group>
                <journal-title>F1000Research</journal-title>
            </journal-title-group>
            <issn pub-type="epub">2046-1402</issn>
            <publisher>
                <publisher-name>F1000 Research Limited</publisher-name>
                <publisher-loc>London, UK</publisher-loc>
            </publisher>
        </journal-meta>
        <article-meta>
            <article-id pub-id-type="doi">10.12688/f1000research.164668.1</article-id>
            <article-categories>
                <subj-group subj-group-type="heading">
                    <subject>Clinical Practice Article</subject>
                </subj-group>
                <subj-group>
                    <subject>Articles</subject>
                </subj-group>
            </article-categories>
            <title-group>
                <article-title>Facial nerve palsy due to birth trauma:&#x00a0;About 2 cases and review of the literature</article-title>
                <fn-group content-type="pub-status">
                    <fn>
                        <p>[version 1; peer review: awaiting peer review]</p>
                    </fn>
                </fn-group>
            </title-group>
            <contrib-group>
                <contrib contrib-type="author" corresp="yes">
                    <name>
                        <surname>Khbou</surname>
                        <given-names>Amin</given-names>
                    </name>
                    <role content-type="http://credit.niso.org/">Conceptualization</role>
                    <role content-type="http://credit.niso.org/">Data Curation</role>
                    <role content-type="http://credit.niso.org/">Formal Analysis</role>
                    <role content-type="http://credit.niso.org/">Funding Acquisition</role>
                    <role content-type="http://credit.niso.org/">Investigation</role>
                    <role content-type="http://credit.niso.org/">Methodology</role>
                    <role content-type="http://credit.niso.org/">Project Administration</role>
                    <role content-type="http://credit.niso.org/">Resources</role>
                    <role content-type="http://credit.niso.org/">Software</role>
                    <role content-type="http://credit.niso.org/">Supervision</role>
                    <role content-type="http://credit.niso.org/">Validation</role>
                    <role content-type="http://credit.niso.org/">Visualization</role>
                    <role content-type="http://credit.niso.org/">Writing &#x2013; Original Draft Preparation</role>
                    <role content-type="http://credit.niso.org/">Writing &#x2013; Review &amp; Editing</role>
                    <uri content-type="orcid">https://orcid.org/0000-0002-4360-2349</uri>
                    <xref ref-type="corresp" rid="c1">a</xref>
                    <xref ref-type="aff" rid="a1">1</xref>
                    <xref ref-type="aff" rid="a2">2</xref>
                </contrib>
                <contrib contrib-type="author" corresp="no">
                    <name>
                        <surname>Meherzi</surname>
                        <given-names>Samia</given-names>
                    </name>
                    <role content-type="http://credit.niso.org/">Conceptualization</role>
                    <role content-type="http://credit.niso.org/">Validation</role>
                    <uri content-type="orcid">https://orcid.org/0009-0001-9915-9876</uri>
                    <xref ref-type="aff" rid="a1">1</xref>
                    <xref ref-type="aff" rid="a2">2</xref>
                </contrib>
                <contrib contrib-type="author" corresp="no">
                    <name>
                        <surname>Abdallah</surname>
                        <given-names>Hela</given-names>
                    </name>
                    <role content-type="http://credit.niso.org/">Conceptualization</role>
                    <role content-type="http://credit.niso.org/">Data Curation</role>
                    <role content-type="http://credit.niso.org/">Formal Analysis</role>
                    <role content-type="http://credit.niso.org/">Funding Acquisition</role>
                    <role content-type="http://credit.niso.org/">Investigation</role>
                    <role content-type="http://credit.niso.org/">Methodology</role>
                    <role content-type="http://credit.niso.org/">Project Administration</role>
                    <role content-type="http://credit.niso.org/">Resources</role>
                    <role content-type="http://credit.niso.org/">Software</role>
                    <role content-type="http://credit.niso.org/">Writing &#x2013; Original Draft Preparation</role>
                    <uri content-type="orcid">https://orcid.org/0009-0001-5977-8488</uri>
                    <xref ref-type="aff" rid="a1">1</xref>
                    <xref ref-type="aff" rid="a2">2</xref>
                </contrib>
                <contrib contrib-type="author" corresp="no">
                    <name>
                        <surname>Naddari</surname>
                        <given-names>Roua</given-names>
                    </name>
                    <role content-type="http://credit.niso.org/">Visualization</role>
                    <xref ref-type="aff" rid="a1">1</xref>
                    <xref ref-type="aff" rid="a2">2</xref>
                </contrib>
                <contrib contrib-type="author" corresp="no">
                    <name>
                        <surname>Kastalli</surname>
                        <given-names>Yamina</given-names>
                    </name>
                    <role content-type="http://credit.niso.org/">Visualization</role>
                    <xref ref-type="aff" rid="a1">1</xref>
                    <xref ref-type="aff" rid="a2">2</xref>
                </contrib>
                <aff id="a1">
                    <label>1</label>Faculty of medecine of Sousse, Sousse, Tunisia</aff>
                <aff id="a2">
                    <label>2</label>ENT department, Sidi Bouzid Hospital, Sidi Bouzid, Tunisia</aff>
            </contrib-group>
            <author-notes>
                <corresp id="c1">
                    <label>a</label>
                    <email xlink:href="mailto:amin.khbou@yahoo.fr">amin.khbou@yahoo.fr</email>
                </corresp>
                <fn fn-type="conflict">
                    <p>No competing interests were disclosed.</p>
                </fn>
            </author-notes>
            <pub-date pub-type="epub">
                <day>18</day>
                <month>8</month>
                <year>2025</year>
            </pub-date>
            <pub-date pub-type="collection">
                <year>2025</year>
            </pub-date>
            <volume>14</volume>
            <elocation-id>798</elocation-id>
            <history>
                <date date-type="accepted">
                    <day>7</day>
                    <month>8</month>
                    <year>2025</year>
                </date>
            </history>
            <permissions>
                <copyright-statement>Copyright: &#x00a9; 2025 Khbou A et al.</copyright-statement>
                <copyright-year>2025</copyright-year>
                <license xlink:href="https://creativecommons.org/licenses/by/4.0/">
                    <license-p>This is an open access article distributed under the terms of the Creative Commons Attribution Licence, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.</license-p>
                </license>
            </permissions>
            <self-uri content-type="pdf" xlink:href="https://f1000research.com/articles/14-798/pdf"/>
            <abstract>
                <p>Neonatal Facial Palsy is a rare disease that has rarely been described in the medical literature. This can be caused by facial nerve compression, faulty facial muscle, and/or nerve development. Marc-Hector Landouzy (1812&#x2013;1864) after a series of case studies, the first case that was cited is a forceps delivery described facial paralysis of a new Born for the first time.</p>
                <p>In our study, we present two newborns with no pregnancy incidents, who presented with facial nerve paralysis secondary to forceps use. The children received corticosteroids for a week, and they experienced complete and rapid recovery.</p>
                <p>Post-traumatic facial paralysis is usually mild, with a favorable outcome that usually does not require medical or surgical treatment.</p>
            </abstract>
            <kwd-group kwd-group-type="author">
                <kwd>Facial paralysis</kwd>
                <kwd>newborn</kwd>
                <kwd>obstetrical forceps</kwd>
                <kwd>corticosteroids.</kwd>
            </kwd-group>
            <funding-group>
                <funding-statement>The author(s) declared that no grants were involved in supporting this work.</funding-statement>
            </funding-group>
        </article-meta>
    </front>
    <body>
        <sec id="sec1" sec-type="intro">
            <title>Introduction</title>
            <p>Peripheral facial paralysis (FP) caused by forceps use is a relatively frequent pathology; its incidence is estimated to be approximately 2 to 8,8 per 1000 births by forceps delivery.
                <sup>
                    <xref ref-type="bibr" rid="ref1">1</xref>
                </sup> The first case was studied by Landouzy in 1839 in his thesis, where he presented several cases of neurological complications resulting from forceps deliveries.
                <sup>
                    <xref ref-type="bibr" rid="ref2">2</xref>
                </sup> If the paralysis is present from birth (Congenital FP), it can be developmental or traumatic. Traumatic FP has a good outcome and leaves fewer chances of sequelae. Developmental FP is often an element of a syndrome (Mobius syndrome, hemifacial microsomia, or hypoplasia of the depressor anguli or is muscle).
                <sup>
                    <xref ref-type="bibr" rid="ref3">3</xref>
                </sup>
            </p>
            <p>We report two cases of facial paralysis in the neonatology department of the regional hospital of Sidi Bouzid. These patients had received corticosteroid and hygienic treatments and showed complete recovery from the first week.</p>
            <p>In presenting our clinical cases, we aimed to discuss the clinical characteristics and prognosis of congenital facial nerve palsy secondary to obstetric forceps.</p>
        </sec>
        <sec id="sec2">
            <title>Case 1</title>
            <p>A male infant was born at 39 weeks of gestation to a 23-year-old primigravida mother using forceps due to bradycardia of the fetal heartbeat. The pregnancy, antenatal course, and family medical history were unremarkable. birth weight was 3130&#x2009;g, Head Circumference was 34 cm, and Apgar scores were 6 (1 min), 7 (5 min), and 8(10 min). Facial paralysis was noted immediately after birth. Physical examination revealed contusion of the left zygomatic region, a 1 &#x00d7; 2 hematoma in the left temporal region, and left facial paralysis with asymmetric spontaneous facial expression. In fact, the right eye was closed, but the left eye was open and motionless during the different facial movements produced by the child&#x2019;s cries. It is classified as grade 4 according to the House-Brackman classification, with no apparent associated facial or ear malformations (
                <xref ref-type="fig" rid="f1">
Figure 1</xref>). Physical examination was completed by ophthalmic evaluation, which revealed the absence of an ocular abnormality. The newborn received corticosteroid at a dose of 1 mg/kg in his first hours of life and for 7 days, lubricating eye drops were applied to avoid exposure keratopathy. He was followed up closely and displayed a favorable response to treatment from the 3rd day, with total recovery in the first week.</p>
            <fig fig-type="figure" id="f1" orientation="portrait" position="float">
                <label>
Figure 1. </label>
                <caption>
                    <title>Case 1: Male newborn with grade 4 facial paralysis.</title>
                </caption>
                <graphic id="gr1" orientation="portrait" position="float" xlink:href="https://f1000research-files.f1000.com/manuscripts/181213/6c2d059d-4055-4ff8-999e-ed3bb142865a_figure1.gif"/>
            </fig>
        </sec>
        <sec id="sec3">
            <title>Case 2</title>
            <p>A male infant was born using forceps at 39 weeks of gestation to a 27-year-old, gravida2, para2 mother. Pregnancy and antenatal course were unremarkable, and no significant family history was noted. The birth weight was 3200&#x2009;g, Head Circumference was 32 cm, and Apgar scores were 4 (1 min), 5 (5 min), and (10 minutes). Left facial palsy was observed immediately after birth. In this case, the use of forceps caused further damage, which was respiratory distress that required the use of artificial ventilation. After stabilization of his breathing state, our clinical examination showed a 1 &#x00d7; 2 cm ecchymosis of the left inframastoid area, a 4 cm hematoma of the left frontal region, a palpebral edema of the right eye and a 0.5 cm superficial eyebrow wound. Facial palsy was classified as grade 4 according to the House-Brackman classification more pronounced during crying (
                <xref ref-type="fig" rid="f2">
Figure 2</xref>). There was no other cranial nerve palsy or associated major malformations, and ophthalmic evaluation was exempt from ocular abnormalities. On the 1st day of life, corticosteroids were administered at a dose of 1 mg/kg. Reevaluation at five-days age showed bilateral full and symmetric facial movements.</p>
            <fig fig-type="figure" id="f2" orientation="portrait" position="float">
                <label>
Figure 2. </label>
                <caption>
                    <title>Case 2: Male newborn with grade 4 facial paralysis.</title>
                </caption>
                <graphic id="gr2" orientation="portrait" position="float" xlink:href="https://f1000research-files.f1000.com/manuscripts/181213/6c2d059d-4055-4ff8-999e-ed3bb142865a_figure2.gif"/>
            </fig>
        </sec>
        <sec id="sec4" sec-type="discussion">
            <title>Discussion</title>
            <p>Congenital facial palsy is a paralysis noticed from birth and is divided into two main groups: traumatic and developmental.
                <sup>
                    <xref ref-type="bibr" rid="ref1">1</xref>
                </sup> It is facial asymmetry is increased to mimic and especially crying. Asymmetry was more marked in the lower quadrant, with a deviation of the mouth from the healthy side. This is often inconspicuous in the upper quadrant. Palpebral occlusions were also possible. It has been reported that FP can make breastfeeding more difficult.
                <sup>
                    <xref ref-type="bibr" rid="ref3">3</xref>
                </sup>
            </p>
            <p>Developmental FP is often an element of a syndrome such as the Mobius, Oculo-Auriculo Vertebral Spectrum (OAVS), Asymmetric crying Fancies, CHARGE, or Branchio-oto-renal (BOR) syndrome.
                <sup>
                    <xref ref-type="bibr" rid="ref3">3</xref>&#x2013;
                    <xref ref-type="bibr" rid="ref5">5</xref>
                </sup>
            </p>
            <p>Traumatic congenital FP is the most common cause of congenital facial paralysis with a prevalence of 0,03% by Falco et al and 0, 03% by Al Tawil et al.
                <sup>
                    <xref ref-type="bibr" rid="ref1">1</xref>,
                    <xref ref-type="bibr" rid="ref6">6</xref>
                </sup> Falco et al found in their series that 91% of the cases were associated with forceps delivery. In contrast only 24, 1% of all deliveries in the study by Altawil involved the use of forceps. This study identified other factors, in addition to forceps, that increased the risk of traumatic facial palsy: primiparous, male sex, birth weight, maternal obesity, and maternal diabetes, but the results were not significant.
                <sup>
                    <xref ref-type="bibr" rid="ref6">6</xref>
                </sup>
            </p>
            <p>In addition to forceps, traumatic injury of the facial nerve is caused by prolonged pressure of the maternal sacral promontory on the stylomastoid foramen or by compression of the nerve in the fallopian canal during delivery.
                <sup>
                    <xref ref-type="bibr" rid="ref7">7</xref>&#x2013;
                    <xref ref-type="bibr" rid="ref9">9</xref>
                </sup>
            </p>
            <p>With regard to forceps delivery, Landouzy assumed that symptoms appear immediately after birth secondary to the compression of the seventh cranial nerve.
                <sup>
                    <xref ref-type="bibr" rid="ref2">2</xref>
                </sup> It shows a dysfunction of the hemiface, and the asymmetry is more pronounced in the lower quadrant with a deviation from the mouth to the healthy side; however, the tongue and tear duct were not injured. Clinical features are generally associated with ecchymotic lesions of the face, hemotympanum, and fractures of the temporal bone.</p>
            <p>All symptoms worsened during the crisis period. The degree of paralysis of the facial nerve is generally close to moderate, with an intermediate degree of severity of 3&#x2013;4 on the House&#x2013;Brachman scale.
                <sup>
                    <xref ref-type="bibr" rid="ref7">7</xref>
                </sup>
            </p>
            <p>It should be noted that the mastoid tip does not exist in newborns. The stylomastoid foramen is found just under the skin, making the facial nerve more vulnerable to forceps trauma.</p>
            <p>In the literature, facial nerve trauma in newborns generally does not require further examination; however, a complete clinical evaluation, including otoscopy for hemotyman, is necessary. However, Smith recommended an adequate evaluation, because there are cases in his studies that do not totally recover.
                <sup>
                    <xref ref-type="bibr" rid="ref10">10</xref>
                </sup> He organized his results into four groups of children according to the electrical excitability of the facial nerve, which required observation until recovery. Moreover, radiological exploration may be needed for fractures of the temporal bone and EMG if there is electrical silence or if the nerve shows signs of an increased threshold of excitability of the facial nerve. Acoustic reflex and Schirmer&#x2019;s test are of limited use in newborns.
                <sup>
                    <xref ref-type="bibr" rid="ref10">10</xref>
                </sup> Also Bergman recommended the use of radiological and electrophysiological examinations to differentiate between traumatic and developmental causes.
                <sup>
                    <xref ref-type="bibr" rid="ref8">8</xref>
                </sup>
            </p>
            <p>Surgical exploration of the facial nerve in neonates has limited indications, as detailed by Bergman: First, complete unilateral facial palsy at birth. Second, a hemotympanum with a moved fracture of the petrous bone.
                <sup>
                    <xref ref-type="bibr" rid="ref8">8</xref>
                </sup> Third, there was no total motor activity in all muscles innervated by the facial nerve in 3 to 5 days on electrophysiological examination. Finally, there was no recovery of facial activity on clinical and electrophysiological evaluations on the 5th day of life.</p>
            <p>Our two patients had rapid and complete recovery after a few days of corticosteroid treatment. The majority of authors in the literature do not suggest a specific treatment for the disease due to its spontaneous and rapid healing process. Only a healthy lifestyle is required, as suggested by Kirschen Baumth, that is, to keep the baby on his unharmed side when he sleeps and to avoid putting any tightness on the child&#x2019;s head or neck.
                <sup>
                    <xref ref-type="bibr" rid="ref10">10</xref>
                </sup>
            </p>
            <p>The generally favorable evolution of facial paralysis has been well established. In the series studied by Falco, 89% of the children with adequate follow-up recover completely.
                <sup>
                    <xref ref-type="bibr" rid="ref1">1</xref>
                </sup> In the Duval series, a 100% recovery of well-monitored patients has been documented.
                <sup>
                    <xref ref-type="bibr" rid="ref7">7</xref>
                </sup> Altawil et al. found in their series that only one in 27 patients continued to have facial paralysis at the age of 12 years.
                <sup>
                    <xref ref-type="bibr" rid="ref10">10</xref>
                </sup>
            </p>
        </sec>
        <sec id="sec5" sec-type="conclusion">
            <title>Conclusion</title>
            <p>Facial nerve palsy caused by forceps use has a great potential for recovery in the first months of life. In our two cases, paralysis was classified as severe with an average grade of 4 on the House Brachman scale, with good evolution and total recovery under corticosteroids.</p>
        </sec>
        <sec id="sec6">
            <title>Consent for publication</title>
            <p>Written Informed Consent was obtained from the patient&#x2019;s legally authorized representative for publication of this case report.</p>
        </sec>
        <sec id="sec7">
            <title>Ethical approval and consent to participate</title>
            <p>Our institution does not require ethical approval for reporting individual cases or case series.</p>
            <p>Written Informed Consent was obtained from the patient&#x2019;s legally authorized representative for the publication of this case report.</p>
        </sec>
    </body>
    <back>
        <sec id="sec11" sec-type="data-availability">
            <title>Data availability</title>
            <p>The datasets generated and/or analyzed during the current study are available from the corresponding author upon reasonable request. No additional data are available.</p>
        </sec>
        <ack>
            <title>Acknowledgement</title>
            <p>The authors thank Dr. Mohamed Jlidi for his kind assistance in the elaboration of this article.</p>
        </ack>
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