Secretomes of apoptotic mononuclear cells ameliorate neurological damage in rats with focal ischemia

The pursuit of targeting multiple pathways in the ischemic cascade of cerebral stroke is a promising treatment option. We examined the regenerative potential of conditioned medium derived from rat and human apoptotic mononuclear cells (MNC), rMNC and hMNC , in experimental stroke. We performed middle cerebral artery occlusion on Wistar rats and administered apoptotic MNC-secretomes intraperitoneally in two experimental settings. Ischemic lesion volumes were determined 48 hours after cerebral ischemia. Neurological evaluations were performed after 6, 24 and 48 hours. Immunoblots were conducted to analyze neuroprotective signal-transduction in human primary glia cells and neurons. Neuronal sprouting assays were performed and neurotrophic factors in both hMNC and rat plasma were quantified using ELISA. Administration of rat as well as human apoptotic MNC-secretomes significantly reduced ischemic lesion volumes by 36% and 37%, respectively. Neurological examinations revealed improvement after stroke in both treatment groups. Co-incubation of human astrocytes, Schwann cells and neurons with hMNC resulted in activation of several signaling cascades associated with the regulation of cytoprotective gene products and enhanced neuronal sprouting in . Analysis of neurotrophic factors in hMNC and rat plasma revealed vitro high levels of brain derived neurotrophic factor (BDNF). Our data indicate that apoptotic MNC-secretomes elicit neuroprotective effects on rats that have undergone ischemic stroke. 1,2 3 1,2 1,2


Amendments from Version 1
We want to thank the invited referees for their valuable comments and suggestions. We feel that the scientific value of our manuscript has increased significantly. This revised version of the manuscript includes the following major adjustments as suggested by the referees: We performed an additional experiment aiming at further characterizing the state of apoptosis in apoptotic MNCsecretomes. We found that about 85% of rMNC that had been irradiated and cultured for 18 hours are in the state of apoptosis (see Figure 3).
Other revised points include: • The rationale for the two setting-approach plus the limitations of this study have been added to the Discussion.
• Behavioral data are now presented as mean +/-SD (see Figure 5).
• Figure 8 now shows all ELISA data on neurotrophic factors in hMNC apo sec in vitro + in vivo.
• Randomization processes for the animal study have been described in greater detail.
• Materials and Methods have been described more accurately as suggested (neuronal sprouting assay, production of MNCsecretomes, determination of neurotrophic factors, etc.).
• References for the production of apoptotic MNC-secretomes have been added.

Introduction
The search for clinically effective strategies to intercept the deleterious events that follow a stroke is ongoing. This quest has been particularly driven by the limitations that the use of tissue plasminogen activator (tPA) poses in patients with ischemic stroke (Fonarow et al., 2011). For Europe, it is projected that stroke events will increase from 20% in 2002 to 35% in 2050 in the population above 65 years of age (Truelsen et al., 2006). The United States report a yearly incidence of approximately 795,000, killing about 135,000 people each year (Roger et al., 2012). Most patients have to settle for the need of specialized care culminating into a burden to both persons affected and health care systems (Strong et al., 2007). Even though the potential of targeting neuroprotective pathways to treat ischemic stroke has been debated extensively, there seems to be a consensus towards more multilayered strategies (Iadecola & Anrather, 2011).
Several neuroprotective proteins that play a role in the ischemic cascade have been identified and studied, such as cAMP response element-binding protein (CREB), Akt, extracellular-signal regulated kinase (Erk1/2), or heat shock protein 27 (HSP27) (Qi et al., 2012;Roux & Blenis, 2004). The transcription factor CREB, for instance, exerts its neuroprotective role in the ischemic response by activating protective genes and trophic factors such as B-cell lymphoma 2 (Bcl-2) or brain-derived neurotrophic factor (BDNF) (Wilson et al., 1996). The protein-chaperone HSP27 inhibits pathways leading to cell death (van der Weerd et al., 2010). Finding a treatment targeting these proteins simultaneously could open a new window of opportunity in acute stroke management and regeneration.
The role of different populations of adult stem cells is being investigated in several fields of regenerative medicine. Distant stem cells track sites of injury and counteract tissue damage (Assmus et al., 2011;Brunner et al., 2008;Lagasse et al., 2000). It is hypothesized that human mesenchymal stem cells (hMSCs) produce cytokines and growth factors that subsequently repair damaged tissues, including the brain (Chen et al., 2001). After homing to the injured areas, where hypoxia, apoptosis, and inflammation occur, hMSCs secrete trophic factors that enable endogenous repair (Joyce et al., 2010). Hence, the scientific community endeavored to either infuse or inject stem cells in multiple organ-specific disease entities with only limited clinical success in myocardial infarction (Jensen & Patterson, 2013;Lemmens & Steinberg, 2013;Wollert & Drexler, 2010).
In 2005, Thum et al. postulated in their "dying stem cell hypothesis" that therapeutic stem cells are already in the state of apoptosis while being processed for treatment, thus causing immune suppression by scaling down the adaptive and innate immune system (Thum et al., 2005). The authors speculated that these "therapeutic apoptotic stem cells" are able to attenuate hypoxia-induced inflammation (Fadok et al., 2001;Saas et al., 2010).
We have extended this concept and utilized suspensions of apoptotic peripheral blood mononuclear cells (MNCs), rather than stem cells themselves, as a therapeutic agent for the treatment of rodent myocardial infarction in a previous study (Ankersmit et al., 2009;Hoetzenecker et al., 2012;Lichtenauer et al., 2011). The almost complete absence of long term myocardial scarring led us to newly validate the suitability of peripheral MNCs and their secreted factors for regenerative medicine. In our previous work we showed that first, human apoptotic MNC-secretomes (hMNC apo sec ) circumvented inflammation and caused preferential homing of c-kit+/CD34-endothelial progenitor cells; second, hMNC apo sec caused immune suppression in vitro and, third, paracrine factors derived from human apoptotic MNC-secretomes led to an upregulation of matrix metalloproteinase 9 (MMP-9) and Interleukin 8 (IL-8) in primary cultured human fibroblasts. Both these factors are known to be involved in neoangiogenesis (Nold-Petry et al., 2010). In addition, hMNC apo sec have been shown to cause enhanced wound healing in vivo via the formation of new blood vessels and increased migration of primary cultured fibroblasts and keratinocytes (Mildner et al., 2013). Ultimately, one single intravenous administration of hMNC apo sec in a large animal closed chest reperfusion model of acute myocardial infarction (AMI) prevented myocardial damage (Ankersmit et al., 2009;Hoetzenecker et al., 2012;Lichtenauer et al., 2011).
With these data at hand, we investigated in the present study whether secretomes derived from rat (rMNC apo sec ) and human (hMNC apo sec ) apoptotic MNCs are also able to reduce ischemic lesion volumes and improve neurological outcome in a rat MCAO (middle cerebral artery occlusion) model. For the production of human MNC-secretomes, human MNCs were isolated from whole blood of healthy volunteers. This was approved by the ethics committee of the Medical University of Vienna (approval number: EK 2010/034). Participants provided their written informed consent.

Animals
A total of 84 adult male Wistar Rats (Charles River Laboratories, Sulzfeld, Germany) weighing 280-320 g were used. Animals were kept in cages of three to four and accustomed to a 12 hour lightdark cycle for two weeks. Nutrition and tap water were provided ad libitum. Sixteen animals made up the secretome group for which MNCs were extracted out of whole blood and their secretomes produced. Ten animals were randomly selected for the pilot-phase with the intention of establishing protocol and attaining a consistent surgical technique. The remaining 58 animals were used for the study groups and randomly assigned to either the control or the treatment group. Deaths occurred equally in both study groups (total N=21, n=10 in setting 1 [rMNC apo sec ] and n=11 in setting 2 [hMNC apo sec ], 7 animals were excluded from the study (n=3 in setting 1 and n=4 in setting 2) and euthanized within 6 hours after MCAO due to severe dyspnea and suffering. For statistical analyses, the remaining 30 animals were used (n=16 in setting 1 and n=14 in setting 2) Data were analyzed in a blinded manner. Animals' tails were marked with colored ink pens before surgery. From that moment on, investigators registered values using only that color code. Surgery was performed by a surgeon unaware if the animals received treatment or placebo. Neuroscore was evaluated by an investigator not involved in the surgical procedure or application of compounds. Statistical analyses were performed by an external statistician.
Production of apoptotic MNC-secretomes from rats (rMNC apo sec ) and control medium for experimental setting 1 This section describes the production of apoptotic MNC-secretomes derived from rats (Hoetzenecker et al., 2013). These were used for the treatment group in setting 1 whereas the treatment group in setting 2 received apoptotic MNC-secretomes derived from humans (see below). Syngeneic rat-MNCs were harvested from splenocytes of Wistar rats. For this procedure, animals were anesthetized with an intraperitoneal administration of Ketamine (100 mg/kg) and Xylazine (10 mg/kg). Through a midline incision, spleens were harvested and MNCs were separated by passing spleens through 70 µm and 40 µm cell strainers (BD Biosciences, Vienna, Austria). Red blood cells were lyzed for 90 seconds using a red blood cell lysing buffer (Sigma Aldrich, Vienna, Austria). After washing, MNCs were resuspended in 4 mL CellGro serum-free medium (CellGenix GmbH, Freiburg, Germany) and apoptosis was induced by Caesium-137 irradiation (Department of Transfusion Medicine, Vienna General Hospital) with 45 Gy. Cells were cultivated in CellGro serum-free medium at a concentration of 25×10 6 cells/mL at 37°C and 5% CO 2 for 18 hours. Cells were removed by centrifugation at 1300 RPM for 9 minutes (Beckman Coulter Allegra ® X-15R, Brea, CA, USA) and cell culture supernatants were then dialyzed against 50 mM ammonium acetate (Sigma Aldrich) using dialysis membranes (cut off: 6-8 kDa; Spectrum laboratories, Breda, The Netherlands) for 24 hours at 4°C on a shaking platter. Subsequently, the dialyzed supernatants were lyophilized over night (Lyophilizator Christ alpha 1-4, Martin Christ Gefriertrocknungsanlagen GmbH, Osterode am Harz, Germany). Lyophilization was performed at -20°C and 0.1 mbar pressure. The final product, rMNC apo sec , was stored at -80°C. For the control group, the same cell culture medium that was used for the production of rMNC apo sec was irradiated, cultivated, dialyzed, and lyophilized accordingly. All cell and tissue samples were handled under sterile conditions. Microbial smears on chocolate agars (BD Biosciences, Vienna, Austria), a non-selective media for cultivation of fastidious microorganisms, were performed before lyophilization to rule out contaminations.
Production of apoptotic MNC-secretomes from humans (hMNC apo sec ) and control medium according to GMP protocol for experimental setting 2 Pathogen-reduction methods such as photodynamic treatment with methylene blue (MB) plus visible light and gamma radiation have been developed to inactivate viruses and other pathogens in plasma and platelet concentrates. Regulatory authorities require these two pathogen reduction steps for blood derived products such as IVIg, plasma or coagulation factors (Gauvin & Nims, 2010;Lambrecht et al., 1991;Nims et al., 2011;Wallis & Melnick, 1965) to be performed in a good manufacturing practice (GMP) facility.
Human apoptotic MNC-secretomes were prepared as described previously (Lichtenauer et al., 2011). Briefly, venous blood samples (75 mL) were drawn from healthy volunteers (n=15). Blood cells were separated using Ficoll-Paque (GE Healthcare Bio-Sciences AB, Stockholm, Sweden) density gradient centrifugation. MNCs were resuspended with CellGro serum-free medium. After irradiation with 45 Gy as described above, cells were cultivated with CellGro serum-free medium at a concentration of 25×10 6 cells/mL under sterile conditions for 18 hours. Supernatants were collected by centrifugation and methylene blue (MB) plus light treatment was performed in the Theraflex MB-Plasma system (MacoPharma, Mouvaux, France) using the Theraflex MB-Plasma bag system (REF SDV 0001XQ) and an LED-based illumination device (MacoTronic B2, MacoPharma). Light energy was monitored and reached 120 J/cm 2 . Integrated in the bag system was a pill containing 85 mg of MB, yielding a concentration range of 0.8 to 1.2 mM MB per unit. Removal of MB and photoproducts by Blueflex filtration was done consecutively after treatment. Air was removed from the plasma units before illumination. After lyophilization of this viral inactivated cell culture supernatant as indicated above, the lyophilized powder ran through the second step of pathogen removal, gamma irradiation. Gamma irradiation was performed by Mediscan, which operates a gamma irradiation unit (Gammatron 1500, Mediscan, Seibersdorf, Austria). Gamma rays were generated by radioactive decay of Cobalt 60. For this purpose, apoptotic MNC-secretomes were put in metal sterilization totes that pass on a meandering path through the irradiation vault around the emitting center in five layers. The cobalt unit emits photons that are almost by Zea Longa et al. using a coated monofilament (Doccol Corporation, CA, USA) (Longa et al., 1989). Briefly, a 3 cm coated monofilament with a thickened tip was inserted into the external carotid artery (ECA) and advanced to the middle cerebral artery (MCA) to induce ischemia in the MCA territory.
Postoperative administration of apoptotic MNC-secretomes In the first experimental setting, lyophilized rMNC apo sec (produced from 12.5×10 6 apoptotic rat MNCs) or control medium was resuspended in 0.3 mL saline (Fresenius Kabi, Vienna, Austria) in the laboratory prior to surgery. In order to investigate the potency of apoptotic MNC-secretomes, both the treatment group and the control group (n=29) randomly received 0.3 mL rMNC apo sec or control medium intraperitoneally forty minutes after surgery ( Figure 1, blue arrow). In the second setting, lyophilized hMNC apo sec (produced from 12.5×10 6 apoptotic human MNCs) or lyophilized control medium were each resuspended in the laboratory in 0.3 mL saline prior to surgery. In order to investigate whether a higher dosage and time interval would provide additional benefits, animals from experimental setting 2 (n=29) received two intraperitoneal doses 40 minutes and 24 hours after MCAO induction ( Figure 1, red arrows). The rationale for this two-step-approach is given in the discussion. In addition, all animals were given a subcutaneous injection of 3.5 mL/kg saline after surgery and put under a heating lamp until they woke up.

Measurement of infarct volumes
In both experimental settings, animals were euthanized 48 hours after surgery with an intraperitoneal injection of 600 mg/kg Pentobarbital. Brains were harvested and cut into five 2 mm coronal slices using a brain matrix (Zivic Instruments, Pittsburgh, PA, USA) and razor blades (Zivic Instruments). In order to stain ischemic areas, brain slices were then incubated for 30 minutes at 37°C in a 2% solution of 2,3,5-triphenyltetrazolium chloride (TTC; CarlRoth, Karlsruhe, Germany) (Bederson et al., 1986). Slices were digitalized isotropic. Regarding the complex path (280 positions in five layers) the dose is distributed consistently. The dose rate recorded by a Polymethyl methacrylate (PMMA) dosimeter was determined to be 25000 Gy after 23 hours of irradiation. The lyophilized and twostep pathogen-free supernatant of apoptotic MNCs (hMNC apo sec ) was stored at -80°C. For the control group, cell culture medium was put through the same steps (cultivation, two step pathogen reduction, irradiation and lyophilization).
Verification of apoptosis in cultured irradiated apoptotic rMNCs using flow cytometry Syngeneic rMNCs (MNCs derived from rats) were harvested from splenocytes of Wistar rats (n=5) using the same protocol as described earlier.
To investigate apoptosis rates during the production of our compounds, washed MNCs that had been cultured for 18 hours were divided into two groups, one to be irradiated in order to induce apoptosis (as described before by using Caesium-137 irradiation with 45 Gy) the other to remain non-irradiated. Except for irradiation, MNCs in both groups were processed equivalently (cultivation, dialysis, lyophilization). Co-staining with Annexin-V/Propidium Iodide (FITC/PI, Becton Dickinson, Franklin Lakes, NJ, USA) was performed following manufacturer's instructions. The rate of apoptosis was then evaluated on a flow cytometer (FC500, Coulter, CA, USA).

Animal preparation and induction of focal cerebral ischemia
Fifty eight animals were weighed and anesthetized with an intraperitoneal administration of Ketamine (100 mg/kg) and Xylazine (10 mg/kg). This was followed by a subcutaneous injection of Piritramide (15 mg/kg). Animals were then intubated with an 18G intravenous catheter (BD Biosciences) and anesthesia was maintained throughout surgery with 1.5% isoflurane delivered in 1.5 L air and 0.8 L oxygen per minute. Body temperature was regulated using a heating pad (Trixie 76085 Heizmatte, Trixie, Flensburg, Germany). Permanent middle cerebral artery occlusion (MCAO) of the right hemisphere was performed according to the suture model described Figure 1. Experimental study setting. For setting 1, rMNC apo sec (apoptotic MNC-secretomes from rats) were injected 40 minutes after MCAO (blue arrow). In setting 2, hMNC apo sec (apoptotic MNC-secretomes from humans) were administered twice at 40 minutes (0.7 hours) and 24 hours after MCAO (red arrows). In both settings, neurological evaluations were performed at 0 hours (before surgery) as well as 6, 24, and 48 hours after surgery (boxes). Both treatment and control animals were euthanized 48 hours after surgery and brain slices were treated with TTC (2,3,5-triphenyltetrazolium chloride) to stain ischemic areas in the brain.
using a commercially available photo scanner (Epson Perfection V330 Scanner; Figure 2). Lesion volumes were determined by a blinded investigator using ImageJ planimetry software (Version 1.6.0_10; Rasband, W.S., ImageJ, U.S. National Institutes of Health; Bethesda, MD, USA). Lesion volumes were calculated with respect to edema formation using the following formula: 100×(Volume of the contralateral hemisphere-Volume of the ipsilateral hemisphere)/ (Volume of the contralateral hemisphere). Ipsi-and contralateral lesion volumes were calculated by multiplication of area with slice thickness summed for all sections (Swanson et al., 1990).

Cell culture
Human primary astrocytes, Schwann cells and neurons were obtained from CellSystems (CellSystems Biotechnologie, St. Katharinen, Germany) and cultured in their respective growth medium (CellSystems) at 37°C and 5% CO 2 .

Neuronal sprouting assay
To investigate neuronal sprouting of human primary neurons, 1×10 4 cells (CellSystems) were seeded in 24-well plates (Costar) and allowed to adhere for 24 hours. Cells were further cultivated in neuronal medium (see above) without growth factors for five days together with the secretome of hMNC derived from 2.5×10 6 cells/mL (hMNC apo sec ) or control medium. After five days cells were fixed at room temperature in 100% methanol for 10 minutes and stained with methylene blue (Sigma; 0.5% in methanol). Excess methylene blue was washed out with distilled water, and culture wells were evaluated with an inverted microscope (EvosXL, Life Technologies, Carlsbad, CA, USA). Cell cultures were digitalized using an Olympus Digital Camera E-520 (3648×2736 pixels). A blinded observer set a random representative area of the photographed cell Brains were stained with a 2% solution of TTC forty-eight hours after MCAO. Animals received either treatment (in this representative scan: hMNC apo sec ) or control medium, in this case, 40 minutes 24 hours after surgery. White areas indicate ischemic tissue while red areas stain for non-ischemic tissue. Animals treated with control medium (left image) had larger ischemic (=white) areas than animals treated with hMNC apo sec (right image).

Neurological evaluation
Neurological examinations were performed by a blinded investigator in both experimental settings using a neurological score before surgery, and 6, 24, and 48 hours after surgery. The test at each time point consists of seven exercises and animals would receive a score ranging from 0 points (no pathological responses) to 7 points (maximum impairment). A successfully completed exercise would add 0 points to the score. Pathological performance in an exercise would add 1 point. The exercises were: left forepaw extension, instability to lateral push from right, tail hanging, walking on ground, whisker movement on the left, hearing, and vision (Nedelmann et al., 2007). E.g. if the rats could not hold against a hand pushing them from the right, they would get 1 point. If they did push against the examiner's hand, they would get 0 points. Accordingly, if the rats did extend their left forepaw when hauled up by their tail, they would get 0 points. If they could not extend their left forepaw, they would get 1 point. This adds up to a score ranging from 0 points (=no pathological response at all), to 7 points (=highly impaired animal).
culture (as seen in Figure 7b) using Adobe Photoshop Lightroom Software (Version 5.2, 2013; Adobe, San José, CA, USA). (i) on a photograph of cells treated with human apoptotic MNC-secretomes and (ii) on a photograph showing cells treated with control medium. The areas in each photograph measured 1420×2456 pixels. Subsequently, they picked and marked visible distinct, full-length and non-overlapping 30-35 neurites using ImageJ software (Bethesda, MD). Another blinded investigator measured these marked neurons using ImageJ software.
Determination of neurotrophic factors in apoptotic MNCsecretomes and control medium BDNF, nerve growth factor (NGF) and glial derived neurotrophic factor (GDNF) in rMNC apo sec , hMNC apo sec , and control medium, were measured using commercially available ELISA-kits (Enzyme linked immunosorbent assay; BDNF: catalog# DY248; beta-NGF catalog# DY256; GDNF catalog# DY212; R&D Systems, Minneapolis, MN, USA). All samples were assayed in triplicates. Manufacturer's instructions were followed and plates were read at 450 nm on a Wallac Multilabel counter 1420 (PerkinElmer, Boston, MA, USA).

Determination of BDNF in rat plasma
To see whether intraperitoneal administration of apoptotic MNCsecretomes and control medium influence BDNF production, six rats were injected intraperitoneally with hMNC apo sec (n=3), or control medium, (n=3). Rats were euthanized with an intraperitoneal injection of 600 mg/kg Pentobarbital 24 hours after injection with hMNC apo sec (secretomes of 12.5×10 6 cells) or control medium. Blood was retrieved in heparinized tubes, centrifuged, and plasma was stored at -20°C. Rat BDNF levels were measured using a commercially available BDNF-ELISA (catalog# KA0330, Abnova, Taipei, Taiwan) and plates were read at 450 nm on a Wallac Multilabel counter 1420 (PerkinElmer, Boston, MA, USA).

Statistical analyses
To test for differences in lesion volume between control and treatment groups the Mann-Whitney U-test was applied. Differences were also assessed graphically using box-plots. The calculations were performed separately for each experimental setting. Linear mixed models were calculated to explain neuroscores by time point, treatment and interaction effects between time point and treatment. A random intercept term was included for each individual animal to account for the correlation of observations within an individual. The calculations were done using the MIXED procedure in SAS 9.3. The neuroscores were also assessed graphically by plotting a time curve of mean neuroscore values±SD for each group. Neurite lengths in neuronal cultures were compared applying the student's t-test. A p-value of 0.05 or below was considered significant.

Apoptosis rates in irradiated apoptotic rMNCs
In order to see the extent of apoptosis in rMNCs that had been cultured for 18 hours, we analyzed apoptosis rates in cultured irradiated and cultured non-irradiated rMNCs from 5 donors using flow cytometry. Analysis of cultured irradiated rMNCs revealed apoptosis rates of 85±5% (mean±SD) while 12±5 did not stain for FITC/PI, thus being viable. In the non-irradiated rMNC control group, 44±7 cells were apoptotic with 55±7 still being viable (Figure 3).
Apoptotic MNC-secretomes reduce the infarction volume in an experimental MCAO model In a rat model of MCAO we examined the potential of apoptotic MNC-secretomes to reduce ischemic lesion volumes in an allogeneic (experimental setting 1, rMNC apo sec ) and a xenogeneic approach (experimental setting 2, hMNC apo sec ) (Figure 1). The results of the allogeneic setting displayed significantly lower lesion volumes in the treatment group compared to the control group as shown by TTC-staining (Figure 4). Treatment with rMNC apo sec led to a mean decrease of 36% in total infarct volume. Hemispheric lesion volumes (mean±SD) in the control group were 59%±8% ranging from 50% to 73% (Mann Whitney U-test; * p=0.0006; Figure 4a). The treatment group had a mean hemispheric lesion volume of 38%±11% ranging from 24% to 51%. In the xenogeneic setting, we injected hMNC apo sec 40 minutes and 24 hours after MCAO. The reduction of the infarction volume in the xenogeneic setting was statistically significant and comparable to that observed in the allogeneic setting (Mann Whitney U-test; * p=0.0041; Figure 4b).
The mean decrease in total infarct volume was 37%. Hemispheric lesion volumes (mean±SD) in the control group were 52%±8% ranging from 42% to 67%. The treatment group had a mean hemispheric lesion volume of 33%±11% ranging from 21% to 48%.
Apoptotic MNC-secretomes improve neurological outcome in an experimental MCAO model In order to discover the effects of apoptotic MNC-secretomes on the neurological outcome, we performed a neurological exam on each animal at 4 specific time points. The first score was measured prior to surgery (baseline; 0 hours) and was 0 points for all animals. This was followed by 3 postoperative measurements at 6, 24 and 48 hours. All animals expressed neurological stroke-symptoms immediately after anesthesia wore off. The fixed effect coefficient estimates of the mixed models, their standard errors and p-values are shown in Table 1a and Table 1b. The factor Treatment was coded in a way that Treatment=0 corresponds to the control group and Treat-ment=1 corresponds to the treatment group. The time point 6 h is the reference group for the factor Time.
The results from both settings are similar. At time point 6 h there is no significant mean difference in the neuroscores between control and treatment, which is suggested by the coefficient for Treatment. The coefficients for Time 24 h and Time 48 h are not significantly different from zero. We can therefore not conclude that the mean neuroscore in the control group changes with time. The interaction terms for Treatment and Time, however, are significant. This indicates a significant decrease in the mean neuroscore over time in the treatment group. These results correspond well to the graphical depictions of the time curves (Figures 5a and 5b).
Apoptotic MNC-secretomes activate signaling cascades involved in cytoprotection in glia cells Glia cells are non-neuronal cells that provide support and protection for neurons in the brain and peripheral nervous system (Giaume et al., 2010). We therefore investigated the potency of hMNC apo sec  Figure 5a, and red squares for setting 2, Figure 5b) improved over time compared to controls (black/white triangles for setting 1, Figure 5a, and black/white squares for setting 2, Figure 5b). Error bars correspond to +/-one standard deviation.  Figure 4a shows lesion volumes as the extend of ischemia in setting 1, where apoptotic MNC-secretomes derived from rats were administered 40 minutes after MCAO compared to controls. Figure 4b corresponds to setting 2, where apoptotic MNCsecretomes derived from humans were administered 40 minutes and 24 hours after MCAO. In both settings, MNC apo sec (red boxes) caused a significant decrease in infarct volumes (* p=0.0006 for setting 1, Figure 4a, and * p=0.0041 for setting 2, Figure 4b) compared to the control group (white boxes) that received only cell culture medium. Table 1. Fixed effect coefficient estimates of the mixed models and their standard errors. Data include both experimental setting 1 that used apoptotic MNC-secretomes derived from rats, "rMNC apo sec ", (Table 1a), and setting 2 that used apoptotic MNC-secretomes derived from humans, "hMNC apo sec ", (Table 1b). p-values are calculated from t-tests with the null hypothesis of the true coefficient being equal to 0. The factor Treatment was coded in a way that Treatment=0 corresponds to the control group and Treatment=1 corresponds to the treatment group. The time point 6 h is the reference group for the factor Time.  to activate/phosphorylate signaling-molecules that are part of protective pathways in human primary astrocytes as well as in Schwann cells. For Western blot analysis, astrocytes and Schwann cells were treated with hMNC apo sec for 1 hour. Both cell types showed an increased phosphorylation of CREB, Erk1/2, c-Jun, and Akt. Phosphorylation of HSP27 was only detected in astrocytes ( Figure 6).
Apoptotic MNC-secretomes induce CREB phosphorylation and neuronal sprouting in human primary neurons and contain BDNF We next investigated whether hMNC apo sec are also effective in human primary neuron cultures. Western blot analysis of neurons and astrocytes revealed a rapid dose dependent activation of CREB phosphorylation (Figure 7a). Incubation of neurons with apoptotic MNC-secretomes led to a significant increase in the length of newly sprouting neurons. Cultured neurons treated with hMNC apo sec had a mean neurite length of 21±1µm (mean±SEM) versus 13±1µm in neurons treated with control medium (t-test; * p<0.0001; Figure 7b-c).
In order to characterize the composition of neurotrophic factors present in hMNC apo sec , we performed ELISA for BDNF, GDNF and NGF. Interestingly, only high amounts of BDNF (356±14pg/mL) were detected in hMNC apo sec , suggesting an exclusive role for this neurotrophic factor in hMNC apo sec (Figure 8a).

Effects of apoptotic MNC-secretomes on plasma BDNFlevels in rats
After revealing BDNF as one component in hMNC apo sec , BDNF levels in plasma of rats treated with hMNC apo sec were measured with ELISA 24 hours after i.p. administration. Plasma BDNF-levels were higher in rats treated with hMNC apo sec compared to those treated with control medium (n=3 for each compound). Twenty four hours after treatment with hMNC apo sec , BDNF plasma levels were 72±5ng/mL (mean±SEM) compared to undetectably low BDNF levels in controls (Figure 8b).

Figure 7. Enhanced CREB phosphorylation and neurite length in neurons treated with apoptotic MNC-secretomes. (a) Cell extracts
were prepared after stimulation with hMNC apo sec or cell culture medium as control. Western blot analysis for phospho-CREB revealed a dose dependent activation of CREB in astrocytes and in neurons. (b) Neuron cultures treated with hMNC apo sec or control medium for five days were stained with methylene-blue. One representative picture of ten is shown. Bar=10 µm (c) Lengths of neurons treated with hMNC apo sec or cell culture medium as control were calculated using ImageJ software. Bars represent the mean of five different cultures.

Figure 6. Expression of cytoprotective proteins in human Astrocytes (AC) and Schwann Cells (SCs).
Cell extracts were prepared after stimulation with hMNC apo sec or cell culture Medium as control. Western blot analysis revealed an activation of CREB, ERK1/2, c-Jun, Akt, and HSP27. Proteins were normalized to the respective non-phosphorylated proteins. In our previous studies we were able to show that apoptotic MNCsecretomes share some of the regenerative characteristics of stem cells and, based on the data presented in this work, considerably more. We show here that apoptotic MNC-secretomes derived from both rats (rMNC apo sec ) and humans (hMNC apo sec ) caused a reduction of lesion volumes in rats subjected to MCAO. Neurological evaluations revealed an improvement in motor and sensory function, which was not observed in the control group. Furthermore, apoptotic MNC-secretomes derived from humans (hMNC apo sec ) (i) activate several mechanisms ultimately leading to the expression of protective proteins in cultured primary human glial cells, such as astrocytes, Schwann cells and human neurons, and (ii) induce notable sprouting of neurites in primary neuron cultures. Additionally, hMNC apo sec contain BDNF and lead to increased presence of BDNF in plasma of rats treated with hMNC apo sec . Neurotrophic factors and proteins involved in protective pathways seem to be triggering the therapeutic factors found in our experiments.
Crigler and coworkers described the ability of MSCs to express neuro-regulatory molecules and to promote neuronal cell survival (Crigler et al., 2006). In the literature, MSCs are described to home to injured areas and regenerate damaged tissue by either causing cytoprotection, anti-inflammation or by inducing activation of endogenous stem cells (Gnecchi et al., 2012;Siegel et al., 2012;Williams & Hare, 2011). Recently, it became commonly accepted that possible stem cell effects are derived from the paracrine factors secreted by MSCs (Di Santo et al., 2009;Jayaraman et al., 2013). This theory of paracrine factors aiding in regenerative processes emerges as a possible explanation for the therapeutic potential of apoptotic MNC-secretomes shown previously in myocardial infarction and, given our new data, in ischemic stroke (Ankersmit et al., 2009;Lichtenauer et al., 2011a;Lichtenauer et al., 2011b). The mechanisms of action seem to be a matter of immunomodulation and cytoprotection (Ankersmit et al., 2009;Lichtenauer et al., 2011a;Lichtenauer et al., 2011b). Cultured glial cells incubated with apoptotic MNC-secretomes revealed an upregulation of several proteins involved in conveying cytoprotective signals, such as CREB, HSP27, Erk 1/2, and Akt. These results suggest that apoptotic MNC-secretomes affect different pathways within the ischemic cascade, and most prominently they appear to act via anti-apoptotic pathways. In concert with this it is tempting to speculate that the enhanced cell survival of glial cells is beneficial for neurons since glial cells are known to support and protect neurons (Ferrer et al., 2001). In rats subjected to MCAO the overexpression of HSP27 resulted in a 30% reduction of infarct sizes (van der Weerd et al., 2010). The extracellular signal-regulated kinases Erk 1/2, part of the MAPK-families (mitogen activated protein kinase), are thought to play a role in cell survival and proliferation (Roux & Blenis, 2004). Furthermore, activation of the prosurvival kinase Akt reduces the proapoptotic signaling that is triggered by ischemia. It is suggested that Akt activation protects against ischemic brain injury by suppressing the proapoptotic JNK3 (c-Jun N-terminal kinase-3) pathway (Zhang et al., 2007). The activation of the transcription factor CREB induces BDNF, which plays an important role in neuronal protection (Ferrer et al., 2001). Studying the brain's ischemic cascade, where repair processes are initiated through the expression of several of these aforementioned survival proteins, an upregulation of protective proteins and pathways by a targeted treatment is obviously a welcome effect (Moskowitz, 2010).
Our data on CREB phosphorylation and neurite sprouting also suggest direct positive effects of apoptotic MNC-secretomes on neurons. We show here that apoptotic MNC-secretomes contain BDNF and enhance systemic, most likely indirect, BDNF secretion in rats after injection with human apoptotic MNC-secretomes. Neurotrophic factors may play a critical role in the treatment of cerebral ischemia (Abe, 2000). It was discussed in the literature that BDNF is among the most important neurotrophic factors due to its capability to promote neurogenesis and angiogenesis, to prevent neuronal cell death, and to modulate local inflammatory processes (Jiang et al., 2011;Ploughman et al., 2009;Schäbitz et al., 2007). In light of these data it seems arguable that apoptotic MNC-secretomes provide, at least in part, indirect protection in this experimental stroke model via BDNF. When we integrate all these recent findings into our suggested mode of action of apoptotic MNC-secretomes in ischemic stroke, we can, step by step, characterize it as a biological, battling the ischemic cascade on several fronts. As mentioned before, the overall mechanism of action of our compound could be linked to the release of paracrine factors (Korf-Klingebiel et al., 2008).
We decided to run two experimental settings in order to investigate (i) whether syngeneic rMNC apo sec are able to attenuate ischemic lesion volumes and (ii) to further define whether xenogenic hMNC apo sec , produced according to GMP criteria and virus-inactivated, are equally potent as rMNC apo sec . This extended two-step experimental approach was chosen because hMNC apo sec are very close to the final product that is intended for later clinical use. hMNC apo sec can be produced effectively and securely using whole blood, similar to blood products such as packed red cells. Also, allogeneic apoptotic MNCsecretomes derived from multiple healthy donors could be pooled and lyophilized. In the future, the proposed ability of hMNC apo sec to reduce ischemic injury in the early phases of stroke may even imply its use in combination with established therapeutic concepts such as arterial recanalization. Considering that inflammatory processes are particularly aggressive in ischemia associated with reperfusion, the suppression of inflammation provided by hMNC apo sec would be a fitting addition to reperfusion therapy (Stowe et al., 2009). Experiments investigating the anti-inflammatory action of apoptotic MNC-secretomes in our setting of experimental MCAO are subject to future studies. We agree that rat and human apoptotic MNC-secretomes are hardly comparable, representing a limitation of this study. In this preclinical setting of stroke, however, we were able to find similar effects through both. The intention of this study was to investigate whether there is any beneficial effect of MNCsecretomes in this preclinical setting of stroke. To avoid possible loss of potency in the xenogenic setting (hMNC apo sec in rat MCAO), we decided to use treatment twice instead of only once in the allogeneic experiments (rMNC apo sec in rat MCAO). This approach further allowed us to reduce the required amount of animals according to the principle of the three R´s (replacement, reduction and refinement) (Richard, 2001). This small study with all its agreeable limitations was done to see if the promising data obtained from previous studies might be translatable into experimental ischemic stroke. We realize that larger animal studies with a more thorough observation according to STAIR criteria are needed to further uncover effects of hMNC apo sec in experimental stroke and also to set a time window at which this treatment is feasible (Fisher et al., 2009).

Conclusion
We suggest that apoptotic MNC-secretomes have multifaceted, direct and indirect, neuroprotective characteristics acting through different ways in the ischemic cascade (inflammation, apopotosis, ischemia). Rats treated with apoptotic MNC-secretomes in this experimental stroke study expressed smaller lesion volumes than control animals and showed improvement in neurological function over time. Based on our findings, we believe that apoptotic MNCsecretomes derived from human blood can aid in the development of new treatment strategies in ischemic stroke.

Competing interests
The Medical University of Vienna has claimed financial interest (Patent number: PCT/EP09/67534, filed 18 Dec 2008; Patent name: Pharmaceutical preparation comprising supernatant of blood mononuclear cell). Hendrik Jan Ankersmit is a shareholder of APO-SCIENCE AG, which owns the rights to commercialize apoptotic MNC-secretomes for therapeutic use. All other authors declare that they have no competing interests. APOSCIENCE AG is a funder of his study.

Grant information
This study was funded by the Christian Doppler Laboratory for cardiac and thoracic diagnosis and regeneration.

phosphorylated CREB proteins during B-cell activation and rescue from
1. We have read this submission. We believe that we have an appropriate level of expertise to confirm that it is of an acceptable scientific standard.

Open Peer Review
No competing interests were disclosed. In this work, the authors examined the therapeutic potential of secretory proteomes of apoptotic mononuclear cells (MNC ) in treating focal ischemic stroke, modeled on rats with permanent MCAO. They found that intraperitoneal administration of MNC prepared from either rat splenocytes or human circulating blood could significantly reduce MCAO-induce brain infarct. The authors also attempted to identify protein factors in the MNC that may play a role in the observed neuroprotection, and suggested BDNF. Further, in an setting, the authors analyzed changes in in vitro levels of a number of proteins known to mediate anti-apoptotic responses or neuronal regeneration in three different types of cell cultures, namely astrocytes, Schwann cells and neurons, upon treating the cultures with MNC . An increase in some of selected proteins led to the suggestion of activation of several cytoprotective singnaling cascades.
The topic of the work is of significance in developing feasible therapeutics for stroke. The same group has previously published on the use of MNC in treating myocardial infarction. Thus the current findings are supportive of the potential of MNC . Concerns exist, however, on several issues: Lack of description of irradiation-treated MNC, especially in the splenocyte-derived cultures.

7.
Lack of description of irradiation-treated MNC, especially in the splenocyte-derived cultures. Though referred to as apoptotic MNC, no experimental data were shown to demonstrate the induction and the extent of irradiation-induced apoptosis, for the period during which the conditioned media were collected. Do the two cell cultures (rat splenocytes-derived and human PBMC-derived) respond to irradiation with comparable characteristics? Are their secretomes comparable?
Please provide evidence on whether proteins in the intraperitoneally administered MNC may have reached the brain region of MCAO territory. This information would be instrumental in helping to understand the mechanisms that underlie the action of MNC .
Post-MCAO neurological examinations were conducted at 6, 24 and 48 hours. The covered period was short in regard to the development of infarction and neurological impairments.
For the MNC , please provide protein quantities administered. Different cell cultures or the same culture under different conditions, even with identical cell numbers, may differ in secretion rates.
The rationale for using three different cultures to investigate the cellular response upon in vitro MNC application is somewhat unconvincing. Astrocytes, Schwann cells and neurons may react to MNC administration differently in brain . Why not perform in vivo immunohistochemical analyses of proteins of interests on brain sections?
The determination of plasma BDNF levels included only 3 animals per data point. Was there a power determination to justify this small sample size?
Wording: in the title, the abstract and manuscript text, there appeared a somewhat interchangeable use of "ameliorate neurological damage", "regenerative potential" and "promote neuronal cell survival". Please revise to be more accurate and concise.
I have read this submission. I believe that I have an appropriate level of expertise to confirm that it is of an acceptable scientific standard, however I have significant reservations, as outlined above.
No competing interests were disclosed.

5.
Thank you for this suggestion. We conducted an additional experiment which allowed us to compare apoptosis rates of irradiated and non-irradiated MNCs using Annexin/PI staining and flow cytometry (please see "new" Figure 1). For our active compound, we found that 85% of rat MNCs that had been irradiated and cultured for 18 hours were apoptotic.
Also, we referenced the piece of work where we generated and utilized rat apoptotic MNCsecretomes for the first time.
The authors mentioned in the Materials and Methods that they will discuss the rationale for the two-step-approach of their hMNC administration. However, this rationale is absent from the text. It is important to address why the authors employed two dosages instead of one dose (like the rMNC ).
Thank you for letting us know that this explanation has gotten lost somehow. Since we already had the most experience with apoptotic MNC-secretomes administered 40 minutes after myocardial infarction we decided to start our stroke research at this time window as well. This first investigation was mostly intended to show the potential of apoptotic MNC-secretomes in stroke rather than setting a particular time window for our treatment or being able to tell the best dosage for its application. We are aware of the limitations of this study design and we agree that additional experiments need to be done in order to see how the administration of apoptotic MNC-secretomes at different or, for that matter, later time points affect outcome after ischemic stroke.
We applied the "human" dose twice in order to see if there was an additional benefit for the doubled dose. We agree, though, that rat and human apoptotic MNC-secretomes are hardly comparable, representing a limitation of this study. To avoid possible loss of potency in the xenogenic setting (human MNC-secretomes in rat MCAO) we decided to use treatment twice compared to only once in the allogeneic experiments (rat MNC-secretomes in rat MCAO), This approach further allowed us to reduce the required amount of animals according to the principle of the three R's (replacement, reduction and refinement) .
In the part "Neuronal sprouting assay", the authors should describe with more precision the methods they employed for measurement of neurite length.
Thank you for your comment. A blinded observer set a random area of the photographed cell culture (as seen in Figure 7b) using Adobe Photoshop software (i) of cells treated with human apoptotic MNC-secretomes and (ii) of cells treated with cell culture medium (control). The areas in each photograph measured 1420x2456 pixels. Subsequently, they picked and marked visible distinct, full-length and non-overlapping 30-35 neurites using ImageJ software. Another blinded investigator measured the lengths of these marked neurites using ImageJ software. We added this more detailed explanation to the Materials and Methods section.
In the part "Determination of BDNF in rat plasma", the authors should include the dose and amount of hMNC they administered to rats.
Thank you for making us aware of this. We added this to the manuscript. As in all studies here, we used secretomes of 12.5 million apoptotic MNCs.
In the Results "Apoptotic MNC-secretomes induce CREB phosphorylation and neuronal apo sec apo sec 1 apo sec 5. 6.

7.
In the Results "Apoptotic MNC-secretomes induce CREB phosphorylation and neuronal sprouting in human primary neurons and contain BDNF", the authors state that "Interestingly, only high amounts of BDNF (356,6±13,66 pg/mL)were detected in hMNC , suggesting an exclusive role for this neurotrophic factor in hMNC (Figure 7)." But sec these data are not shown in Figure 7.
Thank you for showing this confusion. You can see that we now added a new panel to this Figure  Thank you for mentioning this. We replaced all commas by decimal points throughout the manuscript. Also, the number of significant figures are now uniform throughout the manuscript in order to increase readability.
Typos in the text, e.g. "rays" in third line of the conclusion part should be "ways".

Johannes Boltze
Department of Cell Therapies, Fraunhofer-Institut für Zelltherapie und Immunologie IZI, Leipzig, Germany The article by Altmann and colleagues assesses the therapeutic impact of conditioned medium from both human and rodent apoptotic mononuclear cells (MNC). The paper reports highly interesting findings that not only contribute significantly to the understanding of adult cell-based therapies for ischemic diseases, but also shade some different light on the field.
Of particular value is the inclusion of a tailored statistical model by a professional statistician as this enhances reliability of results and their interpretation. Moreover, the method section is extensive, allowing easy reproduction of experiments by other labs. In summary, the article is clearly above the average quality of similar studies, highly informative, and relevant.
There are, however, a number of minor weak points that may be corrected or at least require some more apo sec apo sec 1.

1.
There are, however, a number of minor weak points that may be corrected or at least require some more detailed discussion.
Please report all available physiological parameters of animals during MCAO and details on the randomization strategy applied.
Why was the treatment started in a time window of <1h after stroke onset. This is clinically irrelevant and prevents collection of post-stroke baseline function. What was the rationale for applying secretomes from rat cells just one time, but two times from human cells? Why was the injection done i.p. and not i.v. or i.a. as common in the field?
Behavioral data should be presented as mean +/-standard deviation. For details, please see . Carter (2013) Please explain the rational of the surprisingly short post-stroke surveillance period of just 48 hours.
Both STEPS and STAIR committees recommend at least 1 month of post-stroke observation in preclinical studies, so there should be strong argument for underscoring this significantly.
The discussion relies heavily on MSC which, potentially, is a bit distracting. There are ample papers discussing mechanisms of therapeutic impact by MNC, primarily from umbilical cord and bone marrow. The discussion should be directed towards those populations.
There are ample commas (as typical in German) in decimal numbers that should be replaced by periods.
I have read this submission. I believe that I have an appropriate level of expertise to confirm that it is of an acceptable scientific standard, however I have significant reservations, as outlined above.
No competing interests were disclosed.

Competing Interests:
Author Response 15 Oct 2014 , Medical University of Vienna, Austria

Patrick Altmann
Thank you for your valuable and kind comments. Having included them in our manuscript, we feel that we were able to further increase the value of our manuscript.
Please report all available physiological parameters of animals during MCAO and details on the randomization strategy applied.
We agree that physiological parameters during surgery ensure the well-being of our animals, however after careful consideration we chose to avoid additional strain on our animals (through cannulizations of blood vessels, etc.). Preparing and designing our study, we found that other studies also abstained from invasive monitoring during surgery . To our knowledge, the model we used represents a well-established and often published procedure and therefore posesses predictable characteristics. 1 2 3 Why was the treatment started in a time window of <1h after stroke onset. This is clinically irrelevant and prevents collection of post-stroke baseline function. What was the rationale for applying secretomes from rat cells just one time, but two times from human cells? Why was the injection done i.p. and not i.v. or i.a. as common in the field?
Thank you for mentioning this. We are aware of the time "issue" and realize that our setting might be partially out of the ordinary. Since we already had the most experience with apoptotic MNC-secretomes administered 40 minutes after myocardial infarction we decided to start our stroke research at this time window as well. This first investigation was mostly intended to show the potential of apoptotic MNC-secretomes in stroke rather than setting a particular time window for our treatment or being able to tell the best dosage for its application. We are aware of the limitations of this study design and we agree that additional experiments need to be done in order to see how the administration of apoptotic MNC-secretomes at different or, for that matter, later time points affect outcome after ischemic stroke.
We applied the "human" dose twice in order to see if there was an additional benefit for the doubled dose. We agree, though, that rat and human apoptotic MNC-secretomes are hardly comparable, representing a limitation of this study. To avoid possible loss of potency in the xenogenic setting (human MNC-secretomes in rat MCAO) we decided to use treatment twice compared to only once in the allogeneic experiments (rat MNC-secretomes in rat MCAO). This approach further allowed us to reduce the required amount of animals according to the principle of the three R's (replacement, refuction and refinement) .
Concerning the injection route, we chose to administer our compounds intraperitoneally because (i) we felt it was easier to do, (ii) we had the most experience with applying medication via i.p. injections, and (iii) we considered it less invasive than intravenous application. Also, when we designed this study, we found some articles that did describe use of i.p. injections .
Behavioral data should be presented as mean +/-standard deviation.
Thank you for letting us know about this. We corrected this as requested.
Please explain the rational of the surprisingly short post-stroke surveillance period of just 48 hours. Both STEPS and STAIR committees recommend at least 1 month of post-stroke observation in preclinical studies, so there should be strong argument for underscoring this significantly.
We absolutely agree that our small study does not meet STEPS/STAIR criteria. This very first investigation with all its agreeable limitations was done to see if the promising data obtained from previous studies in other fields of regenerative medicine might be translatable into experimental ischemic stroke. We realize that larger animal studies with a more thorough observation and surveillance in accordance with STAIR criteria are needed to further uncover effects of human apopototic MNC-secretomes in experimental stroke. We 4 5 6 7 5. 6.
further uncover effects of human apopototic MNC-secretomes in experimental stroke. We added this information to the Discussion (second paragraph).
The discussion relies heavily on MSC which, potentially, is a bit distracting. There are ample papers discussing mechanisms of therapeutic impact by MNC, primarily from umbilical cord and bone marrow. The discussion should be directed towards those populations.
Thank you for showing this confusion. The first paragraph of the Discussion is intended to summarize what we know about MSCs and how we came to use secretomes of MNCs in our previous research and how we learned that they actually share some of the regenerative characteristics of MSCs. The second paragraph should point out how actually paracrine factors rather than stem cells themselves account for their regenerative properties and how this was observed in several studies. After that we discuss that our data indicates that neurotrophic factors involved in protective pathways seem to be triggering that therapeutic effect that we saw in our experiments. This is also mentioned in the Discussion and we included a new reference .
There are ample commas (as typical in German) in decimal numbers that should be replaced by periods.
Thank you. We replaced all ample commas in decimal numbers with periods.