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Study Protocol

Effect of Powerbreath Medic Plus versus Threshold IMT on maximal inspiratory pressure and functional capacity in post-operative ventricular septal defect closure: A protocol for a randomized controlled trial

[version 1; peer review: 1 approved with reservations]
PUBLISHED 07 Aug 2023
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This article is included in the Datta Meghe Institute of Higher Education and Research collection.

Abstract

Background: Congenital heart disease is a general phrase that refers to any heart conditions that exist at birth, the most prevalent of which being ventricular septal defects (VSD) and foetal congenital malformations. VSD refers to the presence of aperture between the ventricles which leads to mixing of oxygenated and de-oxygenated blood. Although many VSDs close on their own, failing to do so can result in a number of issues and typically necessitates open heart surgery for closure of the defect. According to various studies, there is reduced functioning of diaphragm post cardiac surgeries which leads to occurrences of pulmonary complications such as lung collapse, fluid accumulation in pleura, pneumonia, acute respiratory distress syndrome and pneumothorax which can be debilitating and jeopardize recovery as well as increase hospital stay. There are several devices which are proven to improve the strength of inspiratory musculature and hence improve maximal inspiratory pressure and functional capacity post cardiac surgeries.
Method: In this study we aimed to assess and evaluate the effectiveness of Powerbreath Medic Plus and Threshold Inspiratory Muscle Trainer (IMT) adjunct to conservative physiotherapy management on subjects who underwent VSD closure in a two arm parallel superiority randomized control trial on improving maximal inspiratory pressure and functional capacity. 60 individuals in total will be allocated equally into two groups, and both groups will be receiving treatment for four weeks with five sessions per week. After four weeks of therapy and two weeks after the intervention is through, the results will be assessed for follow-up.
Predicted results: By increasing maximal inspiratory pressure and functional capacity, this technique may be used to treat complications following heart surgery if our study's premise is found to be significant.
CTRI registration: CTRI/2023/03/051090

Keywords

Ventricular septal defect closure, congenital heart disease, Powerbreath medic plus, threshold IMT, maximal inspiratory pressure, functional capacity.

Introduction

Congenital heart diseases (CHDs), one of the most frequent foetal defects, can occur in as many as 13 out of every 1000 live births.1 CHDs are among the most prevalent foetal malformations. The most frequent acynotic congenital cardiac abnormalities in children are ventricular septal defects (VSD), which are the second most common congenital anomaly in adults.1,2 Shunt formation and inappropriate right-to-left ventricular communication are the primary causes of hemodynamic compromise in VSD due to presence of aperture between the ventricles.3,4 Many VSDs close on their own, however if they fail to, large defects can cause a number of problems, including pulmonary arterial hypertension (PAH), ventricular dysfunction, and a greater incidence of arrhythmias. If there are significant problems, the most common procedure in paediatric cardiac surgery is surgical closure of the ventricular septal defect.3,57

Transient diaphragm dysfunction is reportedly frequent in the initial week following cardiac surgery, based on numerous studies.8,9 In patients receiving elective heart surgery, the prevalence of residual diaphragm dysfunction was 8%, and it was linked to poor respiratory outcomes.9,10 Several pulmonary complications, such as collapse of the lung, collection of fluid in pleura, pneumonia, cardiogenic pulmonary oedema, acute respiratory distress syndrome, pulmonary embolism, phrenic nerve injury, pneumothorax, sternal wound infection and inflamation as well as longer hospital stays and prolonged ventilator support, are caused by diaphragmatic dysfunction.812 Furthermore, cardiac procedures impair breathing mechanics, decrease lung volume, obstruct gas exchange, affect the ventilation-to-perfusion ratio, lung capacities, and promote physical inactivity, all of which lower functional capacity.13,14

Early ambulation and mobility, breathing exercises, coughing techniques, incentive spirometers, and strengthening of respiratory musculature are all cardiopulmonary physical therapy interventions that have been documented to be beneficial for lowering the occurrence of pulmonary problems.15 Patients having heart operations have shown possible positive effects from inspiratory muscle training (IMT).15 Numerous IMT devices are utilised to prevent diaphragmatic dysfunction and respiratory issues.15 Research on the application of Powerbreathe training and enhancing maximal inspiratory pressure in individuals who underwent VSD closure is scant. Data on physical therapy interventions and results in individuals who had VSD closure surgery are rare.

IMT improves the capacity for functional activity as well as respiratory muscle strength. The two main categories of IMT equipment are devices with pressure- and volume-based loading.16,17 A pressure-based threshold device called Power Breathe (PwB) limits airflow during inspiration until it achieves a particular pressure. This inspiratory pressure is modifiable by adjusting the spring tension to match the patient’s maximal inspiratory pressure (MIP). The lineal resistance to the flow increment must be as low as possible when the pressure is surpassed and the valve is opened. Due to coupled action of respiratory musculature and the PwB device, higher lung charges of between 186 and 274 centimetres of water (cmH2O) pressure can be produced.18,19 The most popular inspiratory muscle trainer for improvising the power and endurance of the respiratory musculature is the Threshold IMT, a pressure-based loading apparatus. It can provide resistance up to 41 cm H2O and hence retraining the inspiratory muscles at different resistance levels.17

This article presents the protocol for the full study, whose objective is to assess and evaluate the effectiveness of the PowerBrethe medic plus device and the threshold IMT device in patients who underwent VSD closure in a two-arm parallel superiority/equivalence randomised control trial (RCT). The end point results will be compared on a marginal basis to determine effectiveness.

Aim and objectives

  • 1. To assess and evaluate the subjects who underwent VSD closure, intervened with Power Breathe Medic Plus adjunct to conservative physiotherapy management and its effect on improving maximal inspiratory pressure (Micro Respiratory Pressure Meter) and functional capacity (6 Minute Walk Distance Test) in the entire populace.

  • 2. To assess and evaluate the subjects who underwent VSD closure for the change in pulmonary function parameters (FEV1, FVC AND FEV1/FVC ratio) treated with Power Breathe Medic Plus adjunct to conservative physiotherapy management, to observe if it can improve pulmonary functioning in the entire populace.

  • 3. To analyse the efficacy over the treatment of Power Breathe Medic Plus along with conventional physiotherapy management and Threshold IMT along with conventional physiotherapy management for bringing on change in maximal inspiratory pressure and functional capacity for the patients who underwent VSD closure.

Protocol

This protocol has been registered with CTRI (CTRI/2023/03/051090) on 27/03/2023.

Ethics and consent

This study will be conducted with written informed consent from all participants. Ethical approval was received from the institutional ethics committee (ref: DMIHER (DU)/IEC/2023/545) on 04/02/23.

Trial design

Single centric, two arm parallel equivalence randomized controlled trial. Participants in the study will be split into two groups. Group-A (Powerbreath and conservative physiotherapy management) and Group-B (Threshold IMT and conservative physiotherapy management) by randomization for 1:1 allocation with intent to treat purpose.

Participants and recruitment

Participants will be chosen from the Cardiovascular and Thoracic Surgery Unit at Acharya Vinobha Bhave Hospital Sawangi in Meghe, Wardha, Maharashtra, following approval from the institutional ethics committee of Datta Meghe Institute of Higher Education and Research. Potential participants will be identified through their medical records and evaluation. The participants will be screened as per inclusion and exclusion criteria followed by randomization using a computer-generated list. Allocation will be done by sequentially numbered opaque sealed envelopes. Allocation and participant enrolment will be done by the primary investigator. The therapist will be aware of the allocations. The inclusion and exclusion criteria for selection will be based on the cut-off values at baseline parameters when engaging participants. Throughout the six-month recruitment phase, a second source of recruitment will be used if more study participants are needed; this will be an additional local private hospital.

To compare improvements in maximal inspiratory pressure and functional capacity at the end point, the interventional group will receive Powerbreath and conservative physiotherapy management (Figure 1), and the control group will receive Threshold IMT and conservative physiotherapy management (Figure 1). Participants will be enrolled and evaluated at several intervals, including first visit and second visit for subject enrolment and screening respectively, baseline, 4 weeks, and 2 weeks after treatment for follow-up, when primary and secondary parameters will be measured. The study design is depicted in Figure 1.

8896363e-a633-4064-9a67-5b91f6c0fea8_figure1.gif

Figure 1. Showing consort diagram of study protocol.

Inclusion criteria

  • 1. Patients clinically diagnosed with isolated VSD.

  • 2. Patients who have been operated on for VSD closure.

  • 3. Age group of 10-18 years.

  • 4. Patient’s guardian who will sign the consent form

  • 5. Both male and female.

  • 6. Patients with the ability to understand and follow instructions

Exclusion criteria

  • 1. Patients with VSD associated with other congenital conditions such as Down’s syndrome, William’s syndrome, Noonan syndrome, and Turner syndrome.

  • 2. Patients on a post-operative mechanical ventilator.

Experimental group intervention

After screening and randomization, the experimental group will receive inspiratory muscle training with PowerBreathe along with conservative physiotherapy management (Table 1) which will start from post-operative day 3 (POD-3). The training will be delivered in-person at the hospital. Initially the postoperative training will begin with 40% of the preoperative MIP recorded, and weekly load increases of 5–10% will be made based on the patient’s tolerability. The patient will obtain postoperative training for 20 to 30 minutes per session, which will consist of six sets of five deep breathes against the trainer device, with only a brief rest period of 1 to 2 minutes in between each set. Training will be done twice a day, every day, for four weeks.20 The treatment will be discontinued or modified if patient is not willing to continue or faces any discomfort. To improve adherence to the treatment, counselling sessions will be arranged for patient and his/her family on how this device can be useful to improve lung function post-operatively along with various other medical interventions.

Table 1. Conservative physiotherapy management.

Sr No.ExerciseDescriptionDosage
1.Diaphragmatic breathing exercisesPatient will be in sitting position, placing his/her hand over abdomen then patient is asked to inhale through nose and exhale through nose while feeling the abdominal raise.10 repetitions with 5 sec hold and 2 sets
2.Thoracic expansion exercisesPatient will be in sitting position then patient is asked to inhale deeply through nose along with raising both the arms and then exhale with lowering both the arms.10 repetitions with 5 sec hold and 2 sets
3.Active range of motion exercise for bilateral upper and lower limbPatient is asked to perform Active range of motion exercises of shoulder, elbow, wrist, hip, knee and ankle.2 sets of 10 repetitions

Control group intervention

After screening and randomization, the control group will receive inspiratory muscle training with Threshold IMT along with conservative physiotherapy management (Table 1) which will start from POD-3. The training will be delivered in-person at the hospital. Initially, the postoperative training will be 40% of the MIP that was observed pre-operatively, followed by an increase in load by 5–10% per week based on the tolerance of the patient. The patient will get postoperative training for 20 to 30 minutes per session, which will consist of six sets of five deep breaths against the trainer device, with only a brief rest period of 1 to 2 minutes in between each set. Training will be done twice a day, every day for four weeks.13 The treatment will be discontinued or modified if patient is not willing to continue or faces any discomfort. To improve adherence to the treatment, counselling sessions will be arranged for patient and his/her family on how this device can be useful to improve lung function post-operatively along with various other medical interventions.

Outcomes

Primary outcomes

  • Change in maximal inspiratory pressure and MicroRPM reading (respiratory pressure meter).

    MicroRPM demonstrated excellent inter-rater reliability for inspiratory pressure and good inter-rater reliability for expiratory pressure, as well as strong contemporaneous validity and test-retest reliability. In reference to concurrent validity for inspiratory and expiratory pressures, the intraclass correlation coefficientS (ICC) were 0.77 and 0.86, respectively. Inter-rater reliability revealed ICCs as 0.91 for inspiratory pressure and 0.84 for expiratory pressure, with test-retest reliability demonstrating an ICC of 0.87 for inspiratory pressure and 0.78 for expiratory pressure.21

  • Change in 6 MWD (Minute Walk distance) Test.

    The 6MWD is a submaximal exercise test that is quick and easy to administer and is well-tolerated by the patient. With an ICC of 0.90, it is a standardized field test to assess functional capacity after exercise performance in people with a range of cardiac and pulmonary problems.22,23

Secondary outcomes

  • Change in Pulmonary Function Test (PFT).

    The simplest and most practical pulmonary function test (PFT) is spirometry, which measures air exhaled or inhaled during forceful movements. It is a quantifiable, repeatable, non-invasive, and comparatively easy technique for determining lung function. FEV1, FVC and FEV1/FVC ratio will be collected.24

Safety outcomes

Adverse events will be reported at each time. No adverse effects are anticipated.

Sample size calculation

Sample size calculation resulted at 5% level of significance considering both the sides at 5% error probability with total 10 % for Z(1-α) value =1.64 & (1- β) at power of 80 % = 0.84 measuring the mean difference (effect size) of δ= 10.3 & standard deviation (σ) = 15.75

Sample size calculation formula using mean difference:

n1=n2=2Zα+Zβ2σ2δ2

Primary variable (maximum inspiratory pressure)

Mean ± SD (pre) result on maximum inspiratory pressure for conventional chest therapy (control group) = 103 ±15

Mean ± SD (post) result on maximum inspiratory pressure for conventional chest therapy (control group) = 113.3 ±16.5

Difference in mean = 10.3

Pooled standard deviation=15+16.5/2=15.75

As per reference article.25

N1=21.64+0.84215.752/10.32=28

Considering 10% drop out = 2

Total samples required (n1 =n2 = 30 per Group)

Total sample size required (N) = 2*30 = 60

Assumptions

Zα=1.64

α=Type I errorat5%

Zβ=0.841β=Powerat80%

σ=Standard Deviation

Reference article: Inspiratory muscle training and functional capacity following coronary artery bypass grafting in high-risk patients: A pilot randomized and controlled trial.25

Data collection, management and analysis.

Analysis

All the results will be calculated using R studio software 4.3. Demographic variables as per the quantitative assessment will be nanalysed for the mean±SD and the frequency and percentage. Inferential statistic data with the variables will be tested for the normality using the Kolmogorov-Smirnov Test. A parametric test will be used if data follows normal distribution. The paired-t test will be used for pre- and post-analysis. Alternatively, the Wilcoxon Test will be used as a non-parametric test if the data are not normally distributed. Similarly, for the unpaired-t test, the Mann Whitney test will be used as an alternative. Association analysis for finding significance of cofounding parameters will be evaluated by using the Chi-squared test or Fisher’s exact test or by using multi-variant analysis. Sensitivity and specificity of the device will be tested over primary outcome (MIP). AUC (area under curve) will be calculated on the basis of observational values for finding accuracy of the device.

Primary outcome

Inferential statistics will be utilized to compare the two groups for their mean change in primary variable (MicroRPM and 6MWD Test) between baseline, 4 weeks and follow up after 2 weeks using the linear mixed model. The two groups will be active treatment versus control treatment. The participants’ responses will be evaluated in light of the major variable’s variation from baseline to the timeline measured during the study (visit 1 and after the conclusion of 4 weeks, and follow-up after 2 weeks after the conclusion of the intervention). For research participants, random effects will be generalised, and treatment group and visit count will be taken into consideration while analysing fixed effects. With a corresponding 95% confidence interval (CI), the effect size over the mean change difference on the major variable from baseline to end line visit at 4 weeks and 2 weeks follow up will be measured.

Primary end point (description)

In order to forecast the difference in impact size between the active and control groups, secondary outcomes (PFT) will be examined according to the aforementioned linear mixed model effect. If the data has a normal distribution, the t-test (unpaired) will be used to determine whether there is a significant difference between the means in comparison between the two groups. For non-normal distribution, the translation of the data to the normal distribution will be done using MATHEMATICAL algorithms. The alternative non-parametric tests (Chi square, Mann Whitney, and Wilcoxon tests) will be used if the data across the major variable still exhibit non-normal distribution.

Discussion

CHDs, specifically VSD, are commonly encountered condition in children as well as adults which, if they fail to close on their own, require open heart surgery for the closure of the defect.1 Cardiac surgeries are used worldwide for treatment of patients with such heart conditions, and rates of post-operative complications are still significant, mainly involving pulmonary complications.3,5 This study’s objective is to assess and evaluate the effectiveness of the PowerBrethe medic plus device and the Threshold IMT device in patients who underwent VSD closure. The end point results will be compared on a marginal basis to determine effectiveness.

In their non-blinded randomised controlled experiment, Rhoia Neidenbach et al. (2023) reported that the effects of IMT on lung capacity and exercise capacity were assessed in a sizable cohort of 40 Fontan patients. They discovered a noticeably better oxygen saturation, which is a clinically meaningful improvement.26 In a randomised controlled trial conducted by Fatma A. Hegazy et al. in 2021, 100 patients who had undergone mitral valve replacement surgery participated. The researchers looked at the impact of postoperative high load, long duration inspiratory muscle training on pulmonary function and functional capacity using the Threshold IMT device. They discovered significant improvement in all measures (p 0.001) in the between-group study, and significant improvements in lung function, inspiratory pressure, and functional capacity (p 0.05) were found in the experimental group.13 In order to assess the effect of an inspiratory muscle strengthening programme using the PowerBreathe device on the ergogenic potential for respiratory and/or athletic performance, Diego Fernández-Lázaro et al. (2021) conducted a systemic review with meta-analysis. They came to the conclusion that the programme increased VO2 max, inspiratory muscle strength, pulmonary function, and sport performance.19 According to previous studies, training of inspiratory musculature is probably beneficial in increasing respiratory muscle strength, decreasing airway closure, and possibly even in enhancing breathing mechanics and lowering exercise-related dyspnea.27 These mechanistic alterations reflect the developing understanding of the function of inspiratory training in paediatric patients and can be used to explain improvements in symptomology and clinical outcomes.27

Dissemination

We are planning to present the study protocol and subsequent findings in conference proceedings.

Study status

The study has not yet started. Recruitment is expected to begin in July 2023.

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Choubisa CA and Vardhan V. Effect of Powerbreath Medic Plus versus Threshold IMT on maximal inspiratory pressure and functional capacity in post-operative ventricular septal defect closure: A protocol for a randomized controlled trial [version 1; peer review: 1 approved with reservations]. F1000Research 2023, 12:939 (https://doi.org/10.12688/f1000research.135484.1)
NOTE: If applicable, it is important to ensure the information in square brackets after the title is included in all citations of this article.
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ApprovedThe paper is scientifically sound in its current form and only minor, if any, improvements are suggested
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Not approvedFundamental flaws in the paper seriously undermine the findings and conclusions
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Reviewer Report 08 Nov 2023
Shane Patman, Faculty of Medicine, Nursing and Midwifery, and Health Sciences, The University of Notre Dame Australia, Perth, Australia 
Approved with Reservations
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Many thanks for the opportunity to contribute to the peer review process for the study protocol within F1000Research entitled 'Effect of Powerbreath Medic Plus versus Threshold IMT on maximal inspiratory pressure and functional capacity in postoperative ventricular septal defect closure: ... Continue reading
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Patman S. Reviewer Report For: Effect of Powerbreath Medic Plus versus Threshold IMT on maximal inspiratory pressure and functional capacity in post-operative ventricular septal defect closure: A protocol for a randomized controlled trial [version 1; peer review: 1 approved with reservations]. F1000Research 2023, 12:939 (https://doi.org/10.5256/f1000research.148605.r216838)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.

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Alongside their report, reviewers assign a status to the article:
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Approved with reservations - A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approved - fundamental flaws in the paper seriously undermine the findings and conclusions
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