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Research Article

Prevalence of neurogenic pulmonary edema among patients who died from head injury – a retrospective chart review

[version 1; peer review: 1 approved, 1 not approved]
PUBLISHED 18 May 2018
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Abstract

Background: Neurogenic pulmonary edema is a less recognized complication of head injuries and is seldom considered in management protocols in most centers. We therefore conducted a study to determine the prevalence of Neurogenic Pulmonary Edema among patients who died from head injury at Mulago National Referral Hospital, Uganda.
Methods: An observational study conducted from the 1st June to 31st August 2013, with ethical approval. We consecutively enrolled patients who died of head injuries in the hospital. Demographic data, duration of illness, severity of illness, and patient management instituted were gathered from patient medical files. Autopsy results of the brain, lungs, heart, liver and kidneys performed within 24 hours after death were reviewed.
Results: Twenty-six patients who died from head injury were enrolled in this study over the study period. Only one patient had preexisting hypertension and obesity while the rest had no known premorbid medical history. Intracranial abnormalities including raised intracranial pressure had been detected by CT scan in 18/26 of the patients while others had a normal scan (1/26) or did not have a scan done (7/26). Features of pulmonary edema were detected in 76.9% (20/26) of the bodies on gross lung examination. Pulmonary edema was bilateral in 85% of the bodies. Congestion was also noted in the liver, heart and kidneys.
Conclusions: Pulmonary edema is highly prevalent in head injury patients and needs to be critically recognized early in the formulation of a management plan, as it contributes to morbidity and secondary brain injury through respiratory embarrassment.

Keywords

head injury, neurogenic pulmonary edema

Introduction

Neurogenic pulmonary edema (NPE) is an age-old clinical syndrome characterized by the acute onset of pulmonary edema following a significant central nervous system (CNS) insult1. NPE can occur after virtually any form of injury of the CNS, and is a potential early contributor to pulmonary dysfunction in patients with head injuries2. A myriad of CNS events, including spinal cord injury, subarachnoid hemorrhage, traumatic brain injury (TBI), intracranial hemorrhage, status epilepticus, meningitis, and subdural hemorrhage, have been associated with this syndrome36.

The exact mechanism is unknown as it is believed to be multi-pronged and data is sparse. The connection between CNS injury and hemodynamic dysfunction was first described by Harvey Williams Cushing in 19031. This was followed by reports of cases in which acute pulmonary edema developed after CNS insult resultant from status epilepticus1,7 and isolated head bullet wounds3. The etiology is thought to be a surge of catecholamines following the head injury that results in cardiopulmonary dysfunction8,9. Several cardiovascular events are likely to result from this stimulation resulting in capillary leak and eventual pulmonary edema1. Bahloul et al. identified features of left ventricular myocardial dysfunction in an echocardiographic study performed on previously healthy traumatic brain injury patients presenting with neurogenic pulmonary edema5.

TBI is one of the world’s major causes of mortality and morbidity, particularly in the developing world, where motor vehicle and cyclist crashes are largely due to human error and poor roads1013. With increasing industrialization of the developing world, there is a proportional increase in motorized trauma. Uganda is currently ranked second in the world in road traffic accidents after Ethiopia14. These in a country with a limited health budget, mean resources are stretched to the limit by the burden of care required by trauma patients. TBI forms the majority of trauma cases occurring, either in isolation or as part of multiple trauma14,15.

The neurosurgery Unit of Mulago NRH admits at least ten critically ill patients per day, while the intensive care unit (ICU) can only admit a maximum of four patients. The national critical care bed capacity is significantly limited for the enormous population in need16. An in-hospital mortality of 25% following severe TBI was reported in a retrospective study in Mulago NRH13 while Kwizera et al. found an ICU mortality rate of 45.3% from head injury nationally. Mortality was commonly due to hemorrhagic shock, respiratory failure and sepsis1. The majority of survivors are left with gross disabilities while out-of-hospital mortality post-discharge remains largely unknown16.

Awareness of NPE may lead to early intervention in brain-injured patients. However, although NPE was identified over 100 years ago, it is still underappreciated in the clinical arena. Its sporadic and relatively unpredictable nature, and a lack of etiologic-specific diagnostic markers and treatment modalities, may in part be responsible for its poor recognition at the bedside1. Worse still, there is very little data on the subject. Current data estimate the prevalence of NPE following severe brain insults, like trauma, stroke, status epilepticus etc., to be about 50%17, rising up to 92% in fatal subarachnoid hemorrhage18, being directly related to duration since insult4. Most data were, however, based on reviews of hospital records and case studies.

In this study, we determined the prevalence of neurogenic pulmonary edema through postmortem studies of head injured patients and sought to establish its relationship to the different patterns of organ dysfunction in head injured patients. This study also indirectly assessed quality of care of neurosurgery patients in the hospital. There are no published data on a similar study to the best of our knowledge.

Methods

Study design

This was an observational study carried out in Mulago National Referral and Teaching Hospital, Uganda, involving patients who died from head injury. We consecutively enrolled subjects into the study upon death over two months (1st June to 31st August 2013) Medical records were reviewed and data on patient demographics and progressive medical/surgical management collected. Particularly, data about diagnosis and diagnostic procedures, medication, fluid administration, ICU admission, mechanical ventilation, and surgical procedures carried out.

Protocol

Consent to enroll patients was gathered from relatives upon death between June and August, 2013. We recruited all patients who died from TBI and excluded patients with documented cardiac dysfunction, chronic renal or hepatic dysfunction. A medical record review was performed to collect pertinent information on demographic, diagnosis (clinical, radiological, laboratory), duration of injury (from time of injury to time of death), patient management (length of hospital stay, nursing care, fluid management, medications, surgical interventions, ICU admission, mechanical ventilation) up to time of death. Medications sought for included steroids, antibiotics, diuretics, vasopressors, and anticonvulsants.

Postmortem studies were performed by a pathologist (KS) within 24 hours of death. Full physical examination of the bodies was done, and notable abnormalities documented. Features of edema were sought during the examination of the heart, lungs, brain and kidneys. Edema was defined by tissue congestion with interstitial fluid on gross examination. A calibrated beam balance was used to weigh the brain, lungs, kidneys and heart. Organ weights were compared to standardized normal ranges based on the European guidelines19

Data analysis

Basic descriptive statistics were used to analyze demographic data and other study variables. Data were analysed in STATA 10.0 Logistic regression analysis was used to determine the association between different variables with presence of NPE. P-values <0.05 were considered statistically significant (Table 3). Data are presented as modes and means unless otherwise indicated.

Results

During the study period, twenty-six patients were enrolled in this study. No patient had a premorbid diagnosis of renal, liver or lung disease. Only one patient had preexisting hypertension and obesity but with no documented cardiac disease. No drug or transfusion reactions were noted during the patients’ treatment. Only one patient (3.9%) had aspiration pneumonia. Intracranial abnormalities including raised intracranial pressure had been detected by brain Computed Tomography (CT) scan in 18/26 of the patients. One patient’s brain CT scan showed no acute intracranial pathology while 26.9% (7/26) of patients did not have a brain CT scan performed (Table 1). Autopsy showed features consistent with pulmonary edema in 76.9% of patients, being bilateral in 85% of these. All the 15% in whom edema was unilateral had involvement of the right lung (Table 2).

Table 1. Baseline characteristics.

CharacteristicsN=26
SexMale23 (88.46%
Female3 (11.54%)
Age (Mean/SD) (Years)26 (11)
Referrals17 (65.38%)
Average Injury to Admission duration (days)6
Average length of stay (days)4
Diagnosis at
admission
Closed head injury16 (61.54%)
Open head injury10 (38.46%)
Level of careICU7 (26.9%)
Neurosurgical ward19 (73.1%)
Brain CT ScanRadiological abnormality18 (69.2%)
No radiological abnormality1 (3.9%
Not performed7 (26.9%)
Chest X-rayLung parenchymal pathology3 (11.5%)
X-ray not performed23 (88.5%)
Diagnosis
RespiratoryPneumonia5 (19.2%)
Pulmonary edema1 (3.8%)
Lung contusion1 (3.8%)
Non-respiratory in-hospital comorbidity
Sepsis5 (19.2%)
AKI1 (3.9%)
Undifferentiated Shock3 (11.5%)
Liver injury1 (3.9%)
Treatment
Fluid therapyCrystalloid only21 (80.8%)
Crystalloid + Blood product4 (15.4%)
No fluid therapy1 (3.8%)
SteroidsAdministered5 (19.2%)
Not administered21 (80.8%)
Antibiotics25 (96.2%)
DiuresisMannitol only1 (3.9%)
Mannitol + Furosemide14 (53.8%)
No diuretics11 (43.3%)
Neurosurgical Intervention5 (19.2%)
Artificial ventilation7 (26.9%)

CT: Computed tomography, ICU: Intensive care unit, AKI: Acute kidney injury

Table 2. Autopsy findings.

n=26
Organ WeightImportant Gross findings
Brain Normal19 (73%) Skull fracture 20 (76.9%)
Hemorrhage 24 (92.3%)
Edema 1 (3.9%)
Increased 6 (23.1%)
Not applicable1(3.9%)
Right lungNormal17 (61.5%)Lung contusion 1 (3.8%)
Hemothorax 1 (3.8%)
Rib fracture 1 (3.8%)
Lung edema 20 (76.9%)
Increased9 (34.6%)
Left lung Normal 17 (61.5%)
Increased9 (34.6 %)
Not applicable1 (3.9%)
HeartNormal21 (80.8%)Myocardial edema 1 (3.9%)
Increased4 (15.3%)
Not applicable1 (3.9%)
Left kidneyNormal22 (84.9)1 (3.9%) right kidney not applicable.
All others were of normal weight
Increased3 (11.5%)
Not applicable1 (3.9%)

Standard normal organ weights at autopsy19:

     •     Brain Weight: Male: 1365–1450g; Female: 1250–1275g

     •     Lung Weight: Left: 420–600g; Right: 480–680g

     •     Heart Weight: Male: 270–280g; Female: 250–280g

     •     Kidneys: Left: 150g; Right: 190g

Table 3. Univariate analysis of association between patient characteristics and interventions with pulmonary edema.

CharacteristicOR (95%CI)p-value
Sex1.14 (0.09-14.780.92
Referral Status1.91 (0.30-12.260.50
ICU Admission3.50 (0.35-35.37)0.29
Artificial Ventilation3.50 (0.35-35.37)0.29
Neurosurgical
Intervention
2 (0.17-22.95)0.58
DiureticsDiuretic therapy1.57 (0.29-8.42)0.60
No diuretic therapy0.60 (0.11-3.30)0.29
FluidsNoneReference
Crystalloids1.7
Blood1.94
CT DiagnosisNone pathologyReference
CHI1.95 (0.32-12.1)0.47
OHI1
Steroids2.00 (0.19-21.43)0.56

CT: Computed Tomography; CHI: Closed head injury; OHI: Open head injury

Brain CT findings included intracranial edema and hemorrhage in 69.2%. 14 (53.9%) of patients had concomitant brain contusions while only one did not reveal any radiological features of intracranial pathology. Only three (11.5%) patients had had chest x-rays performed which revealed features consistent with bilateral airspace disease (Table 1). All patients admitted to ICU received invasive artificial ventilation. Average daily total fluid input was 2 liters with an average overall measured fluid balance (total IV and oral fluid input minus outputs from drains (urine, GI) (Table 1) of +560 mL at time of death. No transfusion reactions were recorded. None of the patients required instrumentation of the chest wall. Five patients (30.8%) had received orthopedic surgical care, two (7.7%) had received surgical toilet for soft tissue injuries while an additional two patients had undergone exploratory laparotomy for blunt abdominal trauma (ruptured spleen and ruptured liver, respectively) (Table 1).

Features of pulmonary edema were noted in 76.9% of patients. 85% of these showed evidence of pulmonary edema bilaterally. Additional injuries noted at autopsy included liver and splenic contusion in one patient each, musculoskeletal injuries (degloving injuries (7.7%), long bone fractures (30.8%). There was no evidence of spinal trauma at autopsy (Table 2). Organs from one patient aged 9 years were not weighted against the European standard to which organ weights were referenced.

Dataset 1.Extracted medical data from patients with neurogenic pulmonary edema following head injury.

Discussion

The true incidence of NPE after acute head injury is difficult to estimate because much of the information comes from small autopsy series or isolated case reports. In this postmortem study, we found prevalence of neurogenic pulmonary edema of 76.9%. In an autopsy and in-patient database study, Rogers et al. found a prevalence of neurogenic pulmonary edema of 32% in patients dying within the first 24 hours and up to 50% in 96 hours2.

Pulmonary dysfunction after acute brain injury is a common but poorly understood phenomenon. In classic medical literature, the causes of pulmonary dysfunction in patients with head injury include pneumonia, aspiration, and pulmonary embolus, while NPE is seldom recognized. NPE is a form of pulmonary edema that develops rapidly after a cerebral injury20. It has been described in trauma patients as parenchymal edema, hemorrhage, and congestion without evidence of chest trauma in patients with isolated head injury18,21.

In Uganda, over 20,000 road traffic crashes occur annually claiming many lives through multiple trauma, head injury being one of the leading causes of death14,15,22,23. However, the incidence of NPE had not previously been established. In the study reported here, we included only patients with traumatic head injury who died after admission and treatment in the hospital. In addition, because of a shortage of resources, it was not possible to carry out several specialized tests on the patients before death.

Pulmonary edema was bilateral in most patients studied and was predominantly right sided in those with unilateral edema. This relates closely with the theory of a generalized pulmonary vascular disorder in head injured patients which is related to the severity of insult24. The study by Rogers et al., however, describes a predominantly right sided edema presentation2. This difference could be related to the difference in severity of illness and quality of initial management instituted. Furthermore, our study applied an European standard to organ weight measurement which was validated in a different population and only gross lung examination was performed for evidence of pulmonary edema which could have contributed to disparity in measurements and findings.

Studies on the other organs showed no significant weight increases. In addition, no significant structural abnormalities indicative of preexisting chronic conditions could be found on anatomical examination of these organs. This correlates well with the definition of neurogenic pulmonary edema in which there is no other significant organ injury in a patient with severe brain injury1,24,25. Edema was, however, seen in some dissections of the heart and kidneys that could be a result of multi-organ dysfunction as a result of critical illness. In addition, Bahloul et al. described myocardial dysfunction in neurogenic injury which could in part explain the pathophysiology of NPE5

Severe TBI frequently presents with significant depression in level of consciousness compromising adaptive protective reflexes. Standard management for severe TBI patients includes ICU admission for intensive monitoring, interventions and supportive care such as invasive mechanical ventilation, among other therapies. Moreover permissive hypercapnia and tight control of blood carbondioxide tension forms an integral part of neurocritical care26,27. In our study however, only 26.9% of patients were managed in ICU. Consequently, only 26.9% of patients in this study had received mechanical ventilatory support despite 76.9% having potentially developed respiratory dysfunction due to pulmonary edema among other causes. This is partly explained by the shortage of ICU capacity nationally16 and underscores the pressing need for critical care services in the care of TBI patients.

Brain CT scan is a minimum diagnostic tool. In our study, 26.9% of patients never had a brain CT scan performed. This in addition to limited surgical capacity leads to delay and missed opportunities. As a result, the mortality of head injury patients is very high, resulting perhaps in complications such as neurogenic pulmonary edema. Absence of complete antemortem investigation of the patients before death for pulmonary edema plus associated conditions as well as the small sample size makes it difficult to deduce statistically significant causal relationships in our study. However, strong inferences can be derived from association between severity of brain injury (as shown by need for ICU admission, type of injury) with NPE.

Conclusion

We conclude that NPE occurs frequently in head injury patients. The process of edema formation begins early in the clinical course and is isolated to the lung. NPE thus needs to be critically recognized early in the formulation of a management plan. The contribution of NPE to mortality and morbidity in these patients cannot be deduced from this study, as a causal association between pulmonary edema and mortality was not studied.

Ethical approval and consent

Approval of the study protocol was obtained from Mulago National Referral and Teaching Hospital Ethics Board. Written informed consent to participate and publish patient records was obtained from relatives. Denial of consent was criteria for omission from the study. All authors vouch for the originality, completeness, accuracy of the data presented and for the fidelity of this report to the study protocol as detailed herein and copied to the Mulago National Referral and Teaching Hospital Ethics Board.

Data availability

Dataset 1: Extracted medical data from patients with neurogenic pulmonary edema following head injury 10.5256/f1000research.13750.d20280628

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Okello EE, Tumukunde J, Atumanya P et al. Prevalence of neurogenic pulmonary edema among patients who died from head injury – a retrospective chart review [version 1; peer review: 1 approved, 1 not approved]. F1000Research 2018, 7:611 (https://doi.org/10.12688/f1000research.13750.1)
NOTE: If applicable, it is important to ensure the information in square brackets after the title is included in all citations of this article.
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ApprovedThe paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approvedFundamental flaws in the paper seriously undermine the findings and conclusions
Version 1
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PUBLISHED 18 May 2018
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Reviewer Report 13 Aug 2018
Roger P. Simon, Department of Medicine and Neurobiology, Morehouse School of Medicine, Atlanta, GA, USA 
Approved
VIEWS 8
Okello et al provide observational data on the incidence of pulmonary edema at autopsy following death from head injury. Consecutive data, of organ weight, with in 24 hours of death, obtained over two months, in 26 patients are provided. Pulmonary edema ... Continue reading
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Simon RP. Reviewer Report For: Prevalence of neurogenic pulmonary edema among patients who died from head injury – a retrospective chart review [version 1; peer review: 1 approved, 1 not approved]. F1000Research 2018, 7:611 (https://doi.org/10.5256/f1000research.14941.r36957)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
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Reviewer Report 11 Jul 2018
Mabrouk Bahloul, Service de Réanimation Médicale, Centre Hospitalier Universitaire Habib Bourguiba, Sfax, Tunisia 
Not Approved
VIEWS 10
In patients with traumatic acute head injury, impaired pulmonary function is a common but poorly understood complication. NPE is a potential early contributor to the pulmonary dysfunction that occurs in patients with head injuries. Although NPE is a frequent complication ... Continue reading
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CITE
HOW TO CITE THIS REPORT
Bahloul M. Reviewer Report For: Prevalence of neurogenic pulmonary edema among patients who died from head injury – a retrospective chart review [version 1; peer review: 1 approved, 1 not approved]. F1000Research 2018, 7:611 (https://doi.org/10.5256/f1000research.14941.r35040)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.

Comments on this article Comments (0)

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Alongside their report, reviewers assign a status to the article:
Approved - the paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations - A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approved - fundamental flaws in the paper seriously undermine the findings and conclusions
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