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Research Article

Usefulness of neutrophil-lymphocyte ratio and platelet-lymphocyte ratio as a predictor of disease-free survival in breast cancer: A cross-sectional study

[version 1; peer review: 1 approved with reservations, 1 not approved]
PUBLISHED 19 Mar 2019
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Abstract

Background: The relationship between neutrophil-lymphocyte ratio (NLR) with outcome is a complex issue. A high NLR reflects systemic inflammation. This study aimed to estimate the relationship between NLR, and platelet-lymphocyte ratio (PLR) in disease-free survival (DFS).
Methods: This was a cross-sectional study in which we reviewed the patient files of 102 patients with breast cancer treated at the Babylon Oncology Center from January 2009 to September 2014, who had follow-up for at least 36 months. The following data were collected from patient files: age, diagnosis date, date of recurrence and/or metastasis, follow-up, histological tumor type, tumor size, node metastasis stage, histological differentiation degree, estrogen and/or progesterone receptor expression, HER2 neu status, and metastasis site.
Results: The mean age of patients was 50.4 ± 11.7 years and lowest period of follow up was 40 months. Longest DFS was 62 months, with 5 years DFS in 52.5% of patients. Stage N0 was associated with a significantly higher DFS compared to stage N1. Isolated local recurrence was seen in 15% of patients and combined local recurrences with distant metastasis was observed 37%. NLR had the highest discrimination ability to predict recurrence and distant metastasis.
Conclusion: An increase in NLR was associated with poor DFS, and it can therefore be a predictive and prognostic factor. NLR’s established prediction model warrants further investigation.

Keywords

Disease Free Survival, Neutrophil-lymphocyte ratio, Platelet lymphocyte ratio, Breast cancer

Introduction

Worldwide, breast cancer is the most diagnosed cancer type among women1. Animal models suggest “immune-editing” in which activation of immune mechanisms control the tumor, but over time lead to the selection of tumor cells that escape the immune pressure and grow progressively2. Most tumor antigens identify as non-mutated self-antigens. Tumors are heterogeneous, and the antigens on cells of one tumor are variable, even within the same patient, so the down-regulation of major histocompatibility complex molecules and other components of the antigen-presentation process can occur1. Tumors also do not express the ligands recognized by innate immune cells that microbes express or the co-stimulatory ligands necessary to stimulate adaptive T cells2. The expression of Fas ligand by some tumor cells help to maintain a state of immune privilege that induce apoptosis. Tumor cells lead to the release of many cytokines and soluble factors, such as prostaglandin E2, that are not conducive to antitumor immunity. Cancer-associated factors have been shown to inhibit the production and stimulatory capacity of tumor cells3. T-helper cell responses skewed toward a Th2 phenotype, lead to inhibition of the Th1 response and cellular immunity that mediates tumor rejection4.

The evidence of the relationship between inflammation and cancers prognosis has increased in past years, especially gastrointestinal tumors and non-small-cell lung cancers, and even breast cancers. The systemic inflammatory responses may mimic biochemical or hematological markers, such as raised C-reactive protein and the elevation of white blood cells, neutrophils, and platelets. Elevation of neutrophil-lymphocyte ratio (NLR) and platelet-lymphocyte ratio (PLR) in breast cancer patients is not well studied in Iraq. This relationship is a complex and multifactorial process that is still poorly understood, but a high NLR may reflect systemic inflammation in enhancing angiogenesis, tumor growth and development of metastasis. Therefore, this study aimed to estimate the relationship between NLR, PLR and disease-free survival (DFS) in breast cancer patients in Iraq.

Methods

Study design and setting

This is a cross-sectional retrospective study. Breast cancer patients who were treated at Babylon Oncology Center, Baghdad, Iraq from January 2009 to September 2014 were included in this study. The data was collected between May 2017 and April 2018.

Participants

Inclusion criteria: Tumor stage up to stage IIA (T1-T2, N0/ T1, N1); follow-up for at least 36 months; availability of pretreatment complete blood count (CBC) with differential count.

Exclusion criteria: Locally advanced and metastatic breast cancer (T3-T4, N1-N3, M1); neoadjuvant treated patients; patients with data lacking for follow-up and pretreatment CBC with differential count; known causes of neutrophilia (those who already have this disease such as infections, inflammation, burns, heart attack, and drugs, e.g. steroids).

Data sources

The following data were collected from patient files: age, diagnosis date, date of recurrence and/or metastasis, follow-up, histological tumor type, tumor size, node metastasis stage, histological differentiation degree, estrogen and/or progesterone receptor expression, HER2 neu status, and metastasis site.

Statistical methods

The statistical analysis used the following tests: Anderson darling test, a statistical test of whether a given sample of data is drawn from a given probability distribution; Kaplan–Meier analysis, a non-parametric statistic used to estimate the survival function from lifetime data, which was used to assess DFS; hazard ratio (HR), the ratio of the hazard rates corresponding to the conditions described by two levels of an explanatory variable; ROC curve, a performance measurement for classification of problems at various thresholds settings; sensitivity analysis for test quality; and specificity analysis for test extension. SPSS 20.0 software package was used to for statistical analysis. P-value of <0.05 was considered significant. Patients who had missing data for variables were excluded from the analysis.

Ethical considerations

The Medical Ethical Committee of The Iraqi Board for Medical Specializations approved this study [CODE: 2015; date, 24-09-2013]. Participant consent was waived by the committee, since only patient files were reviewed.

Results

Out of a total of 1167 case files only 102 patients fit the eligibility criteria and completed the study, with a mean age of 50.4 ± 11.7 years (range, 23–75 years, the rest of the disease characteristic illustrated in (Table 1). Local recurrence had the lowest rate, while combined local and distant recurrence had the highest rate (Table 1). The median DFS was 62 months with 5 years DFS in 52.5% patients, patients with stage N0 had a significantly higher DFS compared to stage N1, and those patients with a positive hormonal status have a significantly better DFS compared to those with a negative hormonal status (Table 2; Figures 1A–D). NLR had the highest discrimination ability to predict recurrence (since AUC between 0.7 – 0.79), while the rest of the variables show poor discrimination ability, as illustrated in Table 3 and Table 4 and Figures 1E and F. NLR fair specificity (76.9%) with lower sensitivity (62.2%), with optimal cut point of >2.194 to predict all recurrence. NLR also showed similar predictability for distant metastasis, while for local recurrence NLR had poor ability to predict local recurrence (Table 5 and Table 6; Figure 1G and Figure 2). Table 7 shows uni- and multivariate analysis of predictors of DFS with a significant p- value (p=0.007) for NLR, which means that it is an independent risk factor (Figure 3).

Table 1. Demographic and disease characteristics of all patients (n=102).

VariablesValue
Age (years), mean ± SD (range)50.4 ± 11.7 (23-75)
T staging, n (%)
140 (39.2)
262 (60.8)
N staging, n (%)
050 (49.0)
152 (51.0)
Positive hormonal status, n (%)77 (75.5)
Positive Her-2 status, n (%)32 (31.4)
Duration of follow-up (months), mean (range)46.0 (40.0-57.25)
Neutrophils (* 103 cells/μL), mean ± SD (range)5.487 ± 2.410 (2.4-14.0)
Lymphocytes (* 103 cells/μL), mean ± SD (range)2.764 ± 0.934 (1.1-6.0)
Neutrophil-lymphocyte ratio (* 103 cells/μL), mean ± SD (range)2.111 ± 0.980 (0.76-6.33)
Platelets (* 103 cells/μL), mean ± SD (range)334.78 ± 110.07 (142.0-726.0)
Platelet-lymphocyte ratio (* 103 cells/μL), mean ± SD (range)133.85 ± 65.44 (0.40-433.64)
Isolated local recurrence, n (%)15 (14.7)
Isolated distant metastasis, n (%)32 (31.4)
Combined local and distant recurrence, n (%)37 (36.3)

Table 2. Median disease-free survival (DFS), n=102.

Median DFS (months)95%CI of medianP value
(Log rank)
Overall 62.055.31 – 68.69-
T staging
1 (n=40)60.055.50 – 64.500.668
2 (n=62)65.054.42 – 75.58
N staging
0 (n=50)78.062.51 – 93.480.004
1 (n=52)57.050.36 – 63.64
Hormonal status
Negative n=(25)60.045.48 – 74.530.029
Positive (n=77)67.052.46 – 81.54
Her2 status
Negative (n=70)63.054.67 – 71.330.235
Positive (n=32)60.046.05 – 73.95
Histopathology
Ductal63.055.67 – 70.330.524
Lobular50.0-
Other56.0-
b93539d0-5196-4a17-a05c-fb7fccfbb1eb_figure1.gif

Figure 1. Kaplan Meier curves for disease free survival (DFS).

A: DFS for all patients, B: median DFS (MDFS) by T staging, C: MDFS by N staging, D: MDFS by hormonal status, E: NLR MDFS by months, F: PLR MDFS by months, G: Kaplan–Meier estimator of DFS using NLR cut point (2.194).

Table 3. ROC analysis to predict recurrence.

Area under the curve P value
(Z-score)
Lymphocytes0.5940.117
Neutrophils0.6260.026
Platelets0.5430.467
Neutrophil-lymphocyte ratio0.713<0.001
Platelet-lymphocyte ratio0.5460.455

Table 4. Median disease-free survival (DFS) according to the neutrophil-lymphocyte ratio (NLR) and platelet-lymphocyte ratio (PLR), n=102.

Median DFS (months)95%CI of median P value
Overall62.055.31 – 68.69-
NLR
<1.3915--0.006
1.3915 – <2.067.050.01 – 83.99
2.0 - <2.520858.025.65 – 90.35
≥2.520856.050.74 – 61.26
PLR
<94.1967.047.38 – 86.620.215
94.19 – 119.2278.058.74 – 97.26
119.23 – 159.3860.049.74 – 70.26
≥159.3957.049.85 – 64.15

The linear trend for each level of NLR and PLR was used (-3. -1, +1, +3)

Table 5. Neutrophil-lymphocyte ratio validity as a predictor for recurrence.

AUCCut off pointSensitivitySpecificityPPVNPV
All recurrence0.713>2.19462.2%76.9%60.5%78.1%
Local recurrence0.644>1.55693.3%36.8%20.3%97.0%
Distant metastasis0.715>2.19462.5%74.3%52.6%81.2%

AUC, area under the curve; PPV, positive predictive value; NPV, negative predictive value.

Table 6. Disease-free survival according to neutrophil-lymphocyte ratio (NLR; 2.194 cut off point).

NLRMedian95%CI of median P value
≤2.19472.059.47 – 84.530.004
>2.19456.049.89 – 62.11
b93539d0-5196-4a17-a05c-fb7fccfbb1eb_figure2.gif

Figure 2. ROC curve of neutrophil-lymphocyte ratio (NLR) to predict recurrence.

Table 7. Univariate and multivariate analysis of predictor of disease-free survival.

Hazard Ratio (HR)95% CI of HR P value
NLR2.5431.296 – 4.9900.007
Age0.9960.967 – 1.0250.678
Histopathology
Ductal0.8590.115 – 6.3910.882
Lobular2.0070.181 – 22.2210.570
Other1.0--
T staging0.8560.416 – 1.7620.673
N staging2.8061.341 – 5.8730.006
Hormonal status0.4660.228 – 0.9520.036
Her2 status1.4860.762 – 2.8990.245
NLR2.4741.225 – 4.9960.012
N staging1.9230.851 – 4.3440.116
Hormonal status0.5340.242 – 1.1800.121

NLR, neutrophil-lymphocyte ratio

b93539d0-5196-4a17-a05c-fb7fccfbb1eb_figure3.gif

Figure 3. Disease-free survival according to neutrophil-lymphocyte ratio (NLR; cut off value: 2.194) after performing multivariate analysis.

Discussion

This is the first study to show an association between high NLR and poor prognosis in Iraqi breast cancer patients. A higher NLR independently reflected a higher risk of local recurrence and distant metastasis in women with early breast cancer with a cutoff point of 2.194.

We found significant differences in DFS (16 months) according to our NLR cut off point with significant p-value (p=0.004). The role of lymphocytes in cancer is exemplified by the strong association between high densities of tumor-infiltrating lymphocytes and better responses to both cytotoxic treatments and outcome in patients5,6. Two meta-analysis studies have confirmed the association between elevated NLR and poor prognosis for breast cancer7,8; however, studies about these values are rare and not done in Iraq. In this study, we validated the usefulness of high NLR in early stage breast cancer up to stage IIA and to estimate DFS for at least 36 months follow-up.

In our univariate and multivariate analysis, we found hazard ratio (HR) for NLR 2.5 with significant p-value (p=0.007), while in the univariate analysis the nodal status and hormonal status were significant as dependent prognostic factors. Comparing our result with Ethier et al., a meta-analysis which comprised patients with reported HRs for DFS, and included only non-metastatic cases8, our result has the same significance with good sample size and follow-up period; however, we couldn't calculate overall survival (OS). Although another study shown that PLR was not related with DFS or OS in women9, in our study PLR was neither sensitive nor specific with non-significant p-value, so it will not considered as a prognostic index.

Conclusion

The role of NLR is a prognostic marker and elevated NLR is correlated with poor DFS in early breast cancer patients.

Data availability

Underlying data

Zenodo: Neutrophil-lymphocyte ratio and platelet-lymphocyte ratio in early stage breast cancer as predictor of disease-free survival. https://doi.org/10.5281/zenodo.253112410.

Data are available under the terms of the Creative Commons Attribution 4.0 International license (CC-BY 4.0).

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Al-Bairmany YS, Aqabi AS, Al-Hasnawi FH and Al-Aawad AS. Usefulness of neutrophil-lymphocyte ratio and platelet-lymphocyte ratio as a predictor of disease-free survival in breast cancer: A cross-sectional study [version 1; peer review: 1 approved with reservations, 1 not approved]. F1000Research 2019, 8:306 (https://doi.org/10.12688/f1000research.18094.1)
NOTE: If applicable, it is important to ensure the information in square brackets after the title is included in all citations of this article.
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Current Reviewer Status: ?
Key to Reviewer Statuses VIEW
ApprovedThe paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approvedFundamental flaws in the paper seriously undermine the findings and conclusions
Version 1
VERSION 1
PUBLISHED 19 Mar 2019
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Reviewer Report 29 Jun 2020
Hutcha Sriplung, Epidemiology Unit, Faculty of Medicine, Prince of Songkla University, Hat Yai, Thailand 
Approved with Reservations
VIEWS 5
The title, objective, and abstract don’t say that the analysis is limited to stage I up to IIA diseases. If you find the NLR and PLR are not homogeneous to stage III of the disease, it is better to stratify ... Continue reading
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CITE
HOW TO CITE THIS REPORT
Sriplung H. Reviewer Report For: Usefulness of neutrophil-lymphocyte ratio and platelet-lymphocyte ratio as a predictor of disease-free survival in breast cancer: A cross-sectional study [version 1; peer review: 1 approved with reservations, 1 not approved]. F1000Research 2019, 8:306 (https://doi.org/10.5256/f1000research.19786.r63525)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
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Reviewer Report 10 May 2019
Shelly Kaushik, Center for Bioengineering and Tissue Regeneration, Department of Surgery, University of California San Francisco, San Francisco, CA, USA 
Dhruv Thakar, University of California San Francisco, San Francisco, CA, USA 
Not Approved
VIEWS 17
In this study, Al-Bairmany et al attempt to explore the effect of neutrophil-lymphocyte ratio (NLR) and platelet-lymphocyte ratio (PLR) on Disease Free Survival (DFS) in patients with breast cancer. In this retrospective study, the authors find that high NLR correlates ... Continue reading
CITE
CITE
HOW TO CITE THIS REPORT
Kaushik S and Thakar D. Reviewer Report For: Usefulness of neutrophil-lymphocyte ratio and platelet-lymphocyte ratio as a predictor of disease-free survival in breast cancer: A cross-sectional study [version 1; peer review: 1 approved with reservations, 1 not approved]. F1000Research 2019, 8:306 (https://doi.org/10.5256/f1000research.19786.r48267)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.

Comments on this article Comments (0)

Version 1
VERSION 1 PUBLISHED 19 Mar 2019
Comment
Alongside their report, reviewers assign a status to the article:
Approved - the paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations - A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approved - fundamental flaws in the paper seriously undermine the findings and conclusions
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