<?xml version="1.0" encoding="UTF-8"?><!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Publishing DTD v1.2 20190208//EN" "http://jats.nlm.nih.gov/publishing/1.2/JATS-journalpublishing1.dtd"><article xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" article-type="research-article" dtd-version="1.2" xml:lang="en">
    <front>
        <journal-meta>
            <journal-id journal-id-type="pmc">F1000Research</journal-id>
            <journal-title-group>
                <journal-title>F1000Research</journal-title>
            </journal-title-group>
            <issn pub-type="epub">2046-1402</issn>
            <publisher>
                <publisher-name>F1000 Research Limited</publisher-name>
                <publisher-loc>London, UK</publisher-loc>
            </publisher>
        </journal-meta>
        <article-meta>
            <article-id pub-id-type="doi">10.12688/f1000research.179642.1</article-id>
            <article-categories>
                <subj-group subj-group-type="heading">
                    <subject>Research Article</subject>
                </subj-group>
                <subj-group>
                    <subject>Articles</subject>
                </subj-group>
            </article-categories>
            <title-group>
                <article-title>Dual Twist Channel Angular Extrusion for Ultrafine-Grained Material Processing as an Advanced Severe Plastic Deformation Technique: A Finite Element Analysis</article-title>
                <fn-group content-type="pub-status">
                    <fn>
                        <p>[version 1; peer review: 2 approved]</p>
                    </fn>
                </fn-group>
            </title-group>
            <contrib-group>
                <contrib contrib-type="author" corresp="no">
                    <name>
                        <surname>Ranjan</surname>
                        <given-names>Vikas</given-names>
                    </name>
                    <role content-type="http://credit.niso.org/">Formal Analysis</role>
                    <role content-type="http://credit.niso.org/">Investigation</role>
                    <xref ref-type="aff" rid="a1">1</xref>
                </contrib>
                <contrib contrib-type="author" corresp="yes">
                    <name>
                        <surname>Kumar Mohapatra</surname>
                        <given-names>Sambit</given-names>
                    </name>
                    <role content-type="http://credit.niso.org/">Conceptualization</role>
                    <role content-type="http://credit.niso.org/">Validation</role>
                    <uri content-type="orcid">https://orcid.org/0000-0003-1472-4141</uri>
                    <xref ref-type="corresp" rid="c1">a</xref>
                    <xref ref-type="aff" rid="a2">2</xref>
                </contrib>
                <contrib contrib-type="author" corresp="no">
                    <name>
                        <surname>Tripathy</surname>
                        <given-names>Sushanta</given-names>
                    </name>
                    <role content-type="http://credit.niso.org/">Writing &#x2013; Review &amp; Editing</role>
                    <uri content-type="orcid">https://orcid.org/0000-0003-2470-4080</uri>
                    <xref ref-type="aff" rid="a3">3</xref>
                </contrib>
                <contrib contrib-type="author" corresp="no">
                    <name>
                        <surname>Das</surname>
                        <given-names>Ratnakar</given-names>
                    </name>
                    <role content-type="http://credit.niso.org/">Supervision</role>
                    <xref ref-type="aff" rid="a4">4</xref>
                </contrib>
                <aff id="a1">
                    <label>1</label>School of Mechanical Engineering, Kalinga Institute of Industrial Technology, Bhubaneswar, Odisha, 751024, India</aff>
                <aff id="a2">
                    <label>2</label>School of Mechanical Engineering, Kalinga Institute of Industrial Technology, Bhubaneswar, Odisha, 751024, India</aff>
                <aff id="a3">
                    <label>3</label>School of Mechanical Engineering, Kalinga Institute of Industrial Technology, Bhubaneswar, Odisha, 751024, India</aff>
                <aff id="a4">
                    <label>4</label>Department of Mechanical Engineering, National Institute of Advanced Manufacturing Technology, Ranchi, Jharkhand, 834003, India</aff>
            </contrib-group>
            <author-notes>
                <corresp id="c1">
                    <label>a</label>
                    <email xlink:href="mailto:sambit.mohapatrafme@kiit.ac.in">sambit.mohapatrafme@kiit.ac.in</email>
                </corresp>
                <fn fn-type="conflict">
                    <p>No competing interests were disclosed.</p>
                </fn>
            </author-notes>
            <pub-date pub-type="epub">
                <day>8</day>
                <month>5</month>
                <year>2026</year>
            </pub-date>
            <pub-date pub-type="collection">
                <year>2026</year>
            </pub-date>
            <volume>15</volume>
            <elocation-id>679</elocation-id>
            <history>
                <date date-type="accepted">
                    <day>21</day>
                    <month>4</month>
                    <year>2026</year>
                </date>
            </history>
            <permissions>
                <copyright-statement>Copyright: &#x00a9; 2026 Ranjan V et al.</copyright-statement>
                <copyright-year>2026</copyright-year>
                <license xlink:href="https://creativecommons.org/licenses/by/4.0/">
                    <license-p>This is an open access article distributed under the terms of the Creative Commons Attribution Licence, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.</license-p>
                </license>
            </permissions>
            <self-uri content-type="pdf" xlink:href="https://f1000research.com/articles/15-679/pdf"/>
            <abstract>
                <p>Dual Twist Channel Angular Extrusion (DTCAE), a modified advanced Severe Plastic Deformation (SPD) technique, is investigated through Finite Element Analysis (FEA). The proposed technique is the cumulation of multiple deformations with Equal Channel Angular Pressing (ECAP) to enhance the process efficiency and strain induction. The DTCAE die facilitates a twist of 90&#x00b0;, before the 110&#x00b0; ECAP, a 45&#x00b0; twist after ECAP in the reverse direction, followed by the extrusion. The extrusion at the die exit introduces backpressure and ensures proper material flow in the die. DEFORM-3D finite element simulation software package is utilized for the deformation, flow characteristics, load requirement etc. The results of the DTCAE simulation revealed the homogeneous and higher amount of strain induction in the billet in comparison to single ECAP. Effective strain distribution contours, Load-stroke plot, and velocity vector map of the work material ensure the progressive deformation and homogeneous strain distribution, establishing the effectiveness of the advanced DTCAE process.</p>
            </abstract>
            <kwd-group kwd-group-type="author">
                <kwd>Dual Twist Channel Angular Extrusion (DTCAE); Severe Plastic Deformation (SPD); Finite Element Method (FEM); Ultra Fine-Grained Materials; Equal Channel Angular Pressing (ECAP).</kwd>
            </kwd-group>
            <funding-group>
                <funding-statement>The author(s) declared that no grants were involved in supporting this work.</funding-statement>
            </funding-group>
        </article-meta>
    </front>
    <body>
        <sec id="sec1" sec-type="intro">
            <title>1. Introduction</title>
            <p>In these decades, there is a huge demand for high-strength to light-weight structural materials, which leads to enhance the research on strengthening mechanisms of materials. Out of many strengthening mechanisms, such as precipitation strengthening, solid solution strengthening, dispersion strengthening, etc., Severe Plastic Deformation (SPD) techniques are one of the most promising techniques.
                <sup>
                    <xref ref-type="bibr" rid="ref1">1</xref>&#x2013;
                    <xref ref-type="bibr" rid="ref3">3</xref>
                </sup> Notable SPD techniques include High-Pressure Torsion (HPT),
                <sup>
                    <xref ref-type="bibr" rid="ref4">4</xref>,
                    <xref ref-type="bibr" rid="ref5">5</xref>
                </sup> Accumulative Roll Bonding (ARB),
                <sup>
                    <xref ref-type="bibr" rid="ref6">6</xref>,
                    <xref ref-type="bibr" rid="ref7">7</xref>
                </sup> Equal Channel Angular Pressing (ECAP), Twist Extrusion (TE),
                <sup>
                    <xref ref-type="bibr" rid="ref8">8</xref>,
                    <xref ref-type="bibr" rid="ref9">9</xref>
                </sup> and Repetitive Corrugation and Straightening (RCS)
                <sup>
                    <xref ref-type="bibr" rid="ref10">10</xref>,
                    <xref ref-type="bibr" rid="ref11">11</xref>
                </sup> etc. ECAP has been extensively studied and investigated by industries and academic research institutes due to its simple processing techniques and ability to induce sufficient shear strain in the pressed material.
                <sup>
                    <xref ref-type="bibr" rid="ref12">12</xref>
                </sup> Despite its simple and effective processing, it induces heterogeneously distributed strain in a single pass and needs multiple passes to enhance the strain induction and its homogeneous distribution. To overcome the challenges, many researchers have hybridized different SPD techniques to cumulate the deformations in a single die, such as Rotating Backward Extrusion (RBE), Constrained Groove Pressing (CGP),
                <sup>
                    <xref ref-type="bibr" rid="ref13">13</xref>
                </sup> Twist extrusion and Incremental HPT (IHPT) etc. All these processes integrate the deformations through multi-axial strain paths to improve uniformity. These methods demonstrate the efficiency of hybrid SPD techniques to overcome the limitations of heterogeneity and multi-pass pressing and facilitate large-scale material processing.</p>
            <p>
Any SPD processes should meet several requirements: firstly, to obtain UFG structures with prevailing high-angle grain boundaries, secondly, to ensure uniformity in structure distribution, and thirdly, to produce mechanical damage-free, crack-free, or fracture-free specimens. Twist extrusion with non-uniform helical channels was investigated by Valiev et al.
                <sup>
                    <xref ref-type="bibr" rid="ref14">14</xref>
                </sup>, and revealed that the enhanced shear strain due to cumulation of deformations led to ultrafine-grained (UFG) structures with isotropy in mechanical properties. Applying surface roughening and intermediate annealing to the specimens during SPD significantly enhances the interfacial bonding and suppresses delamination, which results in high ductility and tensile strength.
                <sup>
                    <xref ref-type="bibr" rid="ref15">15</xref>
                </sup> Zhilyaev and Langdon
                <sup>
                    <xref ref-type="bibr" rid="ref16">16</xref>
                </sup> introduced stepped anvils for HPT to generate functionally graded material structures with enhanced surface hardness and excellent ductility. Moreover, the application of varying rotational speeds and varying axial loading
                <sup>
                    <xref ref-type="bibr" rid="ref4">4</xref>
                </sup> has been observed to enhance the structure uniformity and fatigue performance. In CGP,
                <sup>
                    <xref ref-type="bibr" rid="ref13">13</xref>
                </sup> refining groove geometry and optimizing the pressing sequence have improvements in tribo-mechanical stability under cyclic loading. These modifications and advancements in process design and deformation strategy can significantly enhance the efficiency, material qualities, and broader utility of hybrid-SPD techniques.</p>
            <p>Though all the deformation processes in SPD occur in a closed chamber, to understand the complex deformation behaviour, there is an urge to utilise Finite Element Simulation techniques.
                <sup>
                    <xref ref-type="bibr" rid="ref17">17</xref>,
                    <xref ref-type="bibr" rid="ref18">18</xref>
                </sup> The detailed analysis of the SPDs, including Load versus stroke plot, maximum strain and its distribution, maximum stress and its distribution, material flow characteristics, die wear, microstructural investigation can be done extensively without any material waste. DEFORM-3D is widely recognised for its robustness and accuracy in modelling all metal forming operations among available platforms. Its ability to simulate intense plastic strains, coupled with features like auto-remeshing, temperature coupling, microstructural modelling, and advanced material modelling, makes it particularly suitable for all SPD studies.
                <sup>
                    <xref ref-type="bibr" rid="ref19">19</xref>,
                    <xref ref-type="bibr" rid="ref20">20</xref>
                </sup> DEFORM-3D not only reduces the need for costly trial-and-error experiments, it also enhances the process efficiency by optimizing the variable parameters and die profiles with utmost reliable validation.</p>
            <p>In this investigation, a novel DTCAE die is introduced for a complex deformation that integrates double twisting, ECAP and extrusion. The effectiveness of the die is analysed by DEFORM-3D finite element simulation. Maximum load requirement, deformation pattern, flow characteristics, strain and temperature distribution were focused in the SPD analysis.</p>
        </sec>
        <sec id="sec2">
            <title>2. Die design and function of DTCAE</title>
            <p>The die channel was designed to generate bi-directional twisting and shearing forces in the material. To ensure the complete flow of material in the channels, back pressure is essential. To induce the back pressure, the same shape extrusion is provided at the exit of the die. These cumulation of deformation patterns differentiates it from conventional ECAP/ECAE processes
                <sup>
                    <xref ref-type="bibr" rid="ref21">21</xref>,
                    <xref ref-type="bibr" rid="ref22">22</xref>
                </sup> or multi-angular twist channel extrusion.
                <sup>
                    <xref ref-type="bibr" rid="ref23">23</xref>
                </sup>
            </p>
            <p>A thorough understanding of die geometry and processing parameters, such as twist angle, ECAP channel angle, length of deformation, friction coefficient, operating temperature, number of processing passes, and punch velocity is important for designing the die to induce homogeneous strain induction at lower extrusion loads.
                <sup>
                    <xref ref-type="bibr" rid="ref24">24</xref>
                </sup> The DTCAE die consists of a 110&#x00b0; angular channel (
                <inline-formula>

                    <mml:math display="inline">
                        <mml:mi mathvariant="normal">&#x03c6;</mml:mi>
                    </mml:math>
</inline-formula>) and incorporates two twist sections, i.e., 90&#x00b0;clockwise twist before and 45&#x00b0;anticlockwise twist after the channel followed by extrusion as shown in 
                <xref ref-type="fig" rid="f1">Fig 1</xref>. The 
                <xref ref-type="fig" rid="f1">Fig 1</xref> (a) shows the wire frame model of the tooling setup ready for simulation in DEFORM-3D platform, and 
                <xref ref-type="fig" rid="f1">Fig 1</xref> (b) highlights the stages of deformation zone. The four deformation zones of the die are as follows:</p>
            <fig fig-type="figure" id="f1" orientation="portrait" position="float">
                <label>Fig 1. </label>
                <caption>
                    <title>(a) Die setup after proper positioning in the DEFORM-3D platform (b) zone-wise magnified view of the die.</title>
                </caption>
                <graphic id="gr1" orientation="portrait" position="float" xlink:href="https://f1000research-files.f1000.com/manuscripts/198176/1c237468-0323-4603-9aeb-8a422f25dd2e_figure1.gif"/>
            </fig>
            <p>

                <bold>

                    <italic toggle="yes">Pre-channel twist (90&#x00b0;):</italic>
</bold> During the initial deformation phase (Zone-1), the billet is subjected to a 90&#x00b0; twist in clockwise direction before entering the angular channel. To ensure the uniform tortional deformation, the twist zone length is designed to match the billet&#x2019;s width.</p>
            <p>

                <bold>

                    <italic toggle="yes">Angular Channel (110&#x00b0;):</italic>
</bold> After the first tortional deformation, the billet is subjected to an angular channel with a channel angle (&#x03a6;) of 110&#x00b0; and an outer corner angle (&#x03a8;) of 20&#x00b0;.
                <sup>
                    <xref ref-type="bibr" rid="ref25">25</xref>
                </sup> As presented in 
                <xref ref-type="fig" rid="f1">Fig 1</xref> (b) (Zone-2), the zone is the conventional ECAP and it will impart shear deformation to the pretrained material and generating self-imposed back pressure.
                <sup>
                    <xref ref-type="bibr" rid="ref3">3</xref>
                </sup>
            </p>
            <p>

                <bold>

                    <italic toggle="yes">Post-Channel Reverse Twist (45&#x00b0;):</italic>
</bold> The billet is subjected to a 45&#x00b0; twist in the anti-clockwise direction and reverse to that of Zone-1. The length of this zone remained proportional to the Zone-1, i.e maintained at half the billet&#x2019;s width, ensuring effective secondary torsional deformation. This region is identified as Zone-3 and represented in 
                <xref ref-type="fig" rid="f1">Fig 1</xref> (b).</p>
            <p>

                <bold>

                    <italic toggle="yes">Extrusion (Zone-4):</italic>
</bold> The same shape reduction, characterized by a specific extrusion ratio (R) of 1.25, is imposed on the billet just before the die exit. This region generates self-induced back pressure, thereby increasing resistance to material flow. This region is represented as Zone-4 and illustrated in 
                <xref ref-type="fig" rid="f1">Fig 1</xref> (b).</p>
        </sec>
        <sec id="sec3">
            <title>3. Finite element analysis (FEA)</title>
            <p>DEFORM-3D, a robust finite element simulation package, was employed for this DTCAE analysis. The rigid-visco-plastic model with an integrated heat transfer function was chosen for this study. The simulation workflow involved the integrated use of DEFORM-3D&#x2019;s pre-processor, run engine, and post-processing modules.
                <sup>
                    <xref ref-type="bibr" rid="ref26">26</xref>
                </sup> The designed die and tooling setup is imported in the STL files format into preprocessor interface. Proper orientation of all components was done with respect to the X, Y, and Z Cartesian coordinate system. Using the master&#x2013;slave approach (assigning the workpiece as slave and tooling as masters), inter-object relations were defined. Thermo-viscoplastic material model was employed for the billet, while die-tooling setup was modeled as thermo-rigid to capture their distinct behaviors.
                <sup>
                    <xref ref-type="bibr" rid="ref27">27</xref>
                </sup> AA-6063 aluminium alloy was chosen as the billet material, and the material properties were considered from the program&#x2019;s integrated material library. The boundary conditions and assumptions considered in the simulation model are summarized in 
                <xref ref-type="table" rid="T1">
Table 1</xref>.</p>
            <table-wrap id="T1" orientation="portrait" position="float">
                <label>
Table 1. </label>
                <caption>
                    <title>Considerations for the numerical simulation.</title>
                </caption>
                <table content-type="article-table" frame="hsides">
                    <thead>
                        <tr>
                            <th align="left" colspan="1" rowspan="1" valign="top">Input parameters</th>
                            <th align="left" colspan="1" rowspan="1" valign="top">Values and assumptions</th>
                        </tr>
                    </thead>
                    <tbody>
                        <tr>
                            <td align="left" colspan="1" rowspan="1" valign="top">Flow stress</td>
                            <td align="left" colspan="1" rowspan="1" valign="top">
                                <inline-formula>

                                    <mml:math display="inline">
                                        <mml:mover accent="true">
                                            <mml:mi>&#x03c3;</mml:mi>
                                            <mml:mo>&#x0304;</mml:mo>
                                        </mml:mover>
                                        <mml:mo>=</mml:mo>
                                        <mml:mover accent="true">
                                            <mml:mi>&#x03c3;</mml:mi>
                                            <mml:mo>&#x0304;</mml:mo>
                                        </mml:mover>
                                        <mml:mo>(</mml:mo>
                                        <mml:mover accent="true">
                                            <mml:mi>&#x03b5;</mml:mi>
                                            <mml:mo>&#x0304;</mml:mo>
                                        </mml:mover>
                                        <mml:mover accent="true">
                                            <mml:mover accent="true">
                                                <mml:mi>&#x03b5;</mml:mi>
                                                <mml:mo>&#x0304;</mml:mo>
                                            </mml:mover>
                                            <mml:mo>&#x0307;</mml:mo>
                                        </mml:mover>
                                        <mml:mi>T</mml:mi>
                                        <mml:mo>)</mml:mo>
                                    </mml:math>
</inline-formula>
</td>
                        </tr>
                        <tr>
                            <td align="left" colspan="1" rowspan="1" valign="top">Mesh type and number of elements</td>
                            <td align="left" colspan="1" rowspan="1" valign="top">Tetrahedral mesh and 1,00,000</td>
                        </tr>
                        <tr>
                            <td align="left" colspan="1" rowspan="1" valign="top">Operating temperature (billet, tooling setup and environment)</td>
                            <td align="left" colspan="1" rowspan="1" valign="top">20&#x00a0;&#x00b0;C</td>
                        </tr>
                        <tr>
                            <td align="left" colspan="1" rowspan="1" valign="top">Friction model and amount</td>
                            <td align="left" colspan="1" rowspan="1" valign="top">Shear friction model and 0.12</td>
                        </tr>
                        <tr>
                            <td align="left" colspan="1" rowspan="1" valign="top">Heat transfer coefficient at die billet interface</td>
                            <td align="left" colspan="1" rowspan="1" valign="top">5&#x00a0;N/sec/mm/C</td>
                        </tr>
                        <tr>
                            <td align="left" colspan="1" rowspan="1" valign="top">Convection coefficient</td>
                            <td align="left" colspan="1" rowspan="1" valign="top">0.02&#x00a0;N/sec/mm/C</td>
                        </tr>
                        <tr>
                            <td align="left" colspan="1" rowspan="1" valign="top">Punch velocity</td>
                            <td align="left" colspan="1" rowspan="1" valign="top">0.05&#x00a0;mm/sec</td>
                        </tr>
                    </tbody>
                </table>
            </table-wrap>
            <p>For the numerical simulation, a Lagrangian incremental simulation model was adopted. The conjugate gradient solver along with the direct iteration technique is adopted to efficiently handle the non-linearities associated with the deformation process. The global remeshing option was adopted to maintain proper mesh quality during severe deformation. To trigger the remeshing when element distortion exceeded the threshold, a relative interface depth of 0.7 was adopted.
                <sup>
                    <xref ref-type="bibr" rid="ref22">22</xref>
                </sup> These selection of parameters facilitated accurate tracking of material flow, stress-strain and temperature evolution throughout the DTCAE process.</p>
        </sec>
        <sec id="sec4" sec-type="results|discussion">
            <title>4. Results and discussion</title>
            <sec id="sec5">
                <title>4.1 Material flow characteristics in DTCAE</title>
                <p>
The flow characteristics of the material are directly related to the load requirement and strain induction. In DTCAE, material flow is governed by sequential die-induced deformations. A 90&#x00b0; clockwise twist generates shear at and multidirectional strain. The strain at the core of the billet is observed less. The deformation through 110&#x00b0; ECAP channel imposes plane strain. The 45&#x00b0; anticlockwise twist that introduces cross-shear, ensuring homogeneous strain distribution and activation of multiple slip systems. Just before the die exit, the billet is extruded &#x201c;R = 1.25&#x201d;, causing dimensional reduction and microstructural elongation with surface deformations. The cumulation of forward and reverse torsion, angular channel pressing followed by extrusion promotes uniform flow and homogeneous deformation across the billet.</p>
                <p>This flow pattern is depicted in both the velocity vector diagram and three dimensional grid pattern in 
                    <xref ref-type="fig" rid="f2">Fig 2</xref> (a) and (b), respectively. The velocity vector diagram reveals smooth material flow through each deformation zone, while grid pattern analysis reveals the idea of strain distribution across the billet, assuring homogeneous deformation and demonstrating the die geometry&#x2019;s effectiveness in promoting consistent flow.</p>
                <fig fig-type="figure" id="f2" orientation="portrait" position="float">
                    <label>Fig 2. </label>
                    <caption>
                        <title>(a) Velocity vector diagram (b) Grid pattern diagram.</title>
                    </caption>
                    <graphic id="gr2" orientation="portrait" position="float" xlink:href="https://f1000research-files.f1000.com/manuscripts/198176/1c237468-0323-4603-9aeb-8a422f25dd2e_figure2.gif"/>
                </fig>
            </sec>
            <sec id="sec6">
                <title>4.2 Effective strain distribution</title>
                <p>To capture the temperature, strain and velocity distribution across the billet during the DTCAE process, nine tracking points at the billet cross-section were strategically placed at symmetric positions as illustrated in 
                    <xref ref-type="fig" rid="f3">Fig 3</xref> (a). To reflect both surface and core deformation behaviors these points were distributed at the edge, mid-edge, and central regions in one quadrant zone.</p>
                <fig fig-type="figure" id="f3" orientation="portrait" position="float">
                    <label>Fig 3. </label>
                    <caption>
                        <title>(a) Nine tracking points in one quadrant (b) Strain and (c) Temperature distribution.</title>
                    </caption>
                    <graphic id="gr3" orientation="portrait" position="float" xlink:href="https://f1000research-files.f1000.com/manuscripts/198176/1c237468-0323-4603-9aeb-8a422f25dd2e_figure3.gif"/>
                </fig>
                <p>The effective strain induction in the DTCAE process was evaluated through the selected nine tracking points. The effective strain vs stroke for all nine points is plotted and presented in 
                    <xref ref-type="fig" rid="f3">Fig 3</xref> (b), indicating a progressive rise in effective strain with stroke as it starts passing through the deformation zones.
                    <sup>
                        <xref ref-type="bibr" rid="ref28">28</xref>&#x2013;
                        <xref ref-type="bibr" rid="ref30">30</xref>
                    </sup> The outer surface is subjected to huge strain induction.</p>
                <p>Point 1, as in 
                    <xref ref-type="fig" rid="f3">Fig 3</xref> (a), located near the outer corner of the billet, exhibited the highest strain, approximately 18, while the central point, i.e., point 9, recorded the lowest value, around 4. The dual and opposite twist channels in DTCAE introduce additional shear planes, leading to more complex and multidirectional material flow compared to conventional SPDs. This enhanced deformation technique not only enhances the net strain accumulation per pass but also promotes UFG refinement and microstructural evolution. Thus, DTCAE demonstrates a distinct advantage over TE, ECAP, RCS etc. by inducing higher strain intensities in a single pass. The critical deformation zones make it a more effective SPD technique for advanced material processing.</p>
                <p>The temperature distribution in the specimen in DTCAE process was estimated and illustrated in 
                    <xref ref-type="fig" rid="f3">Fig 3</xref> (c) from the FEA. The initial billet temperature was set 20&#x00a0;&#x00b0;C. The simulation adopted a very low convection coefficient of 0.02&#x00a0;N/s-mm-&#x00b0;C and a moderate conduction coefficient of 5&#x00a0;N/s-mm-&#x00b0;C to replicate approximately-isothermal conditions. The temperature profile at nine selected points is traced and found a minimal rise from 20.0&#x00a0;&#x00b0;C to approximately 20.45&#x00a0;&#x00b0;C over the stroke length. The minimal temperature variation, with the least rise at the boundary and the highest at the core, confirms the accuracy and physical consistency of the model. This negligible thermal gradient confirms the quasi-isothermal deformation of the work material in the present setup. This temperature distribution indicates the realistic heat generation in the severe plastic deformation considering the assumed thermal boundary conditions.</p>
            </sec>
            <sec id="sec7">
                <title>4.3 Effect of dual twist and extrusion zone</title>
                <p>The dual twist configuration appears to significantly improve strain homogeneity by disrupting unidirectional material flow and reorienting the flow at different critical zones. This not only enhances local plasticity but also promotes activation of multiple slip systems, even at the core region, which reportedly shows lower strain accumulation in single-mode SPD techniques. The geometric reduction due to the extrusion, contributes to a gradual development of back pressure, ensuring the complete full flow, aiding in consistent deformation across the billet. The velocity contour plot depicts an even transition of material flow through the die channel without formation of dead zones or localised turbulence, which confirms the effectiveness of twist-extrusion. These cumulate effects make DTCAE highly efficient for UFG structure in single pass while minimizing internal defects and enhancing material properties.</p>
            </sec>
            <sec id="sec8">
                <title>4.3 Load-displacement curve</title>
                <p>
                    <xref ref-type="fig" rid="f4">Fig 4</xref> illustrates the Load vs. Stroke plot obtained from the DEFORM-3D simulation of the DTCAE process. The plot provides detailed insights into the material flow, maximum load requirement and deformation behaviour throughout the deformation cycle. At the beginning stage, corresponding to Zone-1, the load increases gradually with stroke. In this stage, the billet undergoes Phase-1 deformation &#x2018;a 90&#x00b0; twisting&#x2019;. Up to approximately 11&#x00a0;mm of stroke length, is characterised by increasing resistance due to plastic deformation and die-billet interfacial friction.</p>
                <fig fig-type="figure" id="f4" orientation="portrait" position="float">
                    <label>Fig 4. </label>
                    <caption>
                        <title>Load vs stroke with the stages of deformation.</title>
                    </caption>
                    <graphic id="gr4" orientation="portrait" position="float" xlink:href="https://f1000research-files.f1000.com/manuscripts/198176/1c237468-0323-4603-9aeb-8a422f25dd2e_figure4.gif"/>
                </fig>
                <p>Between approximately 11&#x00a0;mm and 23&#x00a0;mm of stroke, a notable rise in load is observed, i.e., Phase-2 deformation, indicating maximum forming resistance as the billet experiences shear deformation within the angular channel for ECAP.</p>
                <p>Subsequently, in Phase-3 deformation, i.e., within around 23&#x00a0;mm to 28&#x00a0;mm of stroke, corresponding to a reverse twisting of 45&#x00b0;, a visible increase in load occurs. This huge rise in load is attributed to material reorientation, additional shear strain generation and activation of multiple slip systems.</p>
                <p>In Zone IV, a further rise in load is observed during Phase-4 deformation, i.e, between approximately 28&#x00a0;mm and 32&#x00a0;mm of stroke. This rise is mainly due to cumulative strain hardening effect of the billet material and increased resistance due to extrusion at the die exit region.</p>
                <p>At the end, the billet exits the die, as illustrated. The process needs a peak load of around 70 kN, corresponding to the billet&#x2019;s complete traversal through all the complex die channels, demonstrating the material&#x2019;s deformation response in DTCAE process.</p>
            </sec>
        </sec>
        <sec id="sec9" sec-type="conclusion">
            <title>5. Conclusion</title>
            <p>The finite element investigation of the Dual Twist Channel Angular Extrusion (DTCAE) process was conducted successfully through DEFORM-3D software package. With significant strain accumulation, moderate and uniform temperature rise, and distinct deformation phases, the process demonstrates its superiority as an effective and efficient Severe Plastic Deformation (SPD) technique. Effective strain distribution analysis through the point tracking method reveals the highest strain accumulations near outer deformation zones, and the lowest at the core zone. The core zone strain induction indicates enhanced plastic deformation due to complex channel geometry and ensures the process supremacy over other SPDs. The load&#x2013;stroke plot distinctly marks four deformation phases, capturing the variation in resistance as the billet flows through complex channels. These results corroborate that DTCAE not only refines material through effective strain by inducing multiple slip systems but also ensures its feasibility, making it a robust and scalable alternative to conventional SPD methods.</p>
        </sec>
    </body>
    <back>
        <sec id="sec12" sec-type="data-availability">
            <title>Data Availability</title>
            <p>All data supporting the findings of this study, including raw and processed data, are openly available in Figshare under a 

                <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">CC-BY 4.0 license</ext-link> and can be accessed via.</p>
            <p>DOI: 
                <ext-link ext-link-type="uri" xlink:href="https://doi.org/10.6084/m9.figshare.31879312">https://doi.org/10.6084/m9.figshare.31879312</ext-link>.
                <sup>
                    <xref ref-type="bibr" rid="ref31">31</xref>
                </sup>
            </p>
            <sec id="sec13">
                <title>Underlying data</title>
                <p>

                    <bold>Repository name:</bold> 
                    <italic toggle="yes">Finite Element Simulation Dataset for DTCAE Process</italic>

                    <bold>.</bold> 
                    <ext-link ext-link-type="uri" xlink:href="https://doi.org/10.6084/m9.figshare.31879312">https://doi.org/10.6084/m9.figshare.31879312</ext-link>.
                    <sup>
                        <xref ref-type="bibr" rid="ref31">31</xref>
                    </sup>
                </p>
                <p>The project contains the following underlying data:</p>
                <p>Underlying-RAW-Fig 3. (c) Temperature Distribution.xlsx (the Raw data of Fig 3. (c) from which the graph plot is made).</p>
                <p>Underlying-RAW-Fig 4. Load vs stroke.xlsx (the Raw data Fig 4 from which the graph plot is made).</p>
                <p>Underlying-RAW-Fig 3. (b) strain.xlsx (the Raw data Fig 3. (b) from which the graph plot is made).</p>
                <p>Underlying- Fig 1. (a).jpg (the figure presented in Fig 1. (a)).</p>
                <p>Underlying- Fig 1. (b).jpg (the figure presented in Fig 1. (b)).</p>
                <p>Underlying- Fig 2. (a).jpg (the figure presented in Fig 2. (a)).</p>
                <p>Underlying- Fig 2. (b).jpg (the figure presented in Fig 2. (b)).</p>
                <p>Underlying- Fig 3. (a).jpg (the figure presented in Fig 3. (a)).</p>
                <p>Underlying- Fig 3. (b).jpg (the figure presented in Fig 3. (b)).</p>
                <p>Underlying- Fig 3. (c).jpg (the figure presented in Fig 3. (c)).</p>
                <p>Underlying- Fig 4.jpg (the figure presented in Fig 4).</p>
            </sec>
            <sec id="sec14">
                <title>Extended data</title>
                <p>

                    <bold>Repository name:</bold> 
                    <italic toggle="yes">Finite Element Simulation Dataset for DTCAE Process</italic>. 
                    <ext-link ext-link-type="uri" xlink:href="https://doi.org/10.6084/m9.figshare.31879312">https://doi.org/10.6084/m9.figshare.31879312</ext-link>.
                    <sup>
                        <xref ref-type="bibr" rid="ref31">31</xref>
                    </sup>
                </p>
                <p>The project contains the following underlying data:</p>
                <p>DTCAE_Simulation Higher_mesh (it is the key file of the simulation and will only open in DEFORM-3D software).</p>
                <p>EXTENDED-RAW-Assumptions (some of the assumptions there in Table &#x2212;1 and others are there which may help others during simulation considerations).</p>
            </sec>
        </sec>
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    <sub-article article-type="reviewer-report" id="report483638">
        <front-stub>
            <article-id pub-id-type="doi">10.5256/f1000research.198176.r483638</article-id>
            <title-group>
                <article-title>Reviewer response for version 1</article-title>
            </title-group>
            <contrib-group>
                <contrib contrib-type="author">
                    <name>
                        <surname>Khan</surname>
                        <given-names>Akhtar</given-names>
                    </name>
                    <xref ref-type="aff" rid="r483638a1">1</xref>
                    <role>Referee</role>
                </contrib>
                <aff id="r483638a1">
                    <label>1</label>IIIT Kurnool, Kurnool, India</aff>
            </contrib-group>
            <author-notes>
                <fn fn-type="conflict">
                    <p>
                        <bold>Competing interests: </bold>No competing interests were disclosed.</p>
                </fn>
            </author-notes>
            <pub-date pub-type="epub">
                <day>23</day>
                <month>5</month>
                <year>2026</year>
            </pub-date>
            <permissions>
                <copyright-statement>Copyright: &#x00a9; 2026 Khan A</copyright-statement>
                <copyright-year>2026</copyright-year>
                <license xlink:href="https://creativecommons.org/licenses/by/4.0/">
                    <license-p>This is an open access peer review report distributed under the terms of the Creative Commons Attribution Licence, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.</license-p>
                </license>
            </permissions>
            <related-article ext-link-type="doi" id="relatedArticleReport483638" related-article-type="peer-reviewed-article" xlink:href="10.12688/f1000research.179642.1"/>
            <custom-meta-group>
                <custom-meta>
                    <meta-name>recommendation</meta-name>
                    <meta-value>approve</meta-value>
                </custom-meta>
            </custom-meta-group>
        </front-stub>
        <body>
            <p>Dear Authors,</p>
            <p> </p>
            <p> I recommend/approve the manuscript entitled &#x201c;Dual Twist Channel Angular Extrusion for Ultrafine-Grained Material Processing as an Advanced Severe Plastic Deformation Technique: A Finite Element Analysis&#x201d; for indexing in its present form, as the study makes a novel and relevant contribution to the field of Severe Plastic Deformation (SPD) processing. The proposed DTCAE methodology appears promising for achieving improved strain distribution and ultrafine-grain refinement via advanced deformation pathways.</p>
            <p> Some suggestions are listed below:</p>
            <p> 1.&#x00a0;&#x00a0; &#x00a0;The justification for the selected friction coefficient/value used in the finite element simulation has not been clearly explained. The authors are encouraged to provide a clear rationale or supporting literature for the considered friction conditions.&#x00a0;</p>
            <p> 2.&#x00a0;&#x00a0; &#x00a0;Although the numerical investigation is informative, experimental validation of the DTCAE process would significantly strengthen the findings. The authors may include this aspect as part of future research.</p>
            <p>Is the work clearly and accurately presented and does it cite the current literature?</p>
            <p>Yes</p>
            <p>If applicable, is the statistical analysis and its interpretation appropriate?</p>
            <p>Yes</p>
            <p>Are all the source data underlying the results available to ensure full reproducibility?</p>
            <p>Yes</p>
            <p>Is the study design appropriate and is the work technically sound?</p>
            <p>Yes</p>
            <p>Are the conclusions drawn adequately supported by the results?</p>
            <p>Yes</p>
            <p>Are sufficient details of methods and analysis provided to allow replication by others?</p>
            <p>Yes</p>
            <p>Reviewer Expertise:</p>
            <p>Manufacturing Science and Engineering</p>
            <p>I confirm that I have read this submission and believe that I have an appropriate level of expertise to confirm that it is of an acceptable scientific standard.</p>
        </body>
    </sub-article>
    <sub-article article-type="reviewer-report" id="report483632">
        <front-stub>
            <article-id pub-id-type="doi">10.5256/f1000research.198176.r483632</article-id>
            <title-group>
                <article-title>Reviewer response for version 1</article-title>
            </title-group>
            <contrib-group>
                <contrib contrib-type="author">
                    <name>
                        <surname>Behera</surname>
                        <given-names>Suraj Kumar</given-names>
                    </name>
                    <xref ref-type="aff" rid="r483632a1">1</xref>
                    <role>Referee</role>
                </contrib>
                <aff id="r483632a1">
                    <label>1</label>National Institute of Technology Rourkela, Rourkela, Odisha, India</aff>
            </contrib-group>
            <author-notes>
                <fn fn-type="conflict">
                    <p>
                        <bold>Competing interests: </bold>No competing interests were disclosed.</p>
                </fn>
            </author-notes>
            <pub-date pub-type="epub">
                <day>13</day>
                <month>5</month>
                <year>2026</year>
            </pub-date>
            <permissions>
                <copyright-statement>Copyright: &#x00a9; 2026 Behera SK</copyright-statement>
                <copyright-year>2026</copyright-year>
                <license xlink:href="https://creativecommons.org/licenses/by/4.0/">
                    <license-p>This is an open access peer review report distributed under the terms of the Creative Commons Attribution Licence, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.</license-p>
                </license>
            </permissions>
            <related-article ext-link-type="doi" id="relatedArticleReport483632" related-article-type="peer-reviewed-article" xlink:href="10.12688/f1000research.179642.1"/>
            <custom-meta-group>
                <custom-meta>
                    <meta-name>recommendation</meta-name>
                    <meta-value>approve</meta-value>
                </custom-meta>
            </custom-meta-group>
        </front-stub>
        <body>
            <p>The manuscript entitled &#x201c;Dual Twist Channel Angular Extrusion for Ultrafine-Grained Material Processing as an Advanced Severe Plastic Deformation Technique: A Finite Element Analysis&#x201d; is recommended for the indexing in its current form, considering the novelty and relevance of the proposed DTCAE approach in the field of Severe Plastic Deformation (SPD). The study provides useful insights into strain behaviour and deformation characteristics through finite element analysis, and the proposed technique appears to be a promising advancement for ultrafine-grained material processing.</p>
            <p> The following suggestions may further improve the manuscript: 
                <list list-type="order">
                    <list-item>
                        <p>The paper uses finite numbers of tetrahedral elements but does not justify mesh independence. The confirmation or convergence test for the selected mesh size may be included or properly referred to in order to ensure the accuracy and reliability of the simulation results.</p>
                    </list-item>
                    <list-item>
                        <p>Page 4: tortional should be torsional</p>
                    </list-item>
                    <list-item>
                        <p>Page 3: 90&#x00b0;clockwise twist before and 45&#x00b0;anticlockwise , there should be a gap between numbers and texts.</p>
                    </list-item>
                    <list-item>
                        <p>Page 7: instead of &#x201c;huge rise in load&#x201d;, author may write &#x201c;significant rise in load&#x201d;</p>
                    </list-item>
                    <list-item>
                        <p>Figure 2 can be more descriptive and written as &#x201c;Fig. 2. Material flow characteristics in DTCAE: (a) velocity vector distribution and (b) distorted grid pattern indicating deformation behaviour.&#x201d;</p>
                    </list-item>
                    <list-item>
                        <p>Flow Stress in Table 1, The equation can be re-written for better readability.</p>
                    </list-item>
                    <list-item>
                        <p>References 1 and 14 are identical similarly References 5 and 16 are also identical. These duplicates should be removed and numbering updated</p>
                    </list-item>
                    <list-item>
                        <p>Current conclusion is acceptable but can be strengthened with future work.</p>
                    </list-item>
                    <list-item>
                        <p>As a future scope of the work, simulations at elevated processing temperatures may be conducted to evaluate the deformation behavior and strain distribution under thermally assisted conditions.</p>
                    </list-item>
                </list>
            </p>
            <p>Is the work clearly and accurately presented and does it cite the current literature?</p>
            <p>Yes</p>
            <p>If applicable, is the statistical analysis and its interpretation appropriate?</p>
            <p>Yes</p>
            <p>Are all the source data underlying the results available to ensure full reproducibility?</p>
            <p>Yes</p>
            <p>Is the study design appropriate and is the work technically sound?</p>
            <p>Yes</p>
            <p>Are the conclusions drawn adequately supported by the results?</p>
            <p>Yes</p>
            <p>Are sufficient details of methods and analysis provided to allow replication by others?</p>
            <p>Yes</p>
            <p>Reviewer Expertise:</p>
            <p>Finite Element Analysis, Rotordynamics, Cryogenics</p>
            <p>I confirm that I have read this submission and believe that I have an appropriate level of expertise to confirm that it is of an acceptable scientific standard.</p>
        </body>
    </sub-article>
</article>
