Keywords
heatwaves; Eastern Mediterranean Sea; mortality; heatwave 1987; Athens 1988; Athens 1992; odds ratio; relative risk; mortality; neural networks; ozone; NO
Heatwaves represent the main indices of climate change, while mortality is one of the established markers of their human effects. For unknown reasons populations adapt to temperature variations/challenges differently. Thus, to allow better precision and prediction, heatwave evaluations should be enriched by historical context and local data.
The mortality data for 1987 were collected from the Piraeus municipality registry, whereas data for Athens were obtained from literature retrieved from PUBMED. Ambient characteristics were extracted from the Geronikolou’s 1991 BSc thesis and the reports of national organizations. From the death events, the odds ratio and relative risk in Piraeus compared to the Athens were calculated. Finally, a simple neural network proposed the dominant ambient parameter of the heatwave effects in the city residents of each location.
The 1987 heatwave was more lethal (seven-fold) in Athens than in Piraeus and dependent on atmospheric nitric oxide (NO) concentration (with probability 0.999). In the case of Piraeus in 1987, ozone characterized the phenomenon (with probability 0.993).
The odds of dying due to a heatwave are highly dependent on lifestyle, population sensitivity to preventive measures and public health policy, while the phenomenon was mainly moderated by ozone in Piraeus in 1987, and NO in Athens irrespective of year.
heatwaves; Eastern Mediterranean Sea; mortality; heatwave 1987; Athens 1988; Athens 1992; odds ratio; relative risk; mortality; neural networks; ozone; NO
This version includes details on the calculation of probabilities, a new figure (3) where the jet streams blowing those days in the area are illustrated (source Greek National Meteorological Organization (EMY)). We, further, edited the text and added more references.
See the authors' detailed response to the review by Alexandros G. Georgakilas
See the authors' detailed response to the review by Themis P. Exarchos
Excessive ambient temperatures represent the main indices of climate change, while mortality is one of the most established markers of its human effects. In the last few decades, the annual incidence of extreme weather event disasters has tended to rise1. Thus, in the last 50 years, 22,173 all-cause disasters (conflicts, biological, natural, technological) have taken place, causing 6.2 million deaths globally2. The same report also suggests that 8% of the 89% of the observed total all-cause mortalities that were registered in the Emergency Events Database (EM-DAT) of the Center for Research on the Epidemiology of Disasters (CRED)1,2 were attributed to heatwaves1.
High ambient temperatures are closely related to mortality increases in most countries3, and this risk is expected to rise in the near future, as they are closely related to climate change4–7. Daily deaths and high ambient summer temperatures have been correlated irrespective of city heterogeneity, as shown in the Assessment and Prevention of Acute Health Effects and Weather Conditions in Europe (PHEWE) project8,9. Daily mortality and weather and air quality data for 15 European cities were analyzed over 11 years, and it was concluded that the warm season heat-mortality curve was J-shaped, with Mediterranean cities having higher temperature thresholds and steeper slopes than Central and Northern European cities.
Heatwaves are rather common in the Southeastern Mediterannean climate. Yet, there are few studies reporting heatwave mortalities in this area: Vassalo et al. reported a gender specific risk ratio in Malta before 199510, whilst the Pyrgou et al.11 and Heaviside studies evaluated the heatwave related mortality in Cyprus between 2003–2005 (11 events)12. Meehl and Tebaldi in 2004 suggested that in the 21st century, the heatwaves will be more frequent, longer-lasting and heavier even in countries not previously associated with high temperatures13.
The data reported in these studies were the mean daily death events or effect size (risk ratio for each gender).
Meehl and Tebaldi’s projections have been verified already and the need for new public health policies preventing high mortality risk depending on locality (geography, climate, culture) have to be designed and applied. For unknown reasons, populations adapt to temperature variations or challenges differently10. Location, lifestyle, genetic predisposition, environmental pollution are ongoing research targets in our attempts to calculate their impact on individuals and populations. Such data are important for authorities to make correct decisions regarding public health and city planning. Public health measures should adapt to these considerations to mitigate heatwave effects. The evaluation of heatwaves should be enriched by historical context and local events to allow better precision in data analysis and more accurate predictions of future crises. This study aims to contribute with a heatwave report for Piraeus in 1987 published as part of a dissertation in the Public Hygiene Department11, as this is a representative urban population (ranked third in growth) and the largest port in the Mediterranean Sea. The Piraeus 1987 case will be examined it in the light of the mortality odds, and more importantly, will be compared with other heatwaves in the same geographical area at the same and different times.
A retrospective study was designed comprising of the daily all cause deaths in Piraeus during the summer of 198711. The above heatwave was compared to diverse heatwaves in the Attica area: Athens in 198712–14, Athens in 198812–14, and Athens in 199215.
The data extracted by these studies were processed to calculate:
• the odds ratio as follows: OR=π/(1-π), where π: incidence (risk)16.
• the relative risk of dying in each heatwave (v) compared to the Piraeus 1987 heat wave mortality risk:
RR= πV/πPiraeus16
Discomfort index (DI) is an index of the discomfort felt in warm weather as a result of the combined effects of the temperature and air humidity. It was calculated using Thom’s formula17 as follows:
DI=T- 54*(0.55-0.0055*RH)*(T-14.5),
where T: temperature; RH: relative humidity.
Ozone and nitric oxide (NO) measurements were extracted either from the included publications, and/or the Geronikolou 1991 thesis.
We also present pollution and solar activity data (sunspot numbers) for each month that the heatwave under investigation had been observed. The sunspot numbers are related to cosmic rays and are investigated for their influence on the climate and for their impact on human health18. As for the network, the values were normalized by being divided by the sum of exponential values and then converted into probabilities. According to the previous analysis, a softmax function was adopted, translating the resulting numbers into a probability distribution. Thus, the output of the function can be interpreted by a percentage number representing the possibility of an event to occur.
Daily mortality events were based on the Geronikolou’s (1991) BSc thesis that included a study of all death events archived in the city of Piraeus between June 1st 1987 and August 31st 1987. In these 92 days, 263 death events were archived, with 62 of them occurring during the heatwave11. Concerning the Athens data, they were extracted by existing publications12–15.
In Table 1 the registered population in each municipality census (for both Piraeus and Athens) are listed
Year | Piraeus | Piraeus greater area | Athens |
---|---|---|---|
1951 | 186,088 | n/a | n/a |
1961 | 183,957 | n/a | n/a |
1971 | 187,458 | 439,138 | 867,023 |
1981 | 196,389 | 476,304 | 885,737 |
1991 | 182,671 | 456,865 | 772,072 |
2001 | 175,697 | 466,065 | 745,514 |
2011 | 163,688 | 448,997 | 664,046 |
In Table 2 the geography and pollution characteristics and the calculated DI are depicted.
In Table 2, to overcome the problem with the missing values (noted as n/a), two interpolation methods were used considering:
1. Lagrange interpolation polynomial19–21 and
2. Cubic spline interpolation21,22.
Due to the uncertainty in the form (direction) of the data, computation of the average between the two interpolation methods was opted. Results are shown inside the bracket of the data.
In Table 3 the calculated probabilities of heat-related mortality are presented.
Mortality/heatwave | Piraeus 1987 | Athens 1987 | Athens 1988 | Athens 1992 |
---|---|---|---|---|
Deaths (absolute) | 67 | 2000 | 28 | 359 |
Odds Ratio (OR)# | 0.0003157 | 0.002258007 | 0.00000316121 | 0.000464983 |
Relative risk (RR)# | 1 | 7.152382 | 0.100133 | 1.472862 |
Usually, neural networks are applied to big data analysis cases, but in this case, their use is as a pilot for data processing. Regarding the effect of the factors influencing the occurrence of heatwaves, a simple neural network-developed taking into consideration the proposing parameters from Table 2: NO, ozone, temperature, discomfort index and sunspot. The idea behind this model is to predict the importance of the parameters affecting the heatwaves. The model xi i=1,..,n consists of the proposed parameters and wi i=1,..,n represents the corresponding weights. In our case all the parameters had the same weight (wi =1);
Σ is denoted as the summation of the multiplication between parameters and weights (wi xi); f(x) is the activation function.
The activation function is an integral part of a neural network. Without an activation function, a neural network is a simple linear regression model. This means that the activation function gives non-linearity to the neural network. The proposed formula for the function is the softmax with [33–36]
The values were divided by the sum of exponential values to normalize and then converted them into probabilities.
According to the previous analysis, the opted softmax function translated the resulting numbers into a probability distribution. Thus, the output of the function can be interpreted by a percentage number representing the probability of an event to occur.
Based on the proposed neural network (Figure 1) the important parameters for different years are:
Piraeus 1987 - ozone probability 0.993
Athens 1987 - NO probability 0.999
Athens 1988 - NO probability 0.999
Athens 1992 - NO probability 0.999
The Eastern Mediterranean Sea is surrounded by highly diverse regions such as North Africa, the Middle East and Asia Minor. Socioeconomic, environmental and population inequities have been associated with anthropogenic climate dryness and change. For millennia, ambient temperature exposure has influenced the human body leading to physiologic responses that sometimes may be morbid or lethal (Figure 2). The ancient Greek physician Hippocrates, known as the father of Western medicine, in his work “On airs, waters and places”, documented the human physiology and variations of clinical manifestation in populations living under different environmental conditions (wind flow, density and direction, soil type, temperature, humidity, local water bodies, etc.). On the other hand, Roman mythology, by attributing the heat phenomena to the rise of the “dog star” (Sirius) defined the time periods of heatwaves between 3rd of July and 11th of August each year12. Coincidentally, the heat events studied herein took place during July. Currently, we have real-time and historical records to evaluate the heatwave effects that will lead to planning future mitigations via public health measures.
In this study, we focused on the largest port city of Southeast Europe and the Eastern Mediterranean Sea, Piraeus. According to the National Oceanic and Atmospheric Administration (NOAA), the location’s latitude is 37.873° and longitude is 23.675, while its coordinates are 37°56′34.8″N 23°38′49″E. It is a rather flat (highest elevation/hill) 87 m (285 ft) coastal urban city covering 50.417 km2 (19.466 sq mi). Piraeus’s seaport is only 7 km from the Athens city center. It usually has temperature which is 3 °C lower than Athens, with blowing sea winds and a higher humidity12,13. Piraeus is flat, including only one hill of 87 m height, while the mountains are in the far distance. Athens, on the contrary, includes hills and mountains, and is characterized by vast urban density and numerous heat-islands due to stone pedestrian areas, narrow roads and high buildings. In Piraeus the urban density is clearly lower and the roads are wider, allowing the sea winds to cool the city. In Figure 3, the jet streams flowing above Athens and Piraeus during the heatwave 25-29/7/1987 are illustrated. In addition, the sea water vapor, enhanced by extreme heat, contributes to the deleterious effects of carbon dioxide while that is being transported inland by the blowing western winds23. It should be noted herein that this water vapor percipitates by 0.04 p/million annually23.
Source: Hellenic National Meteorological Service archive.
The seven-fold relative risk in mortality of Athens compared to Piraeus in 1987 may be explained by the geography (Athens city basin is surrounded by four mountains and includes four hills), by the high urban density, and by the microclimatic characteristics (sea jets, mostly plain ground, etc). The photochemistry pollution emitted by the industries located in the greater Piraeus area (beyond the Piraeus municipality borders) is transported to Athens city center by the western wind and/or jets, possibly influencing the population, but not the surface ozon concentration, as established by Varotsos et al.24 This latter study -same as that of Kiraly et al.25, this latter study suggested that temperature, wind flows and humidity may be responsible for the local variations of pollution and related episodes. Although the calculated discomfort index was at medical emergency levels (> 32) and more or less equivalent in Piraeus and Athens, the deaths observed were clearly fewer in Piraeus, than those that occurred in the Athens municipality (Table 2).
The differences in death events between the Athenian heatwaves are attributed to preventive measures and daily practice followed by the population. Most, if not all, houses took sun shading and air conditioning provisions immediately following the 1987 heat. Greek authorities imposed restrictions on outdoor working hours (for blue collar workers, construction workers, farmers, etc.) and advised the population to stay at home or under shade during the most dangerous hours of 11am–4pm. In 1987 heatwave, everybody was outdoors, including housewives that used to buy groceries and bread for the dialy meal, between 11–2 pm.
Pollution parameters are directly and indirectly affected by solar activity26. The latter contributes to stroke-related mortality (thrombotic events), as demonstrated by previous studies27, although it has been established that it is not associated with climate change26. Thus, we added the relevant data, herein, for future consideration in future heatwave events. Finally, the 1987 heatwave results were of great importance because confounding factors, such as lifestyle, dietary preference variations, high pollution exposure, and genetic heterogeneity were absent at the time27. Our study was limited to death events reported by the municipality and not the greater area of Piraeus or Athens. The health impacts of exposure to overheating include hyperthermia, triggering bleeding disorder either through thrombosis in small vessels or disseminated intra-vascular coagulation. The resultant bleeding disorder may lead to multi-organ dysfunction syndrome and/or death (Figure 2).
The 1987 heatwave in Greece had been a real milestone in public health policy and citizens’ daily practice. Until this heatwave, construction practices followed certain standards, which neglected measures to protect subjects from prolonged extreme weather events used in the past. More specifically, citizens took no provision for sun shading or air conditioning. After the 1987 heatwave, the Greek authorities and the population took effective measures to better prepare against such events in the future. This was mirrored in the lower mortality rates due to extreme heat events in 1988 and 1992. Some of the excess mortality risk (about 47%) observed in 1992 is probably explained by a significant change in population consistency as a result of a vast immigration flow from the northern borders of the country, that was in progress at the time and had not been registered in the 1991 census.
Finally, these results confirmed the findings of Dimitriadou et al., Ebi et al. and Mazaraki et al., indicating that public health warning systems need to be created, taking into account locality, including geography, microclimatic parameters, population consistency and behavior28–30.
The probability of NO affecting each heatwave was found to be higher in Athens irrespective of the year/event measured. The lack of significant fluctuations of NO in time has been noted by Varotsos24. In 1987, Piraeus ozone probability (certainty) to regulate the heatwave effect on strokes was higher. In addition, it has been established that ozone levels show a positive linear correlation with ambient temperature31, man-made pollution and moisture32. Thus, we suggest that, during the 1987 Piraeus heatwave, seawater evaporated incorporating industrial pollution and, thus, increased tropospheric ozone through photochemical reactions.
The 1987 heatwave had a decisive role in understanding Greek reality. From the same heat-stress event, Piraeus, a coastal city, experienced much less mortality than the neighboring continental Athens. The heatwaves were affected by NO in Athens every year and ozone in Piraeus in 1987, as observed using probabilities extracted via neural network evaluations, proving that, local geography and climate characteristics moderate human mortality. The heatwave events that followed had milder effects because of the newly established public health prevention policy and citizen compliance and adaptation to the new measures.
Piraeus Mortality data may be found in Geronikoulou et al.27. The rest of the mortality data is derived from the included publications. All pollution measurements (ozone and nitric oxide) were calculated from the measurements included in the Hellenic Ministry of Environment and Energy reports, whereas humidity and temperature measurements were derived from literature as well as the Hellenic National Meteorological Service archives (printed)
Figure 1 Our created network
Figure 2 Our created summary of heat-related physiology mechanisms for non-health educated readers convenience
Figure 3 Map of the jet streams flowing above Athens and Piraeus during the heatwave 25-29/7/1987. Source: Hellenic National Meteorological Service archive
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Competing Interests: No competing interests were disclosed.
Reviewer Expertise: Data mining, decision support systems
Is the work clearly and accurately presented and does it cite the current literature?
Yes
Is the study design appropriate and is the work technically sound?
Yes
Are sufficient details of methods and analysis provided to allow replication by others?
Yes
If applicable, is the statistical analysis and its interpretation appropriate?
Yes
Are all the source data underlying the results available to ensure full reproducibility?
Yes
Are the conclusions drawn adequately supported by the results?
Yes
Competing Interests: No competing interests were disclosed.
Reviewer Expertise: Data mining, decision support systems
Is the work clearly and accurately presented and does it cite the current literature?
Yes
Is the study design appropriate and is the work technically sound?
Yes
Are sufficient details of methods and analysis provided to allow replication by others?
Yes
If applicable, is the statistical analysis and its interpretation appropriate?
Yes
Are all the source data underlying the results available to ensure full reproducibility?
Yes
Are the conclusions drawn adequately supported by the results?
Yes
Competing Interests: No competing interests were disclosed.
Reviewer Expertise: Applied Physics and Biological effects of radiations from UV to ionizing.
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