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On Ergodic and Inverse Shadowing Properties of Set-Valued Mapping

[version 2; peer review: 2 approved, 1 approved with reservations]
PUBLISHED 16 Apr 2026
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This article is included in the Fallujah Multidisciplinary Science and Innovation gateway.

Abstract

This paper examines the correlation between the inverse shadowing property and the ergodic shadowing property for set-valued mappings. First, we present appropriate definitions of inverse shadowing and ergodic shadowing properties within the context of set-valued dynamical systems. We then examine these properties through the shift mapping σ_H on the inverse limit space related to the mapping. We derive several results elucidating the behavior of these shadowing properties under the induced dynamical system on the inverse limit space. We specifically delineate the conditions necessary for the preservation of the ergodic shadowing property in the shift mapping and examine its relationship with the inverse shadowing property in set-valued mappings. These findings broaden established correlations between shadowing properties and inverse limit spaces from single-valued dynamical systems to the field of set-valued dynamical systems.

Keywords

set–valued mappings; shift mapping σ_H; inverse shadowing property.

Revised Amendments from Version 1

In this revised version, substantial improvements have been made in response to the reviewers’ comments. The abstract and introduction have been carefully revised to enhance clarity and coherence. Several definitions and theorems have been refined and expanded, and additional explanations have been incorporated to improve the mathematical rigor of the manuscript. Furthermore, minor corrections and linguistic improvements have been made throughout the text.

See the authors' detailed response to the review by Syahida Che Dzul-Kifli
See the authors' detailed response to the review by Khundrakpam Binod Mangang
See the authors' detailed response to the review by Abdul Gaffar Khan

1. Introduction

The shadowing property, which describes the approximation of pseudo-trajectories by exact trajectories in dynamical systems, has been widely studied in modern global dynamical systems theory (for example,1,2). This concept plays an important role in understanding the stability of dynamical behavior, since it guarantees that approximate trajectories produced by numerical computations or perturbations can be closely followed by true trajectories of the system.

In contrast to the classical shadowing problem, the inverse shadowing problem investigates whether every exact trajectory of a dynamical system can be approximated by trajectories generated by certain methods that produce pseudo-trajectories (see3,4). The study of inverse shadowing provides another perspective for analyzing the robustness of dynamical systems and has attracted increasing attention in recent years.

Set-valued dynamical systems have also received considerable interest in the literature. In this direction, Román-Flores,5 studied the relationship between transitivity and the associated dynamical system. Following this work, several authors investigated dynamical properties of set-valued discrete systems, including transitivity and mixing properties.6,7 Furthermore, Shabani and Ahmadi8 showed that the ergodic shadowing property is related to chain mixing in non-autonomous discrete-time dynamical systems.

More recently, further developments have appeared in the study of ergodic shadowing. In particular, Koo and Lee,9 proved that the uniform ergodic shadowing property holds for sequences of homeomorphisms on non-compact metric spaces. In another work, Al-Sharaa and Russl A.,10 investigated the shadowing and w -expansive properties for generic non-autonomous discrete dynamical systems and analyzed the relationship between them. More recently, Koo and Lee,11 introduced dynamical systems on non-compact metric spaces and studied their ergodic shadowing property.

Motivated by these developments, in this paper we study the relationship between the inverse shadowing property and the ergodic shadowing property for set-valued mappings, and analyze these properties through the associated inverse limit space. We introduce suitable definitions of inverse shadowing and ergodic shadowing properties for set-valued mappings and investigate how these properties behave for the induced dynamical system on the inverse limit space. Our results extend several known relationships between shadowing properties and inverse limit spaces from single-valued dynamical systems to the framework of set-valued dynamical systems.

The remainder of the paper is organized as follows. In the next section, we present several basic definitions and preliminary concepts that will be used throughout the paper.

2. Preliminaries

Let X be a compact metric space with metric d . Let {Hη}η be a sequence of mappings Hη:XX . Then the sequence H1,=(H1,H2,) defines a non–autonomous discrete system (X,H1,) . For any point xX , its trajectory is defined by orb(x,H1,)=(H1η(x):η) , where H1η=HηH1 , and H10 denotes the identity mapping similarly Hηk=Hη+k1Hη+1Hη .

Let K(X) denote the hyperspace of all non-empty compact subsets of X , endowed with the Hausdorff metric dH , defined by dH(Α,Β)=max{supxΑinfyΒd(x,y),supyΒinfxΑd(x,y)} for any Α,ΒK(X) . Then (K(X),dH) is a compact metric space.

Let H:XK(X) be a set–valued mapping, that is, for each xX , the image H(x) is a non-empty compact subset of X . The pair (X,H) is called a set–valued dynamical system.

We denote by XΖ the set of all bi–infinite sequences in X , that is, XΖ={(x¡)¡:x¡X} . This space is endowed with the product topology, under which it is a compact metric space.

A sequence {x¡}¡X is called a trajectory of H if x¡+1H(x¡) , for all ¡ . Let δ>0 . A sequence {x¡}¡X is called a δ pseudo trajectory of H if d(H(x¡),x¡+1)<δ , for all ¡ , where the distance between a set and a point is defined by d(H(x¡),x¡+1)=infyH(x¡)d(y,x¡+1) .

Let ΦH(δ) denote the set of all δ pseudo trajectories of H . A mapping :XXΖ satisfying 0(x)=x , for all xX is called a δ method for H .

We say that H has inverse shadowing property (ISP) if for every ϵ>0 , there exists δ>0 such that for every δ method and every xX , there exists yX such that d(x¡,¡(y))<ϵ , for all ¡ , where {x¡}¡ is a trajectory of H with x0=x .

For a sequence {x¡}¡ , define

D({x¡},H,δ)={¡:d(H(x¡),x¡+1)δ},

and

Dη({x¡},H,δ)=D({x¡},H,δ)[η,η].

The sequence {x¡}¡ is called a δ ergodic pseudo trajectory if

limη(card(Dη({x¡},H,δ))/2η+1)=0.
Let xX . Define
DS({x¡},x,H,δ)={¡:d(x¡,x¡´)δ},
Where {x¡´} is a trajectory of H with x´0=x and
DSη({x¡},x,H,δ)=DS({x¡},x,H,δ)[η,η].
We say that {x¡} is ϵergodically shadowed by x if
limη(card(DSη({x¡},x,H,ϵ))2η+1)=0.

We say that H has the ergodic shadowing property (ESP) if every ϵ>0 , there exists a δ>0 such that every δ ergodic pseudo trajectory is ϵ ergodically shadowed by some point in X .

The inverse limit space associated with H is defined by XH={{x¡}¡XΖ:x¡+1H(x¡)} . The shift mapping σH:XHXH is defined by σH((x¡))=(x¡+1) . The space XH is endowed with the metric d~((x¡),(y¡))=¡(d(x¡,y¡)/2|¡|) .

For each ¡ , define the projection mapping π¡:XHX by π¡({xj}j)=x¡ for any {xj}jXH . Then for every ¡ , the mapping π¡ is continuous. Moreover, it satisfies π¡σH=π¡+1 .

In addition, by the definition of the inverse limit space, we have π¡+1(x)H(π¡(x)) for all xXH .

3. Results

Theorem 3.1.

Let X be a compact metric space and let H be a continuous and surjective set–valued mapping. If H has ESP, then the shift mapping σH on the inverse limit space XH also has ESP.

Proof:

Let ϵ>0 . Since X is compact, let α=diam(X) . Choose N such that (α2N1)<(ϵ8) . By the uniform continuity of H , there exists γ>0 such that d(x,y)<γd(H(x),H(y))<(ϵ8) . By induction, this implies that d(x,y)<γd(H¡(x),H¡(y))<(ϵ8) for 0¡2N .

Since H has ESP, for this γ , there exists τ>0 such that every τ ergodic pseudo trajectory of H is γ ergodically shadowed by some point in X .

Now choose δ>0 so that 0<δ2N<τ .

Let {Sk}kXH be a δ ergodic pseudo trajectory of σH , where Sk={x¡k}¡ .

Then by definition of the shift mapping and the metric d~ , we have d~(σH(Sk),Sk+1)=¡(d(x¡+1k,x¡k+1)/2|¡|) . From this and the condition d~(σH(Sk),Sk+1)<δ , it follows that d(xN+1k,xNk+1)<δ2N , thus d(xN+1k,xNk+1)<τ . Hence, the sequence {xNk}k is a τ ergodic pseudo trajectory of H .

So that, there exists a point yX such that {xNk}k is γ ergodically shadowed by the trajectory of y , i.e.,

limη12η+1(card(k[η,η]:d(xNk,yk)γ))=0

Where yk is a trajectory of H . Using the surjectivity of H , we can construct a sequence y~={y¡}¡XH such that y¡+1H(y¡),¡ . So d~(σHk(y~),Sk)<ϵ , for all indices except a set of density zero.

Hence, {Sk} is ϵ ergodically shadowed by y~ . Therefore, the shift mapping σH has the ESP.■

Theorem 3.2.

Let X be a compact metric space and H be a continuous and surjective set-valued mapping. If H has ISP, then the shift mapping σH ​ on the inverse limit space XH also has ISP.

Proof:

Let ϵ>0 . Since X is compact, let α=diam(X) . Choose N such that (α2N1)<(ϵ8) . By the uniform continuity of H , there exists γ>0 such that d(x,y)<γd(H(x),H(y))<(ϵ8) . By induction, this implies that d(x,y)<γd(H¡(x),H¡(y))<(ϵ8) for 0¡2N .

Since H has ISP, for this γ>0 , there exists τ>0 such that for every τ method and every xX , there exists yX such that d(xk,k(y))<γ for all k , where {xk} is a trajectory of H .

Now choose δ>0 so that 0<δ2N<τ . Let ~:XHXHΖ is a δ method for σH . Take any xX . By surjectivity of H , there exists x~=(x¡)XH such that (x) t πN(x~)=x . Define ={k(x)}k , where k(x)=πN(~k(x~)) .

Using the definition of d~ , we have d~(σH(~k(x~)),~k+1(x~))<δ . Thus, for coordinate N : d(xN+1,xNk+1)<δ2N<τ . Hence, (x) is τ pseudo trajectory for H , and therefore is a τ method for H . Since H is ISP, there exists yX such that d(xk,k(y))<γ for all k . Choose y~XH such that πN(y~)=y . We get d~(σHk(x~),~k(y~))<ϵ . Thus, σH has ISP.■

Theorem 3.3.

Let X be a compact metric space and let H be a continuous set-valued mapping which is locally a homeomorphism. If the shift mapping σH ​ on the inverse limit space XH ​ has ESP, then H also has ESP.

Proof:

Let ϵ>0 . Since σH has the ESP, there exists τ>0 such that every τ ergodic pseudo trajectory in XH is ϵ ergodically shadowed by some point in XH . Let α=diam() , and choose N so that (α2N1)<(τ4) .

Since H is uniformly continuous, there exists Γ>0 such that d(x,y)<Γ means d(H¡(x),H¡(y))<(τ/8) , for all |¡|N . Let {xk}k be a Γ ergodic pseudo trajectory for H , that is d(H(xk),xk+1)<Γ , for all k except a set of density zero.

Since H is assumed to be a local homeomorphism, this guarantees the existence of compatible local selections, which allows us to construct sequences in the inverse limit space XH ​ that are consistent with the dynamics of H .

We now construct, for each k , a sequence Sk=(x¡k)¡XH , such that x0k=xk and x¡+1kH(x¡k) for all ¡ .

Using the definition of the metric d~ on XH and the choice of Γ , it follows that d~(σH(Sk),Sk+1)<τ .

for all k except possibly a set of density zero. Hence, (Sk)k ​ is a τ -ergodic pseudo trajectory of σH .

Since σH ​ has ESP, there exists a point y~=(y¡)¡XH . Such that

limη12η+1(card(k[η,η]:d~(σHk(y~),Sk)ϵ))=0

By the definition of the metric d~ , this implies in particular that d(yk,xk)<ϵ , for all k except a set of density zero. Therefore, the sequence {xk} is ϵ ergodically shadowed by the trajectory of y0 ​, and hence H also has ESP.■

Theorem 3.4.

Let X be a compact metric space and let H be a continuous set-valued mapping which is locally a homeomorphism. If the shift mapping σH ​ on the inverse limit space XH ​ has the ISP, then H also has the ISP.

Proof:

Let ϵ>0 . Since σH has the ISP, there exists τ>0 such that for every τ method ~ of σH , and every x~XH ​, there exists y~XH ​ such that d~(σHk(x~),~k(y~))<ϵ , for all k .

Let α=diam() , and choose N so that (α2N1)<(τ4) . Since H is uniformly continuous, there exists Γ>0 such that d(x,y)<Γ means d(H¡(x),H¡(y))<(τ/8) , for all |¡|N . Let :XXΖ be a Γ method of H , and take any xX .

Since H is a local homeomorphism, this guarantees the existence of compatible local selections, which allows us to lift sequences from X to XH ​. Choose x~=(x¡)XH ​ such that π0(x~)=x . We define a mapping ~:XHXH be lifting , in such a way that π0(k~(x~))=k(x),k . So that ~ a τ method for σH .

Since σH ​ has ISP, there exists y~=(y¡)¡XH such that d~(σHk(x~),~k(y~))<ϵ , for all k . We obtain in particular d(xk,k(y))<ϵ , where y=π0(y~) . Hence, H has the ISP.■

4. Conclusion

In this paper, we present a new definition of the inverse and ergodic shadowing properties for set-valued mappings. We explore the relationship between the inverse shadowing property and the ergodic shadowing property of set-valued mappings, as well as their connection to the shift mapping σH on the inverse limit space.

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Wattan Kamil F and AL-Shara'a IMT. On Ergodic and Inverse Shadowing Properties of Set-Valued Mapping [version 2; peer review: 2 approved, 1 approved with reservations]. F1000Research 2026, 15:299 (https://doi.org/10.12688/f1000research.173380.2)
NOTE: If applicable, it is important to ensure the information in square brackets after the title is included in all citations of this article.
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ApprovedThe paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approvedFundamental flaws in the paper seriously undermine the findings and conclusions
Version 2
VERSION 2
PUBLISHED 16 Apr 2026
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Reviewer Report 21 Apr 2026
Abdul Gaffar Khan, University of Delhi, Delhi, New Delhi, India 
Approved
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No ... Continue reading
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Khan AG. Reviewer Report For: On Ergodic and Inverse Shadowing Properties of Set-Valued Mapping [version 2; peer review: 2 approved, 1 approved with reservations]. F1000Research 2026, 15:299 (https://doi.org/10.5256/f1000research.198178.r475724)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
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PUBLISHED 20 Feb 2026
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Reviewer Report 13 Mar 2026
Syahida Che Dzul-Kifli, Universiti Kebangsaan Malaysia, Bangi, Malaysia 
Approved with Reservations
VIEWS 14
1) The abstract should clearly indicate the principal results obtained regarding the relationship between the inverse shadowing property and the ergodic shadowing property for set-valued mappings.
2) In the Introduction section, several sentences lack clarity and the logical flow between ... Continue reading
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Dzul-Kifli SC. Reviewer Report For: On Ergodic and Inverse Shadowing Properties of Set-Valued Mapping [version 2; peer review: 2 approved, 1 approved with reservations]. F1000Research 2026, 15:299 (https://doi.org/10.5256/f1000research.191190.r461381)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
  • Author Response 16 Apr 2026
    farah wattan, University of Babylon, Iraq
    16 Apr 2026
    Author Response
    We thank the reviewer for the constructive and helpful comments.
    • The abstract and introduction have been improved to clearly reflect the main contributions.
    • The structure of the
    ... Continue reading
COMMENTS ON THIS REPORT
  • Author Response 16 Apr 2026
    farah wattan, University of Babylon, Iraq
    16 Apr 2026
    Author Response
    We thank the reviewer for the constructive and helpful comments.
    • The abstract and introduction have been improved to clearly reflect the main contributions.
    • The structure of the
    ... Continue reading
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13
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Reviewer Report 12 Mar 2026
Abdul Gaffar Khan, University of Delhi, Delhi, New Delhi, India 
Not Approved
VIEWS 13
The results seem to be publishable at first glance, but the quality of the writing and structure needs to be improved a lot. Authors are highly recommended to do the careful reading and address the comments below. Note that these ... Continue reading
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CITE
HOW TO CITE THIS REPORT
Khan AG. Reviewer Report For: On Ergodic and Inverse Shadowing Properties of Set-Valued Mapping [version 2; peer review: 2 approved, 1 approved with reservations]. F1000Research 2026, 15:299 (https://doi.org/10.5256/f1000research.191190.r461379)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
  • Author Response 16 Apr 2026
    farah wattan, University of Babylon, Iraq
    16 Apr 2026
    Author Response
    We thank the reviewer for the careful evaluation and valuable remarks.
    • The notation has been standardized throughout the manuscript to improve consistency and readability.
    • The definition of
    ... Continue reading
COMMENTS ON THIS REPORT
  • Author Response 16 Apr 2026
    farah wattan, University of Babylon, Iraq
    16 Apr 2026
    Author Response
    We thank the reviewer for the careful evaluation and valuable remarks.
    • The notation has been standardized throughout the manuscript to improve consistency and readability.
    • The definition of
    ... Continue reading
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12
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Reviewer Report 09 Mar 2026
Khundrakpam Binod Mangang, Manipur University, Imphal, Manipur, India 
Approved
VIEWS 12
This paper explores the intersection of set-valued dynamical systems and shadowing theory, focusing on the Ergodic Shadowing Property (ESP) and the Inverse Shadowing Property (ISP).
Recommendation: Accept / Highly Favourable
1. Theoretical Significance
The research successfully ... Continue reading
CITE
CITE
HOW TO CITE THIS REPORT
Mangang KB. Reviewer Report For: On Ergodic and Inverse Shadowing Properties of Set-Valued Mapping [version 2; peer review: 2 approved, 1 approved with reservations]. F1000Research 2026, 15:299 (https://doi.org/10.5256/f1000research.191190.r461372)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
  • Author Response 16 Apr 2026
    farah wattan, University of Babylon, Iraq
    16 Apr 2026
    Author Response
    We thank the reviewer for the detailed and insightful comments.
    • The abstract has been revised to clearly state the main results and highlight the relationship between inverse shadowing
    ... Continue reading
COMMENTS ON THIS REPORT
  • Author Response 16 Apr 2026
    farah wattan, University of Babylon, Iraq
    16 Apr 2026
    Author Response
    We thank the reviewer for the detailed and insightful comments.
    • The abstract has been revised to clearly state the main results and highlight the relationship between inverse shadowing
    ... Continue reading

Comments on this article Comments (0)

Version 2
VERSION 2 PUBLISHED 20 Feb 2026
Comment
Alongside their report, reviewers assign a status to the article:
Approved - the paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations - A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approved - fundamental flaws in the paper seriously undermine the findings and conclusions
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