F1000Research F1000Research 2046-1402 F1000 Research Limited London, UK 10.12688/f1000research.19570.2 Study Protocol Articles Pragmatic Home-Based Exercise after Total Hip Arthroplasty - Silkeborg: Protocol for a prospective cohort study (PHETHAS-1)

[version 2; peer review: 3 approved]

 Mikkelsen Lone Ramer Conceptualization Funding Acquisition Methodology Project Administration Resources Supervision Validation Writing – Original Draft Preparation Writing – Review & Editing https://orcid.org/0000-0003-3540-7874 a 1 2 Madsen Merete Nørgaard Data Curation Funding Acquisition Investigation Methodology Project Administration Visualization Writing – Original Draft Preparation Writing – Review & Editing https://orcid.org/0000-0003-2420-0480 1 Rathleff Michael Skovdal Conceptualization Funding Acquisition Methodology Writing – Original Draft Preparation Writing – Review & Editing https://orcid.org/0000-0003-1173-0335 3 Thorborg Kristian Conceptualization Funding Acquisition Methodology Writing – Original Draft Preparation Writing – Review & Editing 4 5 Rossen Camilla Blach Investigation Methodology Writing – Original Draft Preparation Writing – Review & Editing https://orcid.org/0000-0002-2841-8367 1 Kallemose Thomas Formal Analysis Methodology Supervision Writing – Original Draft Preparation Writing – Review & Editing 6 Bandholm Thomas Conceptualization Funding Acquisition Methodology Resources Supervision Writing – Original Draft Preparation Writing – Review & Editing 5 6 7 Elective Surgery Centre, Silkeborg Regional Hospital, Silkeborg, Denmark Department of Clinical Medicine, Aarhus University, Aarhus, Denmark Center for General Practice, Department of Clinical Medicine, Aalborg University, Aalborg, Denmark Sports Orthopedic Research Center-Copenhagen, Department of Orthopaedic Surgery, Copenhagen University Hospital, Amager and Hvidovre, Hvidovre, Denmark Physical Medicine & Rehabilitation Research - Copenhagen (PMR-C), Department of Occupational and Physical Therapy, Copenhagen University Hospital, Amager and Hvidovre, Hvidovre, Denmark Clinical Research Centre, Copenhagen University Hospital, Amager and Hvidovre, Hvidovre, Denmark Department of Physical and Occupational Therapy, Copenhagen University Hospital, Amager and Hvidovre, Hvidovre, Denmark lonemike@rm.dk

No competing interests were disclosed.

 14 10 2019 2019 8 965 9 10 2019 Copyright: © 2019 Mikkelsen LR et al. 2019 This is an open access article distributed under the terms of the Creative Commons Attribution Licence, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

Introduction: Rehabilitation exercises are offered to patients after total hip arthroplasty (THA); however, the effectiveness and optimal type and dose of exercise remains unknown. The primary objective of this trial is to indicate the preliminary efficacy of home-based rehabilitation using elastic band exercise on performance-based function after THA, based on the relationship between the performed exercise dose and the change in performance-based function (gait speed) from 3 (start of intervention) to 10 weeks (end of intervention) after surgery. The secondary objective is to investigate if a dose-response relationship exists between the performed exercise dose and changes in: hip-related disability, lower-extremity functional performance, and hip muscle strength

Methods: In this prospective cohort study, patients scheduled for THA will be consecutively included until 88 have completed the intervention period from 3 to 10 weeks postoperatively. Participants perform the standard rehabilitation program with elastic band exercises. Exercise dose (exposure) will be objectively quantified using a sensor attached to the elastic band. The primary outcome is gait speed measured by the 40-m fast-paced walk test. Secondary outcomes include: patient reported hip disability (Hip disability and Osteoarthritis Outcome Score (HOOS)), hip muscle strength (hand-held dynamometry) and lower extremity function (30-s chair stand test).

Discussion: This trial will add knowledge concerning the relationship between performed exercise dose and post-operative outcomes after THA. The protocol paper describes the study design and methods in detail, including the statistical analysis plan.

Trial registration: Pre-registered on March 27, 2017 at ClinicalTrails.gov (ID: NCT03109821).

 Total Hip Arthroplasty Rehabilitation Exercise therapy Dose-response Strength training Aase og Ejnar Danielsens Fond Fonden af Fam Kjærsgaard, Sunds Hospitalsenhed Midts Forskningsfond Danske Fysioterapeuter Gigtforeningen R139-A3844 The study has received the following external funding: Regional Hospital Central Jutland Research Foundation (75,000 DKkr), The Danish Rheumatism Association (75,000 DKkr, grant R139-A3844), The Association of Danish Physiotherapists (37,500 DKkr), The Aase and Ejnar Danielsen Foundation (100,000 DKkr, grant: 10-002170) and The family Kjærsgaard foundation (26,928 DKkr). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript. Amendments from Version 1

All 3 reviewers approved the original manuscript, thus there are no major changes in the new version of the manuscript. The changes concern primarily elaboration of the argumentation for the chosen exercise intervention and definitions of some key concepts, e.g. "rehabilitation exercise" and "pragmatic study".

 Introduction

Total hip arthroplasty (THA) 1 is offered to patients with end-stage hip osteoarthritis to reduce pain and improve function 1 . Muscle strength and functional performance, such as walking ability, are substantially reduced early after THA 2– 5 ; this is why postoperative rehabilitation is offered throughout the municipalities in Denmark. In some municipalities, this is organized as outpatient supervised rehabilitation, whereas in other municipalities, patients receive an initial instruction and perform rehabilitation exercise in their own homes without supervision. In Central Denmark Region (place of this trial), the current predominant clinical practice is home-based rehabilitation for most patients.

Systematic reviews with meta-analyses show that supervised, outpatient rehabilitation exercise is not superior to home-based exercise for performance-based or self-reported function outcomes 6, 7 . It has also been difficult to demonstrate clear superiority with relevant effect size of one type of rehabilitation exercise over another for performance-based or self-reported function outcomes 8, 9 . There is, however, some evidence to indicate that rehabilitation exercise may be superior to no or very little rehabilitation exercise for selected muscle-strength, gait, and function outcomes after THA 6, 9, 10 . It suggests that a dose-response relationship exists for post-operative rehabilitation exercise and recovery after THA.

To be able to investigate a dose-response relationship for post-operative rehabilitation exercise and recovery after THA, objective measures that capture compliance to home-based exercise are needed 11 . In recent work 12– 14 , we have validated a measure to monitor compliance to home-based exercise in healthy subjects (an in-built sensor attached to an elastic exercise band), and started using it in clinical populations for intervention research 15– 18 . With the PHETHAS-1 trial, we want to use this sensor technology to investigate if a dose-response relationship exists for home-based rehabilitation exercise and recovery after THA, using a prospective cohort study design. By using this technology, we will be able to not only investigate a dose-response relationship on the recovery associated with exercise, but also investigate the preliminary efficacy of home based, rehabilitation exercise after THA. This can be achieved by comparing participants with the least exercise compliance to those with the most. This will indicate whether home-based, rehabilitation exercise “works” better than no or very little rehabilitation exercise, although not a randomized comparison. It will help inform a subsequent large-scale, confirmatory, randomized trial investigating the efficacy of rehabilitation exercise after THA when compared to no or very minimal rehabilitation exercise.

Objectives

The primary objective is to indicate the preliminary efficacy of home-based rehabilitation using elastic band exercise on performance-based function after THA, based on the relationship between the performed exercise dose and the change in performance-based function (gait speed measured by 40-m fast-paced walk test) from 3 (start of intervention) to 10 weeks (end of intervention) after surgery.

The secondary objective is to investigate if a dose-response relationship exists between the performed exercise dose and changes in: hip-related disability, lower-extremity functional performance, and hip muscle strength.

 Methods Study design

The study is a pragmatic, single-center, prospective cohort study (single cohort) conducted in Silkeborg, Denmark. By pragmatic study we mean that the study reflects real life for the involved trial stakeholders. In this study this is for instance reflected by the type and dose of exercise which reflects our current practice. Outcome assessments will be performed at 3 (start of home-based strengthening exercise) and 10 weeks (after 7 weeks of home-based strengthening exercise) after surgery. Furthermore, patient-reported outcome measures will be collected pre-surgery (see the participant timeline in Table 1). It is the aim that all outcome assessments will be performed by three physiotherapists who have been thoroughly trained in performing the outcome assessments. The data collection methods, trial logistics and the intervention have been tested in a pilot study including 10 patients and adjustments have been made accordingly. The study will adhere methodologically to the STROBE guideline for prospective cohort studies and the CONSORT statement.

Participant timeline.
Study period
Time point Admission Baseline Intervention Follow up
Pre or post surgery 3 week visit at the hospital Week 3–10 post THA 10 week visit at the hospital
Enrollment
Eligibility screen X (pre)
Informed consent X (pre)
Interventions
Unloaded exercise X (post) →
Strengthening exercise Exercise instruction X
Assessments
Elastic band sensor (BandCizer) X
40-m fast-paced walk test X X
HOOS * X (pre) X X
30-s chair stand test X X
Hip muscle strength X X
Pain: VAS ** at rest before + after exercise X
Self-reported additional exercises X
Self-efficacy X (pre) X
Physical activity (ActivPal) X (7 days data collection)
Adverse events X X
Motivation to exercise as prescribed X
Evaluation of prescribed exercises X
Change in hip problems X
Perception of result after surgery X

* HOOS: Hip disability and Osteoarthritis Outcome Score

** VAS: Visual Analogue Scale

 Study setting

All participants will be included from the Elective Surgery Centre at the public hospital, Silkeborg Regional Hospital. Exercise instruction as well as blinded outcome assessments will be performed by physiotherapists from Elective Surgery Centre. The physiotherapists are members of the staff of physiotherapists at Elective Surgery Centre and all have at least 6 months of experience working with THA.

 Participants

Participants will be included by consecutive sampling. The inclusion criteria are: age above 18 years, scheduled for a primary THA at the Elective Surgery Centre due to osteoarthritis and able to understand written and spoken Danish. The exclusion criterion is: referral to supervised rehabilitation in the municipality (instead of the home-based rehabilitation exercise-program in the present study).

 Intervention

We define rehabilitation exercise as: “A regimen or plan of physical activities designed and prescribed for specific therapeutic goals. Its purpose is to restore normal musculoskeletal function or to reduce pain caused by diseases or injuries." The exercise intervention in the present study reflects the standard rehabilitation exercise practice at Elective Surgery Centre; hence, a pragmatic approach is used. The exercises in the present trial are comparable to the control intervention in a previous study from our department where we compared usual care (home-based exercise using elastic band resistance) to supervised progressive resistance training in machines and found comparable effects 19 . During a short hospital stay (typically discharge on the day after surgery), all patients are instructed in an exercise program of unloaded exercises (not part of the intervention studied) to be performed at home during the initial 3 postoperative weeks until their scheduled follow up visit at the hospital. At this visit (3 weeks after surgery), and after the outcome assessment, the participants will receive a thorough instruction in the strengthening exercises that they are instructed to perform without supervision in their own homes the following 7 weeks. The instruction is conducted one-to-one by physiotherapists using approximately 20 minutes per participant and supported by an instruction booklet with written and illustrated exercise descriptions. The strengthening exercises included are: hip abduction, flexion and extension with elastic band resistance and sit-to-stand. The prescribed training load will be two sets with repetitions to contraction failure (neuromuscular fatigue) and a relative load of 10 to 20 repetition maximum (RM), performed every second day (3–4 times a week). The strengthening exercises are supplemented with daily stretching of hip flexor muscles and balance exercise (one-legged stance). Exercise compliance for the strengthening exercises will be monitored objectively (see Outcomes section). No efforts will be made to increase compliance beyond normal practice (e.g. SMS encouragements, or likewise), because we intent to measure actual, uninfluenced compliance as close to daily practice as possible. The patients are recommended to perform daily walking with increasing distance during their rehabilitation. They are advised to gradually increase their general activity level after the operation to comply with the recommendations on physical activity from the Danish Health and Medicines Authority (≥30 minutes/day of physical activity with moderate intensity + 20 minutes twice a week of physical activity with high intensity). Furthermore, they will be given instructions on how to handle pain during exercises and recreational activities (the pain management guide is available as Extended data) 20 . To reinforce similar treatment administration, face-to-face meetings among the participating physiotherapists will be held per need to discuss issues experienced in the clinic. The exercise intervention is described in detail according to the exercise-specific Consensus on Exercise Reporting Template (CERT) 21 (A completed CERT checklist is available as Extended data) 20 , supplemented with the full set of strength training descriptors as suggested by Toigo and Boutellier ( Table 2) 22 . Finally, the exercise intervention is described according to the Template for Intervention Description and Replication (TIDieR) checklist, which is a generic intervention-description template (a completed TIDieR checklist is available as Extended data) 20, 23 .

Strengthening exercise descriptors <sup> <xref ref-type="bibr" rid="ref-22">22</xref> </sup>.
Hip abduction Hip flexion Hip extension Sit-to-stand
Load 15 RM *, acceptable interval: 10–20 RM 15 RM, acceptable interval: 10–20 RM 15 RM, acceptable interval: 10–20 RM 15 RM, acceptable interval: 10–20 RM
Repetitions 10–20 10–20 10–20 10–20
Set per session Week 1: 1 set (both legs) Week 2–7: 2 sets (both legs) Week 1: 1 set (both legs) Week 2–7: 2 sets (both legs) Week 1: 1 set (both legs) Week 2–7: 2 sets (both legs) Week 1: 1 set Week 2–7: 2 sets
Rest between sets Active rest while exercising opposite leg Active rest while exercising opposite leg Active rest while exercising opposite leg 1–3 minutes
Sessions per week 3–4 (every second day) 3–4 (every second day) 3–4 (every second day) 3–4 (every second day)
Duration of training period 7 weeks 7 weeks 7 weeks 7 weeks
Contraction modes 2 seconds concentric, 1 second isometric, 2 seconds eccentric 2 seconds concentric, 1 second isometric, 2 seconds eccentric 2 seconds concentric, 1 second isometric, 2 seconds eccentric 2 seconds concentric, 1 second isometric, 2 seconds eccentric
Rest between repetitions 0 sec, possible load relieve with one step between reps if needed 0 sec, possible load relieve with one step between reps if needed 0 sec, possible load relieve with one step between reps if needed 0 sec
Time under tension 150 sec/exercise/session at 15 RM 150 sec/exercise/session at 15 RM 150 sec/exercise/session at 15 RM 150 sec/exercise/session at 15 RM
Contraction failure in each set Yes. The exercise is progressed (elastic band with higher load) when >20 repetitions are accomplished. Yes. The exercise is progressed (elastic band with higher load) when >20 repetitions are accomplished. Yes. The exercise is progressed (elastic band with higher load) when >20 repetitions are accomplished. Yes. The exercise is progressed (backpack with weights) when >20 repetitions are accomplished.
Range of motion Maximum possible Maximum possible Maximum possible Approximately from 90 to 0 degrees of hip and knee flexion.
Rest between sessions 48 hours 48 hours 48 hours 48 hours
Anatomical definition of the exercises Hip abduction is performed in upright standing position with the elastic band looped around both ankles and support by e.g. a solid table. The hip is abducted as much as possible with the toes pointing directly forward and keeping the trunk in upright position. Hip flexion is performed in upright standing position with the elastic band under the foot of the stance leg and around the ankle of the target leg and support by e.g. a solid table. The target leg is elevated against resistance in a combined hip and knee flexion while keeping the trunk in upright position. Hip extension is performed in upright standing position with the elastic band looped around both ankles and support by e.g. a solid table. The hip is extended with the ankle flexed to avoid floor contact while keeping the trunk in upright position. The exercise is performed from standing with equal load on both legs and toes pointing forward. With arms crossed the participants slowly sits down until the chair is just touched and then rises again.

* RM: Repetition Maximum

 Patient information

The participants will be advised to gradually increase their activity level after the operation. Likewise, they will be instructed to gradually progress their exercises during the 7 weeks of training at home according to the described progression model, where the strengthening exercises are performed to failure in each set; when the possible repetitions exceed 20 in two of the three elastic band exercises they should change the elastic band so that a higher loading is possible. The participants are instructed that pain in relation to exercise is normal, and that up to 5 on a numeric rating scale (NRS) during exercise is considered acceptable based on the suggested pain monitoring system by Thomée et al. 24 . However, the pain should decrease within 30 minutes after the exercise session. The participants are advised to contact the hospital if they experience increasing pain or other complications such as swelling or wound problems (the pain management guide is available as Extended data) 20 .

 Outcomes

Exposure. Performed exercise dose will be quantified as the total physiological exercise stimulus (Time under tension summary dose per week) recorded by a sensor (Bandcizer: commercially available from www.bandcizer.com) attached to the elastic exercise band. The sensor automatically switches on and stores data when the elastic exercise band is used 13, 14 . Furthermore, performed exercise dose will be quantified as the number of days with strengthening exercises being performed.

 Primary outcome

Change in gait speed is chosen to be primary outcome, as walking ability is considered the most important function to improve by patients undergoing THA surgery 25 . Furthermore, the 40-m fast-paced walk test is part of the core set of functional tests to include in clinical trials in patients with osteoarthritis in hip or knee recommended by OARSI 26, 27 .

Change in gait speed

 Secondary outcomes

Gait speed

Change in patient-reported function

Change in patient-reported symptoms

Change in patient-reported pain

Change in patient-reported hip related quality of life

Change in lower extremity function.

Change in hip abductor muscle strength.

Change in hip flexor muscle strength.

 Other pre-specified outcomes

Self-efficacy.

24-hour physical activity (mean upright time/day and mean number of steps/day).

Number of participants with adverse events.

Number and type of adverse events will be registered by the physiotherapist 3 and 10 weeks after surgery in the following pre-defined categories: Hip dislocation, infection, fracture, wound seepage, acute myocardial infarction, deep venous thrombosis, readmission and other.

Mean change in pain after each exercise session.

Number of pain flares after exercise sessions.

Motivation to perform the prescribed exercises.

The participants will be asked about their motivation to perform the prescribed exercises. A short questionnaire comprising three questions developed for this purpose will be used (the questionnaire is available as Extended data) 20 . The possible responses are ordered in 4 levels of motivation on an ordinal scale. At 3 weeks after surgery.

Evaluation of the prescribed exercises

The participants will be asked to evaluate the exercises. A short questionnaire comprising three questions developed for this purpose will be used (the questionnaire is available as Extended data) 20 . The possible responses are ordered in 4 levels on an ordinal scale. At 10 weeks after surgery.

 Changes to outcomes after trial registration

At June 28, 2017, two outcome measures were added to the study. At 10 weeks after surgery, participants will be asked both to describe their perception of the result after surgery and the change in hip problems (from preoperatively to 10 weeks after surgery). The questions will be phrased as "How would you describe the result of your operation?" with response categories "Excellent", "Very good", "Good", "Fair", "Poor". The second question will be asked as "Overall, how are the problems now in the hip on which you had surgery, compared to before your operation?" with the response categories "Much better", "A little better", "About the same", "A little worse", "Much worse". These two questions have been used as anchor questions to establish patient acceptable symptom state (PASS) and minimal clinically important improvement (MCII) cut-points for patient-reported outcomes – including some subscales of HOOS – 1 year after THA 32 . We will use these questions to group patients according to their perception of result of the operation and changes in hip problems, as well as for exploratory analysis of PASS and MCII cut-points for HOOS, 10 weeks after surgery.

In April, 2019, pain flare was added as an outcome measure.

Categories of adverse events were defined prior to study start, but they were not specifically described in the trial registration. Motivation to perform prescribed exercises was registered as outcome, but although predefined, the three items in the short questionnaire were not specifically described. Evaluation of prescribed exercises was added as outcome prior to study start.

In April 2019, the secondary objective was added to the primary and pre-specified objective because the primary objective did not clearly outline the secondary analyses of secondary outcomes for the hypothesized dose-response relationship.

All the changes outlined above occurred before the last participant was included and the study was unblinded (please see “Blinding” below).

 Embedded qualitative study (PHETHAS-2)

In addition to collecting quantitative data, we will also conduct an embedded qualitative study concerning the participants' experience with performing home-based exercise and resuming general physical activities. The aim will be to understand the patients' motivation and barriers related to home-based exercise and general physical activity after THA. The participants will be selected through theoretical sampling 33 , expectedly a maximum of 20. Participants will be recruited partly from the PHETHAS-1 trial, and partly from the population of standard THA patients not involved in an exercise trial. This is done to elucidate the influence of participating in a trial with extra interventions such as exercise diary, outcome assessments, etc. Semi-structured interviews will be conducted 10 weeks postoperatively using an interview guide (available as Extended data) 20 . This qualitative study is undertaken to refine the home-based intervention for future trials and clinical implementation. The embedded qualitative study will be reported in a separate paper with a clear reference to the PHETHAS-1 trial.

 Sample size

The sample size estimation is based on a minimal clinical important difference of 0.2 m/sec 34 between changes in gait speed among participants with highest performed exercise dose compared to participants with smallest performed exercise dose. Based on results from a pilot study leading up to this trial, we expect a maximal difference of 4 hours in performed exercise dose (total Time under tension summary dose) during the 7-week intervention period between participants with highest and lowest exercise compliance. Also based on the pilot study, a SD of 1.06 hours for exercise dose and 0.16 m/sec for change in gait speed were used. The power is set at 0.90 to increase the power for secondary analyses, and with a 0.05 level of significance. Based on the above, the required sample size is estimated to be 88 participants.

 Recruitment

The basis for recruitment makes the trial highly feasible due to the approximately 800 elective THA procedures performed annually at the Elective Surgery Centre. As there may be more eligible participants per day than for whom there is available equipment (BandCizers and ActivPAL sensors), we restrict inclusion by including consecutive participants from random sections of the department. That is, patients examined and booked for surgery in pre-specified clinics in the outpatient department. Patients are allocated to the specific clinics in the department by a secretary at random and with no influence from any personnel involved in the study. The estimated inclusion rate is approximately one to two participants per week; please see estimated participant flow and current recruitment status in Figure 1.

Estimated participant flow. Blinding

The outcome assessors will be blinded to exercise compliance-data. Moreover, we will inform the participants that we measure how they perform their exercises and not how much they exercise or what the study hypothesis is. This is done with the purpose of minimizing sensor-induced influence on compliance and to reduce expectation bias.

 Data collection methods

The elastic band sensor (BandCizer) automatically records and stores exercise data during elastic band exercises. It is a valid measure of date, time of day, number of repetitions and sets, total time-under-tension (TUT), and total single repetition TUT during commonly used home-based strength training exercises for the lower extremities 14 . The 40-m fast-paced walk test measures performance-based function and is part of the recommended core set of tests to assess physical function in people diagnosed with hip or knee osteoarthritis by the Osteoarthritis Research Society International (OARSI) 26, 27 . A high inter-tester reliability is shown (intraclass correlation coefficient (ICC) 0.95) in a population with hip osteoarthritis 34 . The HOOS questionnaire measures patient-reported outcome in the subscales: symptoms, pain, ADL, function in sport and recreation and hip-related quality of life 28 . HOOS is shown valid, responsible, and reliable (ICC >0.78) when evaluating patients undergoing THA 35 . Hip muscle strength 29 and 30-s chair stand test will be conducted in accordance with previous published methods 27, 29 showing acceptable relative and absolute inter-rater reliability when used after THA (ICC 0.83-0.93 and SEM 7–10%) 36 . General Self-Efficacy Scale is a 10-item validated questionnaire holding a scale assessing optimistic self-beliefs to cope with a variety of difficult demands in life, scored between 1–4 points without any defined cut-off point 30 . ActivPal movement-sensors measures physical activity as time spent in the sit/lie position (X-axis), standing (Y-axis) and walking (Z-axis). It has been validated in several studies in healthy adults 37 and in older adults with a hip fracture 38, 39 .

Data collection will continue for participants who discontinue their training. Data collection will only be discontinued if participants explicitly withdraw from the study or any major events or diseases prevent the outcome assessments. If participants do not attend their scheduled follow ups, they will be contacted and offered a new time.

 Data management

Raw data from the Bandcizer will be uploaded to a secure online database using a tablet or smartphone. Here, the investigator will be able to access and analyze data and extract the following variables; date and number of training sessions, number of repetitions, time under tension for each repetition and total time under tension for each training session. Data from the outcome measurement will be double entered in EpiData 3.1 using anonymous coding with ID numbers and relevant range checks for data values to minimize typing errors. Completed data collection forms will be stored in a locked cabinet at Silkeborg Regional Hospital. Electronic data files will be stored on a secured hospital server with access requiring personal login. The linkage between ID numbers and personal identification data (e.g. civil registration number, name, address) will be stored as an electronic file as described above.

 Statistical methods

All the planned analyses are listed in Table 3.

Variables, measures and methods of analysis.
Variable/outcome Hypothesis Outcome measure (unit, scale) Methods of analysis
Demographic variables Descriptive statistics, no hypothesis Age, gender, height, weight, ASA status Summary statistics
Supplementary descriptive variables Descriptive statistics, no hypothesis Prosthesis type, prior total joint replacement, length of hospital stay and self-efficacy (prior to surgery and baseline) Summary statistics
Performed exercise dose of elastic band resistance training (exposure) Descriptive statistics, no hypothesis Time under tension summary dose/week and total (continuous) Number of exercise sessions/ week and total (number, continuous) Summary statistics
1. Primary analysis
Gait speed – measured by 40-m fast-paced walk test Dose-response relationship Change in score from baseline to follow up (meters/second, continuous) (Described in more detail in section 2.12.1) Scatterplots of outcome variables and exercise dose variables will be used to suggest starting model structures and possible more complex alternatives. The analysis will depend on the specific relationship between change in gait speed and the exercise dose variable. Multiple models will be fitted and evaluated by R-squared values to identify the models that fit data the best. 1) The first model will be fitted as a fixed increase in outcome, based on exercise dose-change done by linear regression modelling. 2) If necessary, more complex regression, such as polynomial relationship and other nonlinear structures, will also be evaluated. 3) In the case that none of the models seem to fit the data, a linear regression model with a categorical variable based on intervals of the exercise dose variable will be fitted. If the measure at baseline correlates with the change, baseline measure will be adjusted for. The effect of possible confounding variables will be examined and, if having an effect, the confounder(s) will be adjusted for.
2. Secondary analyses
HOOS ADL Dose-response relationship Change in score from baseline to follow up (points, continuous) Similar to the primary analysis
HOOS symptoms, pain, QOL Dose-response relationship Change in score from baseline to follow up (points, continuous) Summary statistics for the secondary outcomes will be presented as means with CIs or medians with IQRs within each of the compliance quartiles, and as graphical representation of these values as well.
30-s chair stand test Change in score from baseline to follow up (repetitions, ordinal/continuous scale)
Hip muscle strength (isometric) Change in score from baseline to follow up (Nm/kg), continuous scale)
3. Exploratory analyses
Exercise compliance Exploratory investigation of association. No hypothesis Time under tension summary dose/week and total (continuous) Number of exercise sessions/ week and total (number, continuous) Uni-variable regression models. Independent variables will be: pain flares (in the first two weeks of intervention and in the entire intervention period), HOOS pain (baseline), motivation to perform exercises, belief in effect of exercises, self-belief in compliance to exercising, satisfaction with rehabilitation exercise, physical activity (mean upright time/day and mean number of steps/day) and self-efficacy (baseline)
Physical activity level Exploratory investigation of association. No hypothesis Mean upright time per day (hours, continuous) and steps per day (numbers, continuous) Uni-variable regression models. Independent variables will be: pain flares (first two weeks of intervention), HOOS pain (baseline), motivation to perform exercises, self-belief in compliance to exercising, and self-efficacy (baseline).
Result of the operation Descriptive statistics, no hypothesis Patient reported rating of perceived result after surgery (ordinal scale) Data will be presented for each HOOS subscale (pain, symptoms, ADL, QOL) and gait speed. Data will be presented both for each response category, and for the subgroup of patients, who answered "excellent", "very good" or "good" data. This subgroup is considered to be reporting a hip-specific acceptable symptom state. Data will be presented by mean score with 95 % confidence intervals (CI) or median and inter quartile range (IQR). Furthermore, for each exercise dose quartile, the percentage of patients in each response category, will be presented (graphically). Finally, HOOS cut points for PASS will be estimated by the mean score or mean change approach
Change in hip problems Descriptive statistics, no hypothesis Patient reported rating of percieved problems in the operated hip now compared to before surgery (ordinal scale) In each response category, the change in score from baseline to follow-up will be presented for each HOOS subscale (pain, symptoms, ADL, QOL) and gait speed. Data will be presented by mean with 95 % confidence intervals (CI) or median and inter quartile range (IQR). Furthermore, HOOS cut points for MCII will be estimated.
4. Other pre-specified outcomes
Pain after exercise sessions Descriptive statistics, no hypothesis Change in pain per exercise session (score, continuous) Pain flare (increase in pain of ≥20 mm) during the first 14 days of the intervention (number, continuous) Pain flare for the entire intervention (number, continuous) Summary statistics
Motivation to perform prescribed exercises Descriptive statistics, no hypothesis Motivation to perform exercises (ordinal scale) Belief in effect of exercises Self-belief in compliance to exercise Summary statistics
Evaluation of prescribed exercises Descriptive statistics, no hypothesis Satisfaction with rehabilitation exercises Compliance with bandCizer Study-related change of exercise adherence Summary statistics
Adverse events Descriptive statistics, no hypothesis Hip dislocation, infection, fracture, wound seepage, acute myocardial infarction, deep venous thrombosis, readmission, other) Summary statistics

Descriptive analyses will be performed for demographic variables, supplementary descriptive variables, adverse events, motivation to perform prescribed exercises, evaluation of prescribed exercises and pain after exercise sessions (change in pain and pain flares). Data will be presented as means with 95% confidence intervals (CI) or medians with inter quartile ranges (IQR) for continues variables and as frequencies with percentages for categorical variables.

 Primary analysis

Initially, scatterplots of outcome variables and exercise dose variables will be used to suggest starting model structures and possible more complex alternatives. The structures of the models used for the dose-response analysis will depend on the specific relationship between change in gait speed and the exercise dose variable. Because of this, and not having any prior knowledge of the structure of the relationship, multiple models will be fitted and evaluated by R-squared values to identify the models that fit data the best. As a starting point, the first model will be fitted as a fixed increase in outcome, based on exercise dose-change done by linear regression modelling. If necessary, more complex regression such as polynomial relationship and other nonlinear structures will also be evaluated.

In the case that none of the models seem to fit the data, a linear regression model with a categorical variable based on intervals of the exercise dose variable will be fitted. This model does not provide a direct dose response relationship but provides an estimate of the association between the outcome variable and the exercise dose variable within the specific intervals.

“Regression to the mean” may be present and will be evaluated by the correlation between the change and the measure at baseline. If regression to the mean is believed to be present for an outcome, the models of the outcome will additional include the baseline measure to adjust for regression to the mean.

Possible confounding variables (self-efficacy (baseline), physical activity (during intervention), and gait speed (baseline)) will also be included in the models. The confounding effect of each variable will be examined by comparison of dose response estimates in models with and without the confounder. If there is no relevant change between the estimates of the models, the confounder will be excluded from the model. Normality assumptions in the models are evaluated by QQ-plots

 Secondary analyses

For the dose response relationship between change in HOOS ADL, the analysis will be similar to the analysis for change in gait speed outlined above.

The relationship between exercise compliance and HOOS subscales (symptoms, pain, quality of life), 30-s chair stand test and hip muscle strength will be presented as means with CIs or medians with IQRs within each of the compliance quartiles, as well as graphical representation of these values.

 Exploratory analyses

To better understand what may relate to how patients comply with prescribed rehabilitation exercise after THA, we will investigate how different variables relate to exercise compliance (dependent variables: time under tension summary dose and total number of exercise sessions), using uni-variable modelling. Independent variables will be: pain flares (first two weeks of intervention), pain flares (entire intervention period), HOOS pain (baseline), motivation to perform exercises, belief in effect of exercises, self-belief in compliance to exercising, satisfaction with rehabilitation exercise, physical activity (mean upright time/day and mean number of steps/day) and self-efficacy (baseline).

To better understand what may relate to how physically active patients are after a THA, we will investigate how different variables relate to physical activity (dependent variables: mean upright time/day and mean number of steps/day), using univariate modelling. Independent variables will be: pain flares (first two weeks of intervention), HOOS pain (baseline), motivation to perform exercises, self-belief in compliance to exercising, and self-efficacy (baseline).

In the analysis of "result of the operation", the change in score from baseline to follow-up will be presented for each HOOS subscale (pain, symptoms, ADL, QOL) and gait speed. Data will be presented both for each response category of the anchor question, and for the subgroup of patients, who answered "excellent", "very good" or "good" data. This subgroup is considered to be reporting a hip-specific acceptable symptom state. Data will be presented by means with 95% CI or medians and interquartile ranges (IQR). In each response category of the question for "change in hip problems", the change in score from baseline to follow-up will be presented for each HOOS subscale (pain, symptoms, ADL, QOL) and gait speed. Data will be presented by mean scores with 95% CI or median and inter quartile range (IQR).

Furthermore, for each exercise dose quartile, the percentage of patients in each response category of the questions for "result of the operation" and "change in hip problems", will be presented graphically. Finally, HOOS cut points for PASS and MCII will be estimated by the mean score or mean change approach 40 .

 Handling of missing data

Based on the importance of the Bandcizer data, we have planned for how to use the data if we are not able to extract it as planned. Thus, we prioritize to use the Bandcizer data the following way depending on what is possible:

1) As planned with a valid total time-under-tension (TUT) estimate.

2) If 1) is not possible, we will use the total number of repetitions as an estimate of the total exercise dose.

3) If 1) and 2) is not possible, we will use the total number of days with performed exercise as an estimate of the total exercise dose.

We will report the proportion of missing data, e.g. self-reported non-compliance in Bandcizer use or invalid Bandcizer sensor-data. Furthermore, we will perform a sensitivity analysis using data on total exercise dose (days with exercise) from the exercise diary. This will inform if there is a comparable dose-response relationship when analyzing self-reported compliance data compared to objectively measured data (Bandcizer). The two types of data yield a risk of different types of bias. Self-reported exercise dose is often over-estimated and the Bandcizer data may induce problems with missing data as described above which could led to an underestimation of exercise-dose.

Missing items within the HOOS and General Self-efficacy scale will be handled as recommended in the guidelines (HOOS: <50% missing items in each subscale is accepted, self-efficacy: ≤3 missing items is accepted). Concerning ActivPal data, a minimum of four days of data collection will be accepted as sufficient to calculate min/day upright time and steps/day 41 . In situations where participants have to stop the physical tests due to pain, the data from the best performance are used no matter if the pre-defined number of repetitions is reached. It is noted if tests are interrupted due to pain to be able to perform sensitivity analysis if appropriate. If participants are lost to follow up (despite the before-mentioned efforts to keep every participant in the trial) they will be excluded from the analyses that include change scores. We will not use last-observation-carried-forward or other imputation procedures on exposure (exercise dose), as we aim to investigate relationships between actually performed exercise dose and changes in post-operative outcomes. However, on possible confounding variables that are included in the model, we will use multiple imputation if needed to retain the sample size of n=88 in the analysis. Models used in the imputation will include the remaining confounders with measures as predictors.

 Data monitoring

Since the study involves no major changes to current practice it is not deemed necessary to establish a data monitoring committee or perform any interim analyses. Likewise, no provisions for post-trail care will be made.

 Discussion

This trial will add knowledge concerning the preliminary efficacy of home-based rehabilitation using elastic band exercises based on the relationship between performed exercise dose and outcomes after THA. We believe this is the first trial to do so, since earlier attempts have not used objective measurement of exercise dose as in the present trial. In an observational cohort study, Zech et al. found no significant associations between the exercise therapy intensity or duration and improvements in patient reported function, pain, and stiffness 42 . However, the exercise dose was dependent on the participants´ health insurance as well as individual conditions and the physiotherapist's decision, which likely induces a risk of bias by indication.

The essential need from a clinical perspective is to be able to prescribe evidence-based exercise programs after THA. Despite the growing number of studies, a recent systematic review that included 20 studies concludes that insufficient therapeutic validity and potentially high risk of bias in the included studies limit the ability to assess the effectiveness of exercise after THA 43 .

The new knowledge from the present study can potentially identify whether the dose of performed home-based exercise is related to changes in post-operative outcomes after THA. It will give insight concerning the potential influence from other factors than exercise, such as general physical activity and self-efficacy. Furthermore, the embedded qualitative study will give insight to perceived motivation and barriers to perform the prescribed exercise as well as to resuming general physical activities. The results from both the quantitative and qualitative study are expected to be useful in optimizing current practice; however, the results will also be used to plan, power and execute a randomized controlled trial that compares the effectiveness of rehabilitation exercises to no rehabilitation exercises (just resuming general physical activities).

Strength and limitations

The strengths of this study include the objectively measured exercise dose, the standardized and thoroughly described intervention and the inclusion of outcome variables at all levels in the International Classification of Function, Disability and Health (ICF). We chose gait speed measured by the 40-m fast-paced walk test as the primary outcome. Walking ability is considered the most important function to improve by patients undergoing THA surgery 25 , and the 40-m fast-paced walk test is part of the core set of functional tests to include in clinical trials in patients with osteoarthritis in hip or knee recommended by OARSI 26 . An important candidate for the choice of primary outcome for clinical research has been suggested to be a patient-reported one 44 . Nevertheless, we chose a performance-based measure as the primary, as we were concerned about ceiling effects on patient reported outcomes that measures function and pain, such as the HOOS questionnaire after THA 45 .

Multiple factors can potentially affect exercise compliance; therefore, we include measurements of physical activity and self-efficacy. Also, it is not known which outcomes that is most susceptible to exercise dose which is why we include a broad range of different outcome types to be able to explore potential dose-response relationships.

Blinding of participants in randomized exercise trials are often impossible, in the present study we seek to blind the participants to the specific focus om exercise dose, they are just told that we measure "the way they exercise". Hypothesis blinding is considered a design strength when blinding of participants regarding treatment is not possible 46 . Furthermore, we blind the outcome assessor in the sense that they are not allowed to see the exercise diary or BandCizer data prior to the outcome assessment.

 Trial status

The trial began recruiting participants in April 2017. After a period with slow inclusion, the inclusion rate is back at 1–2 participants per week, thus, inclusion is expected to be completed in July 2019. See current status on participant flow in Figure 1.

This paper is based on protocol version 5, March 8, 2019.

 Declarations Research ethics approval

The Ethics Committee of Central Denmark Region accepted initiation of the study and reviewed the study as non-notifiable (Inquiry 270/2017). The study was approved by the Danish Data Protection Agency (ref. no: 1-16-02-589-15).

 Informed consent

Trained Research staff (nurse or physiotherapist) will provide presentation of comprehensible information about the research to potential participants, confirmation that they understand the research, and assurance that their agreement to participate is voluntary. Potential participants will also receive information sheets. They will be offered deliberation time and, subsequently, written consent will be obtained from those who choose to participate. The informed consent document is available as Extended data 20 .

 Confidentiality

All records that contain names or other personal identifiers, such as informed consent forms, will be stored separately from study records identified by code number to protect confidentiality before, during, and after the trial.

 Future availability of trial data

The principal investigator, as well as all co-authors, will have access to the full dataset as needed. A fully anonymized dataset and statistical analysis code will be made available for the scientific journal reviewing the manuscript within six months in line with the recent proposal from the International Committee of Medical Journal Editors (ICMJE) 47 .

 Dissemination policy

Results from the trial will be published in international, scientific peer-reviewed journals, no matter the trial outcome. The results will also be presented at relevant scientific conferences and symposiums. Authorships will be allocated according to the ICMJE recommendations. The following papers are planned:

Pragmatic Home-Based Exercise after Total Hip Arthroplasty – Silkeborg (PHETHAS-1): Results from a prospective cohort study.

Motivation and barriers to perform home-based exercise after Total Hip Arthroplasty – a qualitative embedded study within the PHETHAS-1 trial.

 Data availability Underlying data

No underlying data are associated with this article.

 Extended data

Figshare: PHETHAS-1 protocol. https://doi.org/10.6084/m9.figshare.8256014 20 .

This project contains the following extended data:

WHO Trial Registration Data Set_PHETHAS.docx

Consent document.pdf

Managing pains associated with exercise.docx (pain management guide)

PHETHAS Interview guide_english (PHETHAS-2 interview guide, translated into English)

Questionnaire_ Motivation to perform exercises.docx

Questionnaire_Evaluation of prescribed exercises.docx

CERT Checklist.docx

TIDieR Checklist.docx

Extended data are available under the terms of the Creative Commons Zero “No rights reserved” data waiver (CC0 1.0 Public domain dedication).

 Reporting guidelines

Figshare: SPIRIT checklist for “Pragmatic Home-Based Exercise after Total Hip Arthroplasty - Silkeborg: Protocol for a prospective cohort study (PHETHAS-1)”. https://doi.org/10.6084/m9.figshare.8256014 20 .

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PLoS Med. 2007;4(2):e61. 17311468 10.1371/journal.pmed.0040061 1800311 Taichman DB Backus J Baethge C : Sharing Clinical Trial Data--A Proposal from the International Committee of Medical Journal Editors. N Engl J Med. 2016;374(4):384–6. 26786954 10.1056/NEJMe1515172 10.5256/f1000research.21458.r50849 Reviewer response for version 1 Stevens Martin 2 Referee Bouma Sjoukje 1 Co-referee Department of Orthopedic Surgery, University Medical Center Groningen (UMCG), University of Groningen, Groningen, The Netherlands Department of Orthopedic Surgery, University Medical Center Groningen (UMCG), University of Groningen, Groningen, The Netherlands

Competing interests: No competing interests were disclosed.

 30 8 2019 Copyright: © 2019 Bouma S and Stevens M 2019 This is an open access peer review report distributed under the terms of the Creative Commons Attribution Licence, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited. recommendation approve

This is a very well-written and interesting study protocol focusing on the effectiveness of home-based rehabilitation following total hip arthroplasty. Specific strengths of the protocol are the very detailed description of the study design and the content of the home-based exercise intervention in particular, the objectively quantified exercise dose and the combination of quantitative and qualitative methods which will be used to evaluate the home-based exercise intervention. However, a few items were encountered while reading the manuscript which the authors might reflect upon:

The different aspects of the home-based exercise intervention are described in great detail (Table 2), which enhances the understanding and replicability of the intervention. However, it is not entirely clear why these specific four strengthening exercises (hip abduction, flexion, extension with elastic band resistance and sit-to-stand) and the intervention duration of 7 weeks were chosen. Please elaborate on the rationale for these choices regarding the design on the home-based exercise intervention (e.g. based on guidelines or recommendations?).

On page 4, it is stated that participants will be advised to comply with the recommendations on physical activity from the Danish Health and Medicines Authority. Could you give a (short) description of these recommendations?

On page 4, it is described that all participants will receive a thorough instruction in the strengthening exercises at the baseline measurement and that face-to-face meetings among physiotherapists will be held to reinforce similar treatment administration. Will patients also be monitored during the intervention period to check whether they are still performing the strengthening exercises according to the received instructions?

Outcome measures (1): 24-hour physical activity level will only be determined at the start of the intervention. Why will this outcome measure not be repeated at the end of the intervention as well?

Outcome measures (2): in contrast to hip abductor and hip flexor muscle strength, hip extensor muscle strength is not specified as secondary outcome measure. However, hip extensor muscle strength is one of the four strengthening exercises of the interventions. Could you clarify why this will not be evaluated as secondary outcome?

Self-efficacy (1): to measure self-efficacy, the general self-efficacy scale will be used. However, it has been stated that the concept of self-efficacy is most useful when it is measured for a particular behavior in a specific context (e.g. postoperative rehabilitation following total hip arthroplasty) (Bandura, 1997) 1 . Could you elaborate on the decision to include a general self-efficacy scale instead of a more context-specific self-efficacy scale (e.g. The Self-Efficacy For Rehabilitation Outcome Scale, Waldrop et al. 2001) 2 ?

Self-efficacy (2): Table 1 shows that self-efficacy will be measured both prior to surgery (admission) and 3 weeks after surgery (baseline measurement). Literature indicates that short-term postoperative self-efficacy seems to be a better predictor of long-term outcome following total joint arthroplasty than preoperative self-efficacy (Scheek et al. 2007) 3 . You seem to incorporate this finding by only including the postoperative self-efficacy as possible confounding variable in the statistical analyses. What will be the additional value of including the preoperative self-efficacy measurement in your study design?

Is the study design appropriate for the research question?

Yes

Is the rationale for, and objectives of, the study clearly described?

Yes

Are sufficient details of the methods provided to allow replication by others?

Yes

Are the datasets clearly presented in a useable and accessible format?

Not applicable

Reviewer Expertise:

Orthopedics, physical activity.

We confirm that we have read this submission and believe that we have an appropriate level of expertise to confirm that it is of an acceptable scientific standard.

References : Self-efficacy: The exercise of control.1997; : Self-efficacy, optimism, health competence, and recovery from orthopedic surgery. Journal of Counseling Psychology .2001;48(2) : 10.1037/0022-0167.48.2.233 233-238 10.1037/0022-0167.48.2.233 : Preoperative or postoperative self-efficacy: which is a better predictor of outcome after total hip or knee arthroplasty?. Patient Educ Couns .2007;66(1) : 10.1016/j.pec.2006.10.012 92-9 17223004 10.1016/j.pec.2006.10.012 Mikkelsen Lone Ramer Silkeborg Regional Hospital, Denmark

Competing interests: No competing interests were disclosed.

 9 10 2019

Response to Reviewer 3

Thank you for your positive evaluation. Below we address your comments one by one.

Reviewer 3, question 1: The different aspects of the home-based exercise intervention are described in great detail (Table 2), which enhances the understanding and replicability of the intervention. However, it is not entirely clear why these specific four strengthening exercises (hip abduction, flexion, extension with elastic band resistance and sit-to-stand) and the intervention duration of 7 weeks were chosen. Please elaborate on the rationale for these choices regarding the design on the home-based exercise intervention (e.g. based on guidelines or recommendations?).

Response: The type of exercise and the dose reflects our current practice which we want to evaluate (pragmatic approach). To our knowledge, there is currently not evidence to support a specific type of exercise after THA as more efficient than others, as we mention in the introduction: "It has also been difficult to demonstrate clear superiority with relevant effect size of one type of rehabilitation exercise over another for performance-based or self-reported function outcomes 8 , 9". In a previous study, we have shown that an intervention with strengthening exercises using elastic band (more or less similar exercises to the present study) was comparable to supervised exercise in strength training machines (reference 1). The focus on strengthening exercise is based on the documented deficits in muscle strength after THA (references 2 and 4 in the manuscript). The rationale for this focus is also that adequate muscle strength is a requisite to re-establish a normal, symmetric gait pattern.

Changes made. Text added in the section "Intervention": The exercises in the present trial are comparable to the control intervention in a previous study from our department where we compared usual care (home-based exercise using elastic band resistance) to supervised progressive resistance training in machines and found comparable effects (Mikkelsen et al, 2014, ref 1 in response to reviewer).

Reviewer 3, question 2: On page 4, it is stated that participants will be advised to comply with the recommendations on physical activity from the Danish Health and Medicines Authority. Could you give a (short) description of these recommendations?

Response: We agree and have added a description.

Changes made: Text added in the section "Intervention": (≥30 minutes/day of physical activity with moderate intensity + 20 minutes twice a week of physical activity with high intensity)

Reviewer 3, question 3: On page 4, it is described that all participants will receive a thorough instruction in the strengthening exercises at the baseline measurement and that face-to-face meetings among physiotherapists will be held to reinforce similar treatment administration. Will patients also be monitored during the intervention period to check whether they are still performing the strengthening exercises according to the received instructions?

Response: We only monitor on compliance concerning exercise dose (the Bandcizer data and the exercise diary). We have no monitoring of movement quality in the exercise. This could be relevant from a clinical point of view, however it would be difficult to standardize for use in research.

No changes made

Reviewer 3, question 4: Outcome measures (1): 24-hour physical activity level will only be determined at the start of the intervention. Why will this outcome measure not be repeated at the end of the intervention as well?

Response: It would be ideal to have objectively measured activity data from the entire intervention period; however that would be very time consuming for both patients and researchers. We consider physical activity as a potential confounder on the association between exercise dose and gait speed. We can not guarantee that the one week with activPal measurements is representative for the entire intervention period. However, 7 days is a typical time frame when measuring activity level and (reference 2). We could have repeated the measurement on ActivPal in the end or middle of the intervention. However, it would require an extra effort by both patients and staff because the patients are not at the hospital during that period. We already ask the patients to collect a lot of data when using the Bandcizer at every exercise session as well as the ActivPal the first week. All things considered, we decided that one week of objectively measured activity, as a proxy for the general activity level during the intervention period, should be sufficient.

No changes made

Reviewer 3, question 5: Outcome measures (2): in contrast to hip abductor and hip flexor muscle strength, hip extensor muscle strength is not specified as secondary outcome measure. However, hip extensor muscle strength is one of the four strengthening exercises of the interventions. Could you clarify why this will not be evaluated as secondary outcome?

Response: Patients after total hip replacement are often limited in their range of motion in hip extension impeding the performance of hip extensions strength test in prone position. We have not been able to find a valid way to measure hip extension strength with handheld dynamometer in these patients which is why we chose to focus solely on hip abduction and flexion.

No changes made

Reviewer 3, question 6: Self-efficacy (1): to measure self-efficacy, the general self-efficacy scale will be used. However, it has been stated that the concept of self-efficacy is most useful when it is measured for a particular behavior in a specific context (e.g. postoperative rehabilitation following total hip arthroplasty) (Bandura, 1997) 1 . Could you elaborate on the decision to include a general self-efficacy scale instead of a more context-specific self-efficacy scale (e.g. The Self-Efficacy For Rehabilitation Outcome Scale, Waldrop  et al. 2001) 2 ?

Response: We agree that a context-specific self-efficacy scale would have been preferable. However, we have not been able to identify a Danish version of the The Self-Efficacy For Rehabilitation Outcome Scale, thus it would require a translation process prior to initiating the study. An advantage of using the general self-efficacy scale is to be able to compare our findings to previous studies on THA patients where that scale has often been used (e.g. reference 3-5).

No changes made

Reviewer 3, question 7: Self-efficacy (2): Table 1 shows that self-efficacy will be measured both prior to surgery (admission) and 3 weeks after surgery (baseline measurement). Literature indicates that short-term postoperative self-efficacy seems to be a better predictor of long-term outcome following total joint arthroplasty than preoperative self-efficacy (Scheek  et al. 2007) 3 . You seem to incorporate this finding by only including the postoperative self-efficacy as possible confounding variable in the statistical analyses. What will be the additional value of including the preoperative self-efficacy measurement in your study design?

Response: Preoperative self-efficacy is only included as a descriptive variable and not included in the analysis. The argument for this is, exactly as stated in your comment, that post-operative self-efficacy seems to be a better predictor than preoperative measurement.The preoperative measurement will increase the possibility to compare the study population to other studies. Also it will give a descriptive indication to whether self-efficacy is a constant variable or if it changes from pre- to postoperative in our sample of patients.

No changes made

References in response to Reviewer 3

Mikkelsen LR, Mechlenburg I, Søballe K, et al.: Effect of early supervised progressive resistance training compared to unsupervised home-based exercise after fast-track total hip replacement applied to patients with preoperative functional limitations. A single-blinded randomised controlled trial. Osteoarthritis Cartilage. 2014 Dec;22(12):2051-8

Migueles JH, Cadenas-Sanchez C, Ekelund U, et al.: Accelerometer Data Collection and Processing Criteria to Assess Physical Activity and Other Outcomes: A Systematic Review and Practical Considerations. Sports Med. 2017;47(9):1821–1845. 

Brembo E, Kapstad H, Van Dulmen S, et al.: Role of self-efficacy and social support in short-term recovery after total hip replacement: a prospective cohort study. Health Qual Life Outcomes. 2017 Apr 11;15(1):68.

Olsson LE, Hansson E, Ekman I. Evaluation of person-centred care after hip replacement-a controlled before and after study on the effects of fear of movement and self-efficacy compared to standard care. BMC Nurs. 2016 Sep 9;15(1):53. 

Jørgensen LB, Mikkelsen LR, Noe BB, et al.: The psychosocial effect of web-based information in fast-track surgery. Health Informatics J. 2017 Dec;23(4):304-318.

10.5256/f1000research.21458.r50851 Reviewer response for version 1 Heiberg Kristi Elisabeth 1 2 Referee Bruun-Olsen Vigdis 1 Co-referee Department of Medical Research, Bærum Hospital, Vestre Viken Hospital Trust, Drammen, Norway Oslo Metropolitan University, Oslo, Norway

Competing interests: No competing interests were disclosed.

 14 8 2019 Copyright: © 2019 Heiberg KE and Bruun-Olsen V 2019 This is an open access peer review report distributed under the terms of the Creative Commons Attribution Licence, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited. recommendation approve

This is a generally well-written, interesting, and well-designed study, on an important topic. Both from a therapeutic and health-economic perspective it is important to make the patients with THA self-reliant in their exercise management. We also consider the qualitative part of the proposed trial as an important contribution to understand the patients’ barriers and motivation for performing home-based exercises after THA.

However, we have some comments to the authors:

It is pointed out that there is some evidence to indicate that rehabilitation exercise may be superior to no or very little rehabilitation exercise after THA (Introduction section). Can you clarify the construct ‘rehabilitation exercise’?

The rationale for using elastic band seems a bit unclear in the section of introduction. How can the authors argue for open kinetic chain strength training with elastic band compared to functional task-oriented training? Is there any prior research indicating the effectiveness of strength training in an open kinetic chain?

The term ‘pragmatic’ should be clarified (page 3).  

Participants: We consider the inclusion criteria very wide and unspecific (18 years and OA?). There seems to be few exclusion criteria. Why were patients with stroke, other neurological diseases, drug abuse etc., not excluded from the study?

As walking ability is considered the most important function to improve by patients undergoing THA, why were activities of walking not included in the training? What is the rationale and link between elastic band training and improvements in walking?

Regarding dose-response; how do you deal with the eventual problem of registration of little activity with the use of the elastic band and a high general weight-bearing activity, such as walking, without registration? In total, this can be considered as a large dose of activity that is not registered. The ActivePAL is only applied for one week.

The planned statistical analyses are well described and seem to be adequate.

Is the study design appropriate for the research question?

Yes

Is the rationale for, and objectives of, the study clearly described?

Partly

Are sufficient details of the methods provided to allow replication by others?

Yes

Are the datasets clearly presented in a useable and accessible format?

Not applicable

Reviewer Expertise:

Physiotherapy and rehabilitation after THA, TKA, OA, Hip fracture, elderly. Quantitative and qualitative methodology.

We confirm that we have read this submission and believe that we have an appropriate level of expertise to confirm that it is of an acceptable scientific standard.

Mikkelsen Lone Ramer Silkeborg Regional Hospital, Denmark

Competing interests: No competing interests were disclosed.

 9 10 2019

Response to Reviewer 2

Thank you for your positive evaluation. Below we address your comments one by one.

Reviewer 2, question 1: It is pointed out that there is some evidence to indicate that rehabilitation exercise may be superior to no or very little rehabilitation exercise after THA (Introduction section). Can you clarify the construct ‘rehabilitation exercise’?

Response: We define rehabilitation exercise as: "A regimen or plan of physical activities designed and prescribed for specific therapeutic goals. Its purpose is to restore normal musculoskeletal function or to reduce pain caused by diseases or injuries."

This definition is synonymous to the MESH term "Exercise therapy" as defined in the PubMed MeSH database.

Changes made: Definition added in the section "Intervention".

Reviewer 2, question 2: The rationale for using elastic band seems a bit unclear in the section of introduction. How can the authors argue for open kinetic chain strength training with elastic band compared to functional task-oriented training? Is there any prior research indicating the effectiveness of strength training in an open kinetic chain?

Response: The construct functional task-oriented training is difficult to define. To our knowledge, there is currently not evidence to support a specific type of exercise after THA as more efficient than others, as we mention in the introduction: "It has also been difficult to demonstrate clear superiority with relevant effect size of one type of rehabilitation exercise over another for performance-based or self-reported function outcomes 8 , 9". In a previous study, we have shown that an intervention with open kinetic chain exercises using elastic band (more or less similar elastic band exercises as in the present study) was comparable to closed kinetic chain exercise in strength training machines (reference 1). In that study both groups was also advised to be physically active (e.g. by walking). In the current study we also include the task-oriented, closed kinetic chain exercise "sit to stand" as well as advise to perform daily gait training.

Changes made: Text added in the section "Intervention": The exercises in the present trial is comparable to the control intervention in a previous study from our department where we compared usual care (home-based exercise using elastic band resistance) to supervised progressive resistance training in machines and found comparable effects (Mikkelsen et al, 2014, ref 1 in response to reviewer).

The patients are recommended to perform daily walking with increasing distance during their rehabilitation.

Reviewer 2, question 3: The term ‘pragmatic’ should be clarified (page 3).

Response: By pragmatic study we mean that the study reflects real life for the involved trial stakeholders. In this study this is for instance reflected by the type and dose of exercise which reflects our current practice.

Changes made: Definition added in the section "Study design".

Reviewer 2, question 4: Participants: We consider the inclusion criteria very wide and unspecific (18 years and OA?). There seems to be few exclusion criteria. Why were patients with stroke, other neurological diseases, drug abuse etc., not excluded from the study?

Response: As this study is designed to reflect current practice (pragmatic approach) we used a minimum of exclusion criteria. There is a continuum between explanatory trials (many exclusion criteria, undertaken in an idealized setting, to give the intervention under evaluation its best chance to demonstrate a beneficial effect) and pragmatic trials (undertaken in the “real world” and with usual care and is intended to help support a decision on whether to deliver an intervention). For elaboration see PRagmatic Explanatory Continuum Indicator Summary (PRECIS-2) ( https://www.precis-2.org/) and reference 2.

No changes made

Reviewer 2, question 5: As walking ability is considered the most important function to improve by patients undergoing THA, why were activities of walking not included in the training? What is the rationale and link between elastic band training and improvements in walking?

Response: Daily walking and increasing general physical activity is recommended to the participants. The focus on elastic band exercise is based on the documented deficits in muscle strength after THA (references 2 and 4 in the manuscript). The rationale for this focus is that adequate muscle strength is a requisite to re-establish a normal, symmetric gait pattern. For many of the patients this is after years of limping due to pain. In the current study we combine specific strengthening exercise (elastic band) with functional task exercise (sit-to-stand) and functional training through physical activities – primarily walking, but also resumption of activities preferred by the patients which is encouraged.  

Changes made: Text added in the section "Intervention": The patients are recommended to perform daily walking with increasing distance during their rehabilitation. They are advised to gradually increase their general activity level after the operation to comply with the recommendations on physical activity from the Danish Health and Medicines Authority (≥30 minutes/day of physical activity with moderate intensity + 20 minutes twice a week of physical activity with high intensity).

Reviewer 2, question 6: Regarding dose-response; how do you deal with the eventual problem of registration of little activity with the use of the elastic band and a high general weight-bearing activity, such as walking, without registration? In total, this can be considered as a large dose of activity that is not registered. The ActivePAL is only applied for one week.

Response: We agree that it is crucial to measure not only the patients' effort during the specific exercises, but also their other physical activities. This is why we include the ActivPal measurement as well as the exercise diary where the patients also register their physical activities. It would be ideal to have objectively measured activity data from the entire intervention period; however that would be very time consuming for both patients and researchers. We consider the physical activity as a potential confounder on the association between exercise dose and gait speed. We can not guarantee that the one week with activPal measurements is representative for the entire intervention period. However, 7 days is a typical time frame when measuring activity level and (ref 40 in manuscript). We could have repeated the measurement on ActivPal in the end or middle of the intervention. However, it would require an extra effort by both patients and staff because the patients are not at the hospital during that period. We already ask the patients to collect a lot of data using the Bandcizer at every exercise session as well as the ActivPal the first week. All things considered, we decided that one week of objectively measured activity as a proxy for the general activity level during the intervention period should be sufficient.

No changes made.

References in response to Reviewer 2

 

Mikkelsen LR, Mechlenburg I, Søballe K, et al.: Effect of early supervised progressive resistance training compared to unsupervised home-based exercise after fast-track total hip replacement applied to patients with preoperative functional limitations. A single-blinded randomised controlled trial. Osteoarthritis Cartilage. 2014 Dec;22(12):2051-8

Loudon K, Treweek S, Sullivan F, et al.: The PRECIS-2 tool: designing trials that are fit for purpose. BMJ. 2015 May 8;350:h2147.

10.5256/f1000research.21458.r50853 Reviewer response for version 1 Judd Dana L. 1 Referee https://orcid.org/0000-0002-2792-740X Physical Therapy Program, University of Colorado, Aurora, CO, USA

Competing interests: No competing interests were disclosed.

 2 8 2019 Copyright: © 2019 Judd DL 2019 This is an open access peer review report distributed under the terms of the Creative Commons Attribution Licence, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited. recommendation approve

This protocol paper details a prospective cohort study which will investigate the initial efficacy of home-based exercise program following total hip arthroplasty (THA). The authors present strong rationale for performing the study, in particular citing evidence regarding the deficits in strength and function following THA as well as the lack of consensus regarding rehabilitation following THA surgery.

The study design is described in great detail, and the proposed methods will adequately answer the research question. The strengths of the study design include objective monitoring of exercise adherence, the standardization of the exercise protocol, and the combination of validated strength measures and functional performance outcome measures. The choice of exercises for the intervention target common deficits following THA, and the choice of a gait outcome as a primary outcome measure will represent an important functional outcome for patients. A unique aspect of this proposed trial is the proposed qualitative investigation into patients' perceived barriers to and motivations for participating in the proposed exercise program. Not only will this have potential to inform future trials, but may provide important information from the patients' point of view to better inform clinical practice and home exercise prescription after THA. 

There are also items the authors may wish to consider. First, although there are proposed training and meetings to ensure correct instruction by therapists to patients, the authors may consider including a way to objectively report fidelity data of the therapists to describe how well they adhered to the protocol. Second, due to the importance of collecting the exercise adherence data, is there a plan to handle missing data from the Bandcizer sensors? Or perhaps a way to ensure data is being collected over the weeks of intervention as expected and a plan for troubleshooting. Finally, although the choice of exercises for the protocol aligns well with common impairments following THA, it is possible the few specific exercises and proposed dosing may not yield the expected changes in gait speed without the inclusion of gait-specific training. 

Overall, this is a well written manuscript describing a well-designed study and the results should be valuable to the literature regarding rehabilitation after THA.

Is the study design appropriate for the research question?

Yes

Is the rationale for, and objectives of, the study clearly described?

Yes

Are sufficient details of the methods provided to allow replication by others?

Yes

Are the datasets clearly presented in a useable and accessible format?

Not applicable

Reviewer Expertise:

Total Hip Arthroplasty and Rehabilitation

I confirm that I have read this submission and believe that I have an appropriate level of expertise to confirm that it is of an acceptable scientific standard.

Mikkelsen Lone Ramer Silkeborg Regional Hospital, Denmark

Competing interests: No competing interests were disclosed.

 9 10 2019

Response to Reviewer 1

Thank you for your positive evaluation. Below we address your items for consideration one by one.

Reviewer 1, question 1: First, although there are proposed training and meetings to ensure correct instruction by therapists to patients, the authors may consider including a way to objectively report fidelity data of the therapists to describe how well they adhered to the protocol.

Response: We agree that it would be relevant to include an objective measure of fidelity in the exercise instructions. We did not consider this when we started the trial, and at the present time, inclusion is almost completed. What we did consider, however, was to continuously standardize the instructions through regular meetings and discussions with the therapists administering the intervention. We feel this reflects clinical practice and, hence, the pragmatic approach that we wanted for the trial. The main discussion points at these meetings, until now, have primarily concerned adaptations to the exercise program when the patients experience pain during or after exercise. That is why we have developed the pain management guide which is published as extended data. Furthermore, we use ongoing reminders of the importance of thorough instructions in performing exercise to failure.

No changes made in manuscript

Reviewer 1, question 2: Second, due to the importance of collecting the exercise adherence data, is there a plan to handle missing data from the Bandcizer sensors? Or perhaps a way to ensure data is being collected over the weeks of intervention as expected and a plan for troubleshooting

Response: This is a good point and based on previous experiences with this technology, which is still under development, we expect that such a plan will be important. We have added plans for handling missing data and troubleshooting. To prevent discontinued use of the Bandcizer sensor during exercise, we inform the patients of the importance of using the Bandcizer sensors in every single exercise session. To estimate if this is accomplished, we ask the patients at the 10 week follow up visit: "How often was the BandCizer sensor attached to your elastic exercise band when exercising?"" (options: Every time, most of the time about half the time, a few times, never). This is described in "Extended data"

Changes made: Text added in the section "Handling of missing data": Based on the importance of the Bandcizer data, we have made a plan for how to use the data if we are not able to extract the data as planned. Thus, we prioritize to use the Bandcizer data the following way depending on what is possible:

1) As planned with a valid total time-under-tension (TUT) estimate.

2) If 1) is not possible, we will use the total number of repetitions as an estimate of the total exercise dose.

3) If 1) and 2) is not possible, we will use the total number of days with performed exercise as an estimate of the total exercise dose.

We will report the proportion of missing data, e.g. self-reported non-compliance in Bandcizer use or invalid Bandcizer sensor-data. Furthermore, we will perform a sensitivity analysis using data on total exercise dose (days with exercise) from the exercise diary. This will inform if there is a comparable dose-response relationship when analyzing self-reported compliance data compared to objectively measured data (Bandcizer). The two types of data yield a risk of different types of bias. Self-reported exercise dose is often over-estimated and the Bandcizer data may induce problems with missing data as described above which could led to an underestimation of exercise-dose.

We will not use last-observation-carried-forward or other imputation procedures on exposure (exercise dose), as we aim to investigate relationships between actually performed exercise dose and changes in post-operative outcomes. However, on possible confounding variables that are included in the model, we will use multiple imputation if needed to retain the sample size of n=88 in the analysis. The models used in the imputation will include the remaining confounders with measures as predictors.

Reviewer 1, question 3: Finally, although the choice of exercises for the protocol aligns well with common impairments following THA, it is possible the few specific exercises and proposed dosing may not yield the expected changes in gait speed without the inclusion of gait-specific training. 

Response: The type of exercise and the dose reflects our current practice which we want to evaluate. To our knowledge this is not a smaller exercise dose compared to clinical practice many places. It is still unclear if the prescribed exercises, and exercise dose, is sufficient to improve gait speed. However, it is more comprehensive than the "control group" intervention in our previous study where supervised resistance training was compared to home-based exercise and found comparable in effect (reference 1). If the instructions are followed correctly, the total time-under-tension is 10 min per session, 3-4 times per week equaling 30-40 min/week during 7 weeks. We could have included some gait-specific exercises, but instead we chose, in a pragmatic approach, to comply with the current clinical practice at our institution. All patients were encouraged to be physically active (e.g. by walking) as per the recommendations from the Danish Health and Medicines Authority. They were recommended to perform daily walking with increasing distance during their rehabilitation.

Changes made: Text added in the section "Intervention": The exercises in the present trial is comparable to the control intervention in a previous study from our department where we compared usual care (home-based exercise using elastic band resistance) to supervised progressive resistance training in machines and found comparable effects (Mikkelsen et al, 2014, ref 1 in response to reviewer).

The patients are recommended to perform daily walking with increasing distance during their rehabilitation. They are advised to gradually increase their general activity level after the operation to comply with the recommendations on physical activity from the Danish Health and Medicines Authority (≥30 minutes/day of physical activity with moderate intensity + 20 minutes twice a week of physical activity with high intensity).

Furthermore Table 2 has been corrected since we discovered a mistake concerning time-under-tension for each exercise. The corrected values are 2 seconds concentric (instead of 1 in the first version) + 1 second isometric and 2 seconds eccentric, equaling 150 sec/exercise/set.

Reference in response to Reviewer 1

 

Mikkelsen LR, Mechlenburg I, Søballe K, et al.: Effect of early supervised progressive resistance training compared to unsupervised home-based exercise after fast-track total hip replacement applied to patients with preoperative functional limitations. A single-blinded randomised controlled trial. Osteoarthritis Cartilage. 2014 Dec;22(12):2051-8