Keywords
Quality of Life, Tuberculosis- Multidrug-Resistant, Psychometrics, WHO QOL BREF, construct, Rasch, Factor Analysis
This article is included in the Antimicrobial Resistance collection.
Quality of Life, Tuberculosis- Multidrug-Resistant, Psychometrics, WHO QOL BREF, construct, Rasch, Factor Analysis
Chronic diseases are characterized by their ability to influence the individual at the physical, psychological, economic, and interpersonal dimensions.1,2 The long duration, complex treatment, muti-systems involvement, the costs involved in treatment and a negotiated social role may be ascribed to this.3,4 Tuberculosis (specially the Multi Drug Resistant type, i.e. MDR TB) is one such disease where in addition to these factors social stigmatizations, propensity of hitting hardest to vulnerable sections, and systems support in the form of national program in place are also important influencers.5–7 All these factors at an individual level may affect perceptual position in life (in the context of the culture and value systems), concerns, standards, and expectations.8 This emotive deviation may further affect the treatment outcome thus it seems important to capture this phenomenon. This is precisely supposed to be measured by a Quality of Life (QoL) instrument.9This notion of capturing QoL seems more relevant in the Indian context where it is envisioned to address the social determinants of TB and to foster an enabling environment under a National Tuberculosis Elimination Program (NTEP).10,11
WHO QOL BREF is an instrument that measures QoL through 4 dimensions (physical, psychological, social relationship and environment domains) by 26 items.12,13 This scale till now has been used in several chronic conditions like Diabetes Mellitus, Bronchial Asthma, substance abuse, young onset dementia and others.14–16 The claimed utility of the instrument to capture QoL for wide-ranging diseases in all cultural context and embracing different dimensions in general assigns it a theoretically superiority over other scales. However, MDR TB has its specific QoL influencers like economic impact, polypharmacy, drug interactions, long duration regimen, compliance, taboos, discriminations, and above all, a well-conceived national program in India which may affect QoL bidirectionally at any given point.6,7,17–19 Thus it seems intuitive to inquire whether WHO QOL BREF can capture this convolution in the Indian MDR-TB context or it may require some customization. Health related quality of life is essentially a reflection of one’s physical and psychological health in the backdrop of the disease condition. Moreover, as every disease condition is unique in itself in terms of affecting different spheres of QoL, a generic QoL tool like WHO QOL BREF is needed to be validated for a specific disease context. There seems to be a gap in this direction specially with the most vulnerable segment of TB i.e., MDR TB.20,21
Thus, this study attempts to assess the construct of the WHO QOL BREF scale from psychometric Item-Response Theory (Rasch modelling) and further compliments the finding through the Factor analysis approach. Since Item Response Theory (IRT)captures the homogeneity, discrimination ability, and item linearity property of an instrument it offers additional information received from a classical text theory perspective. These two different approaches are converged further to draw an inference for sense-making in real-world context.
A cross-sectional research design was used to recruit the participants for the study. All microbiologically confirmed Multi-Drug Resistant TB patients who were above 17 years of age and registered in District Tuberculosis Centre (DTC) of Bhopal district (a district in Madhya Pradesh/Central Province) in any of the four quarters of the calendar year 2017, were included as participants. The data collection period was 2018-2019.
This study was approved by Institutional Human Ethics Committee, AIIMS, Bhopal (vide approval letter no. IHEC-LOP/2018/MD0009 Dated 30th June, 2018). The participants after giving written informed consent were interviewed during their scheduled visit to the center for medication.
The interviews were taken primarily by the leading author (SS) and supervised by corresponding author (AJ) and co-author (AMK). The team had a previous experience of designing and conducting such studies, and were affiliated from an apex teaching hospital as public health faculty/resident. When participants could not visit the center during the scheduled time, they were contacted at their place of convenience with the assistance of Senior Treatment Supervisor (STS). There were 103 MDR TB patients registered in 2017 out of which 98 patients participated in this study. The causes for not taking part in the study were- non-availability after attempted contact at two occasions (n=2), death during the study period (n=1), transferred out while on treatment (n=1) and refusal to participate (n=1).
The instrument is an adapted brief version of the original WHO QOL 100 survey, a multilinguistic instrument assessed in different countries. The scale consists of 26 items, with 2 items that enquire about the overall quality of life and general satisfaction with health status. The rest of the 24 items belong to 4 specific domains namely physical health, environmental health, social relationship and psychological health. Each item in the instrument has the 5-point Likert-like response options from lowest score as 1 to highest score as 5. The 3 items in the scale have reverse scoring, rest all other items have positive scoring. The physical health domain incorporates 7 items which cover activities of daily living, dependence of medicinal substances/medical aid, energy /fatigue, mobility, pain/discomfort, sleep/rest, and work capacity. The psychological health domain assesses 6 facets related to bodily image/appearance, negative feelings, positive feelings, self-esteem, religious/personal beliefs, thinking/learning, and memory /concentration. Social relationship domain assess personal relationships, social support, and sexual activity through 3 items. Environmental health domain includes 8 items related with financial resources, freedom/safety/security, accessibility/quality of health, home environment, opportunity for acquiring new information/skills, opportunities for recreation, physical environment (pollution/noise/traffic/climate) and transport. The data was obtained using the Hindi version of the Health-Related Quality of Life WHO QOL BREF Scale with prior permission from the copyright holder.
The responses of the participants on QoL items were transferred to an Excel sheet and data was checked for missing values, duplicate entries and string inconsistencies. The further analysis of the data was done with R version 4.1.2 (2021-11-01) available at public domain. The reliability of the tool was estimated using Cronbach’s alpha for each domain and for the whole instrument. Point and 95% CI values of Cronbach’s alpha were calculated using bootstrapping with 1000 iterations. The inter-domain correlation structure of construct was evaluated by the Pearson correlation matrix.
The psychometric interpretation of the whole QoL construct was done by dichotomized item responses into low perceived QoL category (complete negative agreement /slightly negative agreement/neutral response) and high perceived QoL (moderately positive/complete positive agreement) category. We used Rasch model to check the items endorsed spectrum in reference to high to low perceived QoL, patterns of response biases (if any) or inconsistency and for fit and for checking the instrument fairness across the different groups. We calculated Beta estimates and corresponding 95% CI to understand the item specific QoL endorsement at 50th percentile level. The discriminatory capacity for each item to differentiate between low perceived QoL and high perceived QoL was represented by Item Characteristics Curve (ICC). ICC plotted the logit QoL values (X axis) against the endorsement probability (Y axis). A person item map was created to understand the distribution of item parameter’s location and person parameter along the linear logit QoL construct value. The Rasch model was put to both global diagnostic (Anderson likelihood ratio test) and local diagnostics (Wald test). We further performed a Differential Item Functioning (DIF) to check whether perceived QoL varies across gender, duration of treatment with category of patients (new/old) with same level of underlying trait. The operational definition for new/old category was decided in accordance with programtic guidelines, where a new patient is who has either never taken anti -TB drug or has received it for less than a month. Previously treated patients for >1 months were classified as old patients.
The extent of factorability of the data and suitability for structure detection were determined respectively by the Kaiser-Meyer-Olkin (KMO) test and Bartletts test of Sphericity. The optimum number of factors was decided by the Scree plot and parallel analysis method. We chose the principal axis method as the factoring method due to the property of having robustness against sample size and multivariate normality violation, if any. We used oblique ProMax rotation over orthogonal rotation as a factor axis rotation method due to its superior ability of conceptual representation of construct. Items with factor loadings of 0.4 or higher were considered significant and were included in the interpretation. The items having loading >0.4 on multiple emerging factors were assigned to factors having higher loading. Both structure and pattern coefficients were calculated. The model fitting to data was determined by chi-square test and by RMSEA as goodness of fit statistic. We also calculated a Comparative Fit Index (CFI) and Tuker Lewis Index (TLI) to compare the hypothesized model with the null model. An Explained Common Variance (ECV) index to estimate the proportion of common variance explained by extracted factor was also calculated. At last, we attempted to converge and compared the various dimensions of the construct identified through several methods and further to look into the items contributing more to the unfitting of the model. The flow of the study is summarized through Figure 1.
The information on quality of life was collected from 98 participants in continuation phase (IQR-11 to 16 months) of treatment.35 The mean age of participants was 35.13(±14.11) years. Most of the participants were from urban area (n=79) and were unemployed or unskilled worker (n=65). Better quality of life was perceived amongst urban-living men, in higher education group and having higher socioeconomic status. The detailed descriptions of the participants' profile and their transformed score distributions are published elsewhere.22 This section focuses entirely on the validity and reliability perspective of the tool to measure QoL among MDR TB patients.
The global Cronbach’s alpha of the instrument was 0.94 (95%CI 0.92-0.96). The same was calculated for physical domain (0.85, 95%CI 0.78-0.90), psychological domain (0.88, 95%CI 0.83-0.91), social relationship domain (0.59, 95%CI 0.33-0.74) and for environmental health domain (0.89, 95%CI 0.85-0.92). Thus, apart from the social relationship domain, the interrelatedness of the items to measure the respective domains can be interpreted as reliable. However, the relatively higher values of global alpha may indicate the redundancy of some items. The strength and patterns of Pearson corelations amongst different domains are shown as a correlation matrix plot in Figure 2. The environmental health domain had moderate to good correlation with other domains (r=0.65 for psychological health, r=0.64 for physical health) while the social relationship domain showed a relatively poor correlation (r=0.42 for psychological health, r=0.41for physical health) with other domains measuring the QoL construct.
The item difficulty parameters (β values) for each item showing the probability of endorsement for each QoL component along with 95% CI are shown in Table 1. The visual description of the same to discriminate between low and high perceived QoL component traits is shown in Figure 3 as Item Characteristic Curve (ICC). The items in social relationship domain have relatively lower beta values compared to other domains. The shape of the curves for the items in this domain is deviated from the classical S shaped curve thus may indicate poor discrimination ability in between high and low perceived QoL. Apart from this, the items related with dependence on medical aid (Q4), energy (Q10) and negative feeling (Q26) also had relatively poor discriminatory capacity. The most discriminating items were related to work capacity (Q18), activity of daily living (Q17) and pain (Q3) in the physical health domain. Items related with bodily image, spirituality, religion, and personal beliefs in psychological health domain also had fair discrimination capacity.
The person item map (Figure 4) plots the individual perceived QoL at the vertical axis and the component ability at the horizontal level to perceive a specific trait. Items were found to be non-uniformly distributed along the whole range of latent dimension construct and there was a visible clustering of (4 visual clusters) items along with same person ability measures. These clusters of items were heterogenous in nature as they had different domains membership. Notably, global items (Q1 and Q2) did not have a corresponding person distribution measure and thus might not capture the extra amount of information over and above the specified items. Similarly, there were zones of the item vacuum detected along -3 to -2 logit and again between 0 to 1 logit to which no items were mapped.
The fitting of the data to Rasch model was checked with Anderson -LR test (LR=49.60 LR=49.60, chi-square, df= 16, p=0) globally and by Wald test chi-square statistic for each item. The goodness of fit, deterministic patterns, Wald chi-square statistic and Outfit/infit-t statistic is shown in Table 2.
The infit statistics to measure the extent of unexpected response of the items was calculated. All the items except Q3 (χ2 = 479.78, p=0.000), Q4 (χ2 =179.84, p=0.000), Q14 (χ2 =181.64, p=0.000), Q20 (χ2 =93.37, p=0.528), Q21 (χ2 =476.51, p= 0.000), Q22 (χ2 =107.37, p= 0.182) had acceptable infit values while these questions had high infit MSQ values. The responses to these items might influenced with unexpected inlying response patterns of participants. Similarly, item wise Wald test statistics to understand the fitting of Rasch model for that component were calculated. The p values of Q3 (z=2.79, 0.005), Q14 (z=2.05, 0.041), Q21 (z=3.87, 0.000), Q22 (z=1.95, 0.051), Q25 (z=-2.21, 0.027) were found to be significant. This may indicate the poor fit of Rasch model in reference to these items.
We performed DIF analysis for gender, duration of treatment (<14 months versus >14 months) and as per categorisation of patients (newly diagnosed versus old patients). Question related to personal safety and security (8), sexual activity (21), social support (22) and home environment (23) were perceived differently by male and female participants. This difference was found to be statistically significant. But we did not find any significant difference in the β values of the participants as per treatment category and observed treatment duration. The visual presentation of DIF analysis is given in Figure 5 and 6 as z-statistic coordinates with reference to subgroups and difference in item endorsements probability by subgroups.
The optimum number of factors were determined through scree plot and Parallel Analysis method. Both the methods projected a three factor model instead of classical four factors model. Figure 7(a) depicts a scree plot that shows the eigenvalues on the y-axis and number of factors on the x-axis. The point on the elbow indicated the emergence of 3 factors might explain the maximum model variance. Similarly, parallel analysis plot showed that a point beyond 3 eigenvalues extracted from real data receded those eigenvalues extracted from random data.
Table 3 describes the loading of each item on the three derived corresponding factors with their communality and uniqueness score. The variance proportion explained by PA1, PA2 and PA3 were respectively 0.51, 0.33 and 0.16. The sum of square loading SS for all three factors was>1 (PA1-5.40, PA2-3.45, and PA3-1.71), thus all factors were found to be worth keeping. The intercorrelation between factors was calculated as 0.4 (PA1 to PA2), 0.5 (PA1 to PA3), and 0.4 (PA2 to PA3). The sufficiency of 3 extracted factors was detected by Tucker Lewis Index (0.84) and by the RMSEA index (0.07, 90% CI 0.06-0.09). The diagrammatic representation of the stronger loading items to the corresponding principal axis along with PA correlation values are shown in Figure 8.
The factor loading shows the emergence of three latent constructs. The first construct (PA1) includes all the items of the psychological health domain and physical health domain except medical aid dependence (4). It also consists of one item from environmental domain i.e., personal safety and security (8). This dimension has been rephrased as “inner self”. The items loaded on the second construct are those items originally classified under Environmental domain of the WHO QOL BREF namely physical environment (9), financial support (12), home environment (23), accessibility to information (24). It also consists of one item from Social relationship domain i.e. social support (22). This dimension can be rephrased as “peripheral self”. The third construct (PA3) consists of 6 items in total that includes two items from Social relationship domain i.e. personal relationship (20) and sexual activity (21), four items from environmental domain i.e. access to health care (24), leisure activity (14), transport (25) and one item from the physical health domain i.e. medical aid dependence (4). This latent construct has been named as “personal or immediate self”.
The findings of the Rasch modelling broadly corresponded with those of factor analysis, The items pertaining to perceived physical pain (Q3,0.41), medical aid dependence (Q4,0.36), opportunity and leisure activity (Q14,0.43) and all items of social relationship domain i.e. personal relationship(Q20,0.40), sexual activity (Q21,0.42) and social support(Q22,0.38) had weak loading. Four out of the six items loaded on PA3 showed overall suboptimal contribution of these items to reveal the QoL construct. Similarly the beta estimates for perceived physical pain (Q3, β=-1.34), medical aid dependence (Q4, β=-3.17) had a relatively extreme negative beta value while personal relationship (Q20, β=3.16), sexual activity (Q21, β=2.66) and social support (Q22, β=2.0) had somewhat extreme positive beta values. Both scenarios showed a relatively poor discrimination ability of items to differentiate in between high and low perceived QoL trait. The items in social relationship domain had a weaker inter item relationship and lesser inter -domain correspondence. It might had a propensity that these items are susceptible to subjective response patterns as shown by high infit MSQ values. Moreover, as of the items were culturally sensitive they might be responded differently by men and women as shown in DIF analysis. The deviation from the classical 4 factors model may also be ascribed to these facts where PA-1 clubs the classical physical and psychological domain items and PA-2 resemble to environmental health domain. The maximum item divergence can be seen in PA-3 which is an assortment of social relationship, environment and physical health domain and social relationship items are most unstable in this domain. The visual depiction of this methodological convergence and sense making at a glance is shown in the Figure 9.
QoL is a deeply subjective notion ingrained in ones’ meta-cognition where one attempts to understand both the self and the situation. Evolutionary biology terms it as ‘reflection’ and this is linked with informed actions in future similar encounters. The reflections thus assign a primitive survival benefit.23–25 Yet as civilization progressed, along with physiological and safety need psychological needs for belonging, intimacy, and self-esteem gradually became part of the self.26 These deficiency needs were further supplemented by the need for growth and self-fulfillment with social and cultural evolution. The mutual cohesive interactions of these “needs” in an individual human shaped the quality-of-life construct.27,28
There are certain theoretical assumptions that were made during the design phase. First, the participants in this study were chosen from the continuation phase of MDR TB treatment. As we wanted the participants to have a long enough duration of treatment to absorb the experiences otherwise in order to maintain the stability of expression. Second, the quality of life in MDR TB is a very dynamic phenomenon yet we refrained to take measurements longitudinally because of the inherent threat of answers by the participants from the memory of by presuming an exaggerated sense of self/others. Third, the first two items of the scale are global items that deal with the overall quality of life and overall health. The response on these overall items may be understood with more lucidity through domain-specific items thus global items were not included in Rasch model.
The items representing the social relationship domain in this study had shown a relatively weak internal consistency, weak correlations with other domains, less discriminatory power, and less strength of loading with the underlying construct. The possible explanations behind this erratic performance may be thought off in terms of a fewer number of items representing the domain and the relatively sensitive nature of the questions. The questions pertaining to sexual life and personal relationships are more likely to be misinterpreted and responded in an unfitting manner.29 The beta values for this domain were relatively high, this may indicate that these items may not offer sufficient information to capture the differences in perceived QoL between respondents.30 As observed in the person item map, some items were found to be clustered at the same latent trait of perceived QoL. Although this clustering of items was heterogeneous in nature and clustered items had different domain memberships. Hence these clusters are more likely to be pseudo clusters or probably because of random variations in findings or due to item response collapsibility however if it is the true clustering that measures the same latent QoL trait, the interpretation of the question in the Indian context may be relooked from a linguistic and socio-anthropological angle.
We attempted to relook covariations of items and their loading on latent variables through Exploratory Factor Analysis (EFA). The structure model obtained was a three-factor model against the original four-factor model. Items from physical and psychological domains moved in a corelated manner and constructed the first factor (PA1) explaining the maximum variance in the model. Items from the original environmental domain had the most important source of variations from original 4 factor model. Here four items related with external environment created a separate construct and the rest of the items along with all the items of original social relationship domain covaried. This domain explained the least variance of the model and the findings were in accordance with Rasch model. These three constructs were renamed on self. At this moment it is also vital to deliberate on ‘self’. Self in a nutshell is about the “who and what I am in my sight”. It consists of our own rating of our behavioral abilities and assumed standing in the immediate environment.31,32 An event like MDR TB may generate or widen the agreement between the idealistic and real image and may negatively influence the component of self-concept (approval) and this is translated into overall low perceived QOL.33
The three latent domains constructed through factor loadings in this study substantiate and are in alignment with the above argument. The inner/core self and bodily self are to be thought of as the appendages of the central self-scheme concept where one acknowledges the constancy of his individualism and becomes aware of his own existential identity. While the ‘peripheral self’ assigns a validation to the categorical self-concept where he starts realizing his fitting into societal/outer categories shaped by immediate environmental and prevalent socio-cultural and demographic milieu.1,34 This self-observed fit into the environment is not an absolute fit but comparative to the perceived fit by the others in the same peripheral environment. The whole construct is rather dynamic in nature and molded by major events like Tuberculosis (for our study participants) and experiences thereafter in the context of disease. Thus, the corresponding QoL may also be perceived in negative or positive directions as per changes in the core self, bodily self, and peripheral self.
IRT measures have the property of item and ability invariance hence the evaluation of measure performance becomes immune to sample fluctuation, and this may be considered as one of the strengths of the study. Another strength of this is the methodology triangulation to map construct validity of items and to describe the phenomenology in a rationalistic and explanatory mode. This study to the best of our knowledge combines, converges and complements two methods to measure construct validity in context with MDR TB QoL assessment. We also attempted to granularize analysis at the subgroup and item level to give it more robustness. This methodological strength may overcome the relatively small sample size which should also be seen in the context of the rare incidences of MDR TB in the community, stringent inclusion criteria, and an attempt to restrict in a reasonably homogenous geo-environmental setting in order to avoid differential programmatic inputs. Another limitation seems to be the inability to measure the test-retest validity due to the cross-sectional nature of the study, yet we tried to overcome this by analyzing the effect of duration on item responses through differential item functioning.
WHOQOL BREF is considered till now to capture the quality of life in a variety of diversified settings and in different population contexts. However, this study indicates the possible deviation from theorized dimensional constructs specifically when it is to be utilized in the MDR TB context. Moreover, the items in the social relationship domain may be reexamined again from the Indian subcultural context. With the caveat of single-center study and with a relatively lesser sample size these facts may be verified from similar studies on different disease contexts. However, as the findings were substantiated and converged using different methods this necessitates the need to explore it further. From the policy perspective, all behavioral change strategies in general should be tailored to the socio-cultural context, specific needs, and characteristics of the target audience. Items in QoL construct did identify and quantify the psychometric ‘self’ dimension. Thus, it would be meaningful to understand the interaction of ‘disease-self’ with different selves after necessary item customization. The possibility to incorporate a customized QoL tool may be explored further to address an individual need and to augment the probability of treatment success at a programmatic level.
Zenodo: ankurjoshi/qol_data: qolv1.0.0. https://doi.org/10.5281/zenodo.8081237. 35
This repository contains the following underlying data:
• f1000_raw_data_qol.xlsx
• PIS_ form (2).pdf
• Participant _Consent_Form.pdf
• check_list_f-1000.docx
• r_code_analysis.html
Data are available under the terms of the Creative Commons Attribution 4.0 International license (CC-BY 4.0).
The authors thank the Director of Department of Mental health and Substance Abuse WHO Geneva, for giving us permission to use the Hindi version of the WHO QOL BREF scale. We also acknowledge the support of District Tuberculosis Officer, Bhopal District, for giving us permission to interview the MDR TB patients registered at the District Tuberculosis Centre Bhopal.
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Is the work clearly and accurately presented and does it cite the current literature?
Yes
Is the study design appropriate and is the work technically sound?
Partly
Are sufficient details of methods and analysis provided to allow replication by others?
Yes
If applicable, is the statistical analysis and its interpretation appropriate?
Yes
Are all the source data underlying the results available to ensure full reproducibility?
No source data required
Are the conclusions drawn adequately supported by the results?
Yes
Competing Interests: No competing interests were disclosed.
Reviewer Expertise: Public Health Research
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