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Research Article

New Kind of orthogonality in Normed spaces by using ϼ* -orthogonality

[version 1; peer review: awaiting peer review]
PUBLISHED 31 Dec 2025
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This article is included in the Fallujah Multidisciplinary Science and Innovation gateway.

Abstract

Orthogonality is an important concept in normed spaces, and many generalizations of this concept have been proposed. In this paper, we introduce a new concept of orthogonality in normed spaces, denoted by ϼ LM -orthogonality, which is related to ϼ ∗ -orthogonality. The fundamental properties of this new concept are systematically analyzed, including symmetry, non-negativity, scalar homogeneity, linear independence of orthogonal vectors, the Cauchy–Schwarz type inequality, the zero property, and other characteristics. We also explain the relationship between this new definition and some other well-known types of orthogonality.

Keywords

orthogonality, norm derivatives, ϼ_*-orthogonality.

1. Introduction

In an inner product space (Ẋ,,) , two vectors ṡ,ṙinẊ are said to be orthogonal, denoted by ṡṙ if and only if ṡ,ṙ=0 . In spaces whose norm is induced by an inner product, the notion of orthogonality admits a natural and uniquely determined form. Extending this concept to more general normed spaces enable a deeper investigation of their geometric and analytical interrelations, thus offering a broader framework to generalize classical Euclidean ideas to abstract mathematical settings.

Consider (Ẋ,.) as a real normed vector space whose dimension is not less than two, there exist several notions of orthogonality, among which the definition introduced by (Birkhoff–James) is one of the most prominent. If ṡ,ṙẊ , define ṡBṙ ṡ+tṙṡ , (t R ) see.1

In 1986, Amir in2 defined the norm derivatives using two functionals, ϼ,ϼ+:Ẋ×Ẋ be functionals, as follows:

ϼ(ṡ,ṙ)=ṡlimt0ṡ+tṙṡtandϼ+(ṡ,ṙ)=ṡlimt0+ṡ+tṙṡt
then ṡ is ϼ - orthogonality to ṙ denoted by ṡϼṙ ϼ(ṡ,ṙ)=0 and ṡ is ϼ+ - orthogonality to ṙ denoted by ṡϼ+ṙ ϼ+(ṡ,ṙ)=0 .

A mapping ,g:Ẋ×Ẋ was introduced by MiliĆiĆ in3 as follows: ϼ(ṡ,ṙ)=ṡ,ṙg=ϼ(ṡ,ṙ)+ϼ+(ṡ,ṙ)2 . But M. Nur and H. Gunawan in4 defined an orthogonality relation based on norm derivatives by ϼgg=|ϼ(ṡ,ṙ)||ϼ(ṙ,ṡ)| , Also Zamani and Moslehian in5 defined an orthogonality functional ϼλ::Ẋ×Ẋ by ϼλ (ṡ, ṙ ) = λ ϼ(ṡ,ṙ) + (1- λ) ϼ+(ṡ,ṙ) ∀ λ R, and ṡ is ϼλ - orthogonality to ṙ denoted by ṡϼλṙ ϼλ(ṡ,ṙ)=0 the notions of ϼ -orthogonality is introduced in6 as: ṡϼṙ ϼ(ṡ,ṙ)=ϼ+(ṡ,ṙ)ϼ_(ṡ,ṙ)= 0. Recall that Ẋ is smooth at ṡ if and only if ϼ_(ṡ,ṙ)=ϼ+(ṡ,ṙ) for all ṙẊ.

These functionals extend the concept of the inner product to a normed space, and many geometric properties will be reformulated in the normed space using the concept of the norm derivative. Now we shall address some important theorem that we will need in this research.

Theorem 1.1:

6Suppose ( Ẋ , ‖·‖) represents a real normed vector space, then

  • (i) ϼ (t ṡ, ṙ ) = ϼ (ṡ, t ṙ )= t2ϼ (ṡ, ṙ ) for all ṡ, ṙ Ẋ and all t ∈ R.

  • (ii) | ϼ(ṡ,ṙ) | ṡ2ṙ2 for all ṡ, ṙẊ .

  • (iii) For all vectors except the zero vector, ṡ, ṙ Ẋ , if ṡ ϼ ṙ , then ṡ and ṙ are independent in the linear sense.

  • (iv) ϼ (ṡ, t ṡ + ṙ ) = t2ṡ4 +2t ṡ2ϼ( ṡ, ṙ ) + ϼ (ṡ, ṙ ) for all ṡ, ṙẊ and all t ∈ R.

For more information about other orthogonalities you can see.710

2- Fundamental results

This section is devoted to introducing a new form of orthogonality by using ϼ -orthogonality as follows:

Definition 2.1:

Suppose ( Ẋ , ‖·‖) represents a real normed vector space then ṡ,ṙẊ , the functional ϼLM:Ẋ×ẊR which defines as ϼLM(ṡ,ṙ)=|ϼ(ṡ,ṙ)ϼ(ṙ,ṡ)| , We say that ṡ is ϼLM - orthogonality to ṙ , we denoted by ṡ ϼLM ṙ if ϼLM(ṡ,ṙ)=0 .

Proposition 2.2:

Suppose ( Ẋ , ‖·‖) represents a real normed vector space. Then

  • (a) ϼLM(ṡ,ṙ)0 for all ṡ, ṙẊ . (non-negative)

  • (b) ϼLM(ṡ,0)=ϼLM(0,ṙ)=0 for all ṡ, ṙẊ. (zero property)

  • (c) ϼLM(ṡ,ṡ)=ṡ4 for all ṡ Ẋ , also ϼLM(ṡ,ṡ) = ϼ(ṡ,ṡ)

  • (d) ϼLM(ṡ,ṙ)=ϼLM(ṙ,ṡ) for all ṡ, ṙẊ. (symmetry)

  • (e) ϼLM(αṡ,βṙ)=|αβ|2ϼLM(ṡ,ṙ) for all ṡ,ṙẊ and all α,β R. (scalar homogeneity)

  • (f ) ϼLM(ṡ,ṙ)ṡ2ṙ2 for all ṡ, ṙẊ. (Cauchy schwarz inequality)

  • (g) ϼLM(ṡ,tṡ+ṙ)= |(t2ṡ4+2tṡ2ϼ(ṡ,ṙ)+ϼ(ṡ,ṙ))(ϼ(tṡ+ṙ,ṡ))|

  • (h) For all nonzero vectors ṡ, ṙẊ , if ṡϼLMṙ , then ṡ and ṙ are linearly independent. (linear independence)

Proof:

  • (a) We have ϼLM(ṡ,ṙ) = |ϼ(ṡ,ṙ)ϼ(ṙ,ṡ)| since |ϼ(ṡ,ṙ)ϼ(ṙ,ṡ)| 0 then |ϼ(ṡ,ṙ)ϼ(ṙ,ṡ)| 0, implies ϼLM(ṡ,ṙ) 0.

  • (b) From definition of ϼLM -orthogonality we have ϼLM(ṡ,0) = |ϼ(ṡ,0)ϼ(0,ṡ)| = |0.0| = 0

    In the same way, we prove ϼLM(0,ṙ)=0 .

  • (c) From definition of ϼ -orthogonality and ϼLM -orthogonality we get ϼLM(ṡ,ṡ) = |ϼ(ṡ,ṡ)ϼ(ṡ,ṡ)|

=|ϼ(ṡ,ṡ)ϼ+(ṡ,ṡ)ϼ(ṡ,ṡ)ϼ+(ṡ,ṡ)|=|ṡ2ṡ2ṡ2ṡ2|=ṡ4
  • (d) ϼLM(ṡ,ṙ) = |ϼ(ṡ,ṙ)ϼ(ṙ,ṡ)| = |ϼ(ṙ,ṡ)ϼ(ṡ,ṙ)| = ϼLM(ṙ,ṡ)

  • (e) By theorem 1.1 (i) we have ϼ(tṡ,ṙ) = ϼ(ṡ,tṙ) = t2ϼ(ṡ,ṙ) for all ṡ,ṙẊ and all tR .

    ϼ(αṡ,βṙ) = α2β2 ϼ(ṡ,ṙ) and ϼ(βṙ,αṡ) = α2β2 ϼ(ṙ,ṡ) then

    ϼLM(αṡ,βṙ)=|ϼ(αṡ,βṙ)ϼ(βṙ,αṡ)|=|α2β2ϼ(ṡ,ṙ)α2β2ϼ(ṙ,ṡ)|=|αβ|2|ϼ(ṡ,ṙ)ϼ(ṙ,ṡ)|=|αβ|2ϼLM(ṡ,ṙ)

  • (f ) By theorem 1.1 (ii) we have | ϼ(ṡ,ṙ) )| ṡ2ṙ2 for all ṡ,ṙẊ

    Then ϼLM(ṡ,ṙ)=|ϼ(ṡ,ṙ)ϼ(ṙ,ṡ)| ṡ2ṙ2ṙ2ṡ2 = ṡ2ṙ2 for all ṡ,ṙẊ

    Hence ϼLM(ṡ,ṙ)ṡ2ṙ2 for all ṡ, ṙẊ

  • (g) By theorem 1.1 (iv) we have ϼ(ṡ,tṡ+ṙ) = t2ṡ4 +2t ṡ2ϼ(ṡ,ṙ) + ϼ(ṡ,ṙ)

    ϼLM(ṡ,tṡ+ṙ)=|ϼ(ṡ,tṡ+ṙ)ϼ(tṡ+ṙ,ṡ)|=|(t2ṡ4+2tṡ2ϼ(ṡ,ṙ)+ϼ(ṡ,ṙ))(ϼ(tṡ+ṙ,ṡ))|

  • (h) we have ṡ ϼLM ṙ therefore; ϼLM(ṡ,ṙ)=|ϼ(ṡ,ṙ)ϼ(ṙ,ṡ)| = 0

Thus ϼ(ṡ,ṙ) = 0 or ϼ(ṙ,ṡ) = 0

By theorem 1.1 (iii) for all nonzero vectors ṡ, ṙẊ , if ṡ ϼ ṙ , then ṡ and ṙ are linearly independent.

Hence, whether ϼ(ṡ,ṙ) = 0 or ϼ(ṙ,ṡ) = 0 it follows that ṡ and ṙ are linearly independent.

Remark 2.3:

If Ẋ come from inner product space then ϼLM(ṡ,ṙ) = ϼ(ṡ,ṙ) .

3. The connection between ϼLM – orthogonality and some others orthogonalities

Theorem 3.1:

Suppose (Ẋ,·) represents a real normed vector space and let ṡ , ṙ Ẋ .

  • (a) If ṡϼṙ , then ṡϼLMṙ

  • (b) If ṡϼṙ , then ṡϼLMṙ

  • (c) If ṡϼ+ṙ , then ṡϼLMṙ

  • (d) If ṙϼṡ , then ṡϼLMṙ

  • (e) If ṙϼṡ , then ṡϼLMṙ

  • (f ) If ṙϼ+ṡ , then ṡϼLMṙ

Proof:

Obvious

Remark 3.2:

The converse of (a), (b) and (c) of theorem 3.1 are not true. For example, take ṡ=(0,2) and ṙ=(1,1) if (ṡ1,ṡ2)=max{|ṡ1|,|ṡ2|} in the space Ẋ = R2

ϼ+(ṡ,ṙ)=ṡlimt0+ṡ+tṙṡt=(2)limt0+|2+t|2t=2(1)=20ϼ(ṡ,ṙ)=ṡlimt0ṡ+tṙṡt=(2)limt0|2+t|2t=2(1)=20ϼ+(ṙ,ṡ)=ṙlimt0+ṙ+tṡṙt=(1)limt0+|1+2t|1t=1(2)=2ϼ(ṙ,ṡ)=ṙlimt0ṙ+tṡṙt=(1)limt0|1|1t=

Since ϼ(ṡ,ṙ)=ϼ+(ṡ,ṙ)ϼ_(ṡ,ṙ)

ϼ(ṡ,ṙ)=(2)(2)=40

But ϼLM(ṡ,ṙ)=|ϼ(ṡ,ṙ)ϼ(ṙ,ṡ)| = 0

Hence ṡ ϼLMṙ but the others are not.

Remark 3.3:

The converse of (d), (e) and (f ) of theorem 3.1 are not true. For example, take ṡ = (2,0,0) and ṙ = (1,1,0) if (ṡ1,ṡ2,ṡ3) = |ṡ1|+|ṡ2| + |ṡ3| in the space X = R3 , then

ϼ+(ṡ,ṙ)=ṡlimt0+ṡ+tṙṡt=(2)limt0+|2+t|+|t|2t=2(2)=4ϼ(ṡ,ṙ)=ṡlimt0ṡ+tṙṡt=(2)limt0|2+t|+|t|2t=2(0)=0ϼ+(ṙ,ṡ)=ṙlimt0+ṙ+tṡṙt=(2)limt0+|1+2t|+|1|2t=2(2)=40ϼ(ṙ,ṡ)=ṙlimt0ṙ+tṡṙt=(2)limt0|1+2t|+|1|2t=2(2)=40

Since ϼ(ṙ,ṡ)=ϼ+(ṙ,ṡ)ϼ(ṙ,ṡ)

ϼ(ṙ,ṡ)=(4)(4)=160

But ϼLM(ṡ,ṙ)=|ϼ(ṡ,ṙ)ϼ(ṙ,ṡ)| = 0

Hence ṡ ϼLMṙ but the others are not.

Example 3.4:

Consider the real normed space Ẋ = R2 with the norm ṡ = |ṡ1|+|ṡ2| where ṡ=(1,0) ,

ṙ=(0,1) we have ϼ+(ṡ,ṙ) = ṡlimt0+ṡ+tṙṡt and ϼ(ṡ,ṙ) = ṡlimt0ṡ+tṙṡt

Thus ϼ+(ṡ,ṙ) = (1) limt0+1+t1t = 1

ϼ(ṡ,ṙ) = (1)limt01t1t = -1

ϼ+(ṙ,ṡ) = (1) limt0+t+11t = 1

ϼ(ṙ,ṡ) = (1)limt0t+11t = -1

We have ϼ(ṡ,ṙ) = ϼ(ṡ,ṙ)+ϼ+(ṡ,ṙ)2 therefore ϼ(ṡ,ṙ) = 1+12 = 0,

Since ϼgg=|ϼ(ṡ,ṙ)||ϼ(ṙ,ṡ)| implies ϼgg(ṡ,ṙ) = 0 = 0,

Also ϼλ(ṡ,ṙ) = λ ϼ(ṡ,ṙ) + (1- λ) ϼ+(ṡ,ṙ) ) = λ (1) + (1- λ) (1)= 1-2λ put λ = 12 then ϼλ(ṡ,ṙ)=0,

But ϼLM(ṡ,ṙ) = |ϼ(ṡ,ṙ)ϼ(ṙ,ṡ)| = |1| = 1 0

Hence ϼ ϼLM , ϼggϼLM and ϼλ ϼLM.

Example 3.5:

Consider the real normed space Ẋ = R2 with the norm (ṡ,ṙ) = max { |ṡ|,|ṙ| } where ṡ=(1,1) , ṙ=(0,1) . Then for every ṡ,ṙẊ we have

ϼ+(ṡ,ṙ)=(1)limt0+|1|1t=1(0)=0ϼ(ṡ,ṙ)=(1)limt0|1t|1t=1(1)=1ϼ+(ṙ,ṡ)=(1)limt0+|t|1t=1(0)=0ϼ(ṙ,ṡ)=(1)limt0|1+t|1t=limt0|t1|1t=1

We have ϼ(ṡ,ṙ) = ϼ(ṡ,ṙ)+ϼ+(ṡ,ṙ)2 therefore ϼ(ṡ,ṙ) = 1+02 = 12 0 and ϼ(ṙ,ṡ) = ϼ(ṙ,ṡ)+ϼ+(ṙ,ṡ)2 = 1+02 = 12

ϼgg(ṡ,ṙ)=(12)(12)=(14)=120
ϼλ(,ṙ)=λϼ(ṡ,ṙ)+(1λ)ϼ+(ṡ,ṙ))=λ(1)+(1λ)(0)=λ0
but ϼLM (ṡ, ṙ ) = |ϼ(ṡ,ṙ)ϼ(ṙ,ṡ)| = 0.

Hence ϼLM ϼ , ϼLMϼgg and ϼLM ϼλ

Remark 3.6:

From example 3.4 and example 3.5 it follows that the orthogonalities, ϼ , ϼgg , ϼλ and ϼLM are generally incomparable.

Remark 3.7:

If X is smooth then ϼ=ϼ+=ϼ=ϼ=ϼλ but not equal to ϼLM .

Ethical considerations

This study is entirely theoretical and does not involve any human participants or animals, nor does it rely on data requiring ethical approval. Therefore, no ethical concerns arise in conducting this research.

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Ahmed Jasim - ليث احمد جاسم محمد L and Yahya Abed M. New Kind of orthogonality in Normed spaces by using ϼ* -orthogonality [version 1; peer review: awaiting peer review]. F1000Research 2025, 14:1486 (https://doi.org/10.12688/f1000research.174190.1)
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