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Data Note

Journal subscription expenditure of UK higher education institutions

[version 1; peer review: 1 approved]
PUBLISHED 13 Nov 2014
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This article is included in the Data: Use and Reuse collection.

Abstract

The academic libraries of higher education institutions (HEIs) pay significant amounts of money each year for access to academic journals. The amounts paid are often not transparent especially when it comes to knowing how much is paid to specific publishers. Therefore data on journal subscription expenditure were obtained for UK HEIs using a series of Freedom of Information requests. Data were obtained for 139 HEIs’ expenditure with seven publishers over a five-year period. The majority of institutions have provided figures but some are still outstanding. The data will be of interest to those who wish to understand the economics of scholarly communication and see the scale of payments flowing within the system. Further research could replicate the data collection in other jurisdictions.

Keywords

Journals, subscription, higher education institution

Introduction

The amount of money paid by higher education institutions (HEIs) to access academic journals is of high interest to the academic community, and academic libraries in particular as they are responsible for the vast majority of journal purchases. In light of current trends within academic publishing towards open access models rather than subscription models, the economics of the publishing industry have come under increasing scrutiny, but accurate data about the flow of money within the system is difficult to come by. Libraries do not usually publish details of their expenditure with individual publishers and there is no official source of these data. This situation led to undertaking this research to make journal subscription expenditure openly available.

Freedom of Information (FOI) requests were sent to HEIs to obtain the data. While the authors considered using a diplomatic approach and asking individual libraries to publish their data, this would have taken a considerable amount of time, and while some libraries may have been happy to publish the data themselves, others may not have seen the value in it. The situation is also complicated by the fact that some publishers insist on having non-disclosure clauses in their contracts with libraries, which prohibit them from disclosing some aspects of the deals. The UK’s Freedom of Information Act (2000) overrides these clauses and allows full data to be obtained by sending FOI requests.

It is hoped that the data contained within this dataset will contribute to a better informed discussion surrounding the issue of how scholarly communication could or should be funded. Further research could undertake a similar endeavour in the 100 other countries (McIntosh, 2014) which have FOI laws, in order to work towards understanding the costs of scholarly communication on a global scale.

Materials and methods

A list of HEIs was created based on UK institutions which the Higher Education Statistics Agency (HESA, n.d.) collects data about. The list was not fully comprehensive because it excluded some Welsh universities which have recently undergone restructuring, and the authors were unclear on how to represent the expenditure of merged institutions across different years. In order to obtain data which cover the majority of HEI journal expenditure, seven of the largest publishers of academic journals were chosen (Elsevier, Wiley, Springer, Taylor & Francis, Sage, OUP, and CUP). An individual known to the authors sent similar request to Russell Group universities for Wiley, Springer, and OUP earlier in 2014, so that these requests were not duplicated and the authors hope to incorporate that data at a later stage.

Each institution was then sent three separate FOI requests via the website whatdotheyknow.com, which sends FOI requests on behalf of UK citizens. The site was chosen because it places all correspondence in the public domain indefinitely, thus ensuring that the data will be verifiable. The three requests were grouped as follows: Group 1 - Wiley, Springer, OUP; Group 2 - Taylor & Francis, Sage, CUP; Group 3 - Elsevier. The groupings were chosen to ensure that each request would not be too onerous for an HEI to respond to, as stipulated under the UK’s FOI law. Elsevier data were requested separately because the nature of their contract with libraries means that the institution must contact Elsevier when it receives a request, thus increasing the time burden on institutions.

The figures should include payments made directly to the publishers as well as any payments made to subscription agents or intermediaries for the purchase of, and/or access to, the publishers' academic journals. Institutions were asked to provide data for the payment for journal packages such as Jisc Collections’ NESLi agreement, as well as for individual journals, and to include VAT where possible. Since the authors are relying solely on data provided by the HEIs it is not possible to independently verify whether all of these aspects of the requests have been adhered to. While this may result in some inaccuracies in individual figures, the authors do not consider that the overall scale will be unduly affected.

Data were requested for five calendar years (2010–14). Some institutions provided data in financial years, which for UK academic institutions is from August-July. In these cases the financial year was mapped on to the second of the two years, for example 2009–10 was mapped on to 2010. This is because although during the financial year 2009–10 it is possible that the money was actually transferred during 2009, it will have been used to pay for subscriptions for 2010.

The dataset is now well-populated but incomplete because at the time of writing, out of the 429 FOI requests that were sent there are still 91 outstanding for which data has not yet been provided. Further data will be incorporated into the dataset as it becomes available.

Data availability

Data can be accessed directly via Figshare at http://figshare.com/articles/Journal_subscription_costs_FOIs_to_UK_universities/1186832, http://dx.doi.org/10.6084/m9.figshare.1186832 (Lawson & Meghreblian, 2014).

Data were obtained from each institution sending separate FOI requests via the website whatdotheyknow.com. Requests can be viewed individually at https://www.whatdotheyknow.com/user/stuart_lawson#foi_requests and https://www.whatdotheyknow.com/user/ben_meghreblian#foi_requests.

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VERSION 3 PUBLISHED 13 Nov 2014
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Lawson S and Meghreblian B. Journal subscription expenditure of UK higher education institutions [version 1; peer review: 1 approved]. F1000Research 2014, 3:274 (https://doi.org/10.12688/f1000research.5706.1)
NOTE: If applicable, it is important to ensure the information in square brackets after the title is included in all citations of this article.
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ApprovedThe paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approvedFundamental flaws in the paper seriously undermine the findings and conclusions
Version 1
VERSION 1
PUBLISHED 13 Nov 2014
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Reviewer Report 14 Nov 2014
Theodore Bergstrom, Economics Department, University of California Santa Barbara, Santa Barbara, CA, USA 
Approved
VIEWS 99
The authors have collected a set of data that  is likely to be very useful both to researchers who investigate journal pricing and to librarians who want to know more about what others are paying when they make their own ... Continue reading
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Bergstrom T. Reviewer Report For: Journal subscription expenditure of UK higher education institutions [version 1; peer review: 1 approved]. F1000Research 2014, 3:274 (https://doi.org/10.5256/f1000research.6101.r6694)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
  • Author Response 17 Nov 2014
    Stuart Lawson, Independent researcher, Hove, East Sussex, BN3 5PP, UK
    17 Nov 2014
    Author Response
    Thank you for your comments, you're right that it would be best to clarify what is actually being purchased in each instance, as far as we are able. When one ... Continue reading
COMMENTS ON THIS REPORT
  • Author Response 17 Nov 2014
    Stuart Lawson, Independent researcher, Hove, East Sussex, BN3 5PP, UK
    17 Nov 2014
    Author Response
    Thank you for your comments, you're right that it would be best to clarify what is actually being purchased in each instance, as far as we are able. When one ... Continue reading

Comments on this article Comments (0)

Version 3
VERSION 3 PUBLISHED 13 Nov 2014
Comment
Alongside their report, reviewers assign a status to the article:
Approved - the paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations - A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approved - fundamental flaws in the paper seriously undermine the findings and conclusions
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