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Review

Individuality, phenotypic differentiation, dormancy and ‘persistence’ in culturable bacterial systems: commonalities shared by environmental, laboratory, and clinical microbiology

[version 1; peer review: 1 approved, 1 approved with reservations]
PUBLISHED 01 Jul 2015
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Abstract

For bacteria, replication mainly involves growth by binary fission. However, in a very great many natural environments there are examples of phenotypically dormant, non-growing cells that do not replicate immediately and that are phenotypically ‘nonculturable’ on media that normally admit their growth. They thereby evade detection by conventional culture-based methods. Such dormant cells may also be observed in laboratory cultures and in clinical microbiology. They are usually more tolerant to stresses such as antibiotics, and in clinical microbiology they are typically referred to as ‘persisters’. Bacterial cultures necessarily share a great deal of relatedness, and inclusive fitness theory implies that there are conceptual evolutionary advantages in trading a variation in growth rate against its mean, equivalent to hedging one’s bets. There is much evidence that bacteria exploit this strategy widely. We here bring together data that show the commonality of these phenomena across environmental, laboratory and clinical microbiology. Considerable evidence, using methods similar to those common in environmental microbiology, now suggests that many supposedly non-communicable, chronic and inflammatory diseases are exacerbated (if not indeed largely caused) by the presence of dormant or persistent bacteria (the ability of whose components to cause inflammation is well known). This dormancy (and resuscitation therefrom) often reflects the extent of the availability of free iron. Together, these phenomena can provide a ready explanation for the continuing inflammation common to such chronic diseases and its correlation with iron dysregulation. This implies that measures designed to assess and to inhibit or remove such organisms (or their access to iron) might be of much therapeutic benefit.

Keywords

Dormancy, persisters, sepsis, microbiome, inflammation, culturability, iron dysregulation

Introduction

“It is now well established that some micro-organisms can, under certain conditions, be deprived of all visible signs of life and yet these organisms are not dead, for, when their original conditions are restored, they can return to normal life and activity.”1

“Bacterial populations in both batch and continuous culture are much more heterogeneous than is normally assumed, and such cultures may consist of several types of subpopulations simultaneously differing in viability, activity and integrity of the cells.”2

Consider a typical axenic flask or broth culture of bacteria (Figure 1), arguably the staple of modern laboratory microbiology. We seed a suitable growth medium with an appropriate inoculum of cells known to be capable of replicating in that growth medium. After a lag phase the number of culturable cells (the ‘viable count’3,4, as judged by plate counts of the number of colony-forming units observable on the same medium solidified by agar or a similar material) is observed to increase, typically exponentially, for a number of generations (the growth phase or exponential phase). Apart from the changes in nutrient concentration, and for non-synchronised cultures, it is generally taken that cells pass smoothly through their cell cycles en route to doubling their numbers by binary fission. The population distribution of organisms in different parts of their cell cycle during the exponential phase is thereby unchanged and thus in a steady state (from which the cell cycle parameters can even be inferred5). In time this increase in cell numbers ceases, usually because of the exhaustion of a nutrient in a closed system, or sometimes in part or whole because of the build-up of toxins. Again, after a further period, the viable or colony count decreases (often to quite low levels if such starvation is carried out for extended periods). Inoculation of a new broth culture with a similar number of viable cells from this culture usually provides a simple repeat of the previous culture6, and in the absence of mutation may reasonably be anticipated, for organisms proliferating asexually, to be played out indefinitely.

809aaaba-4368-422a-84f5-b21f2a8fd7ad_figure1.gif

Figure 1. A typical laboratory bacterial culture.

After the end of stationary phase the viable count decreases over time, but very rarely to precisely zero. Some authors recognise an extended “period of prolonged decrease”825 during which some of the survivors undergo significant dynamics, and in which mutants are selected. Our interest here is largely in cells that have not mutated.

The development of continuous7, nutrient-limited (‘chemostat’8) or feedback-controlled (‘turbidostat’911) cultures was and is entirely consistent with this view of steady-state microbial doubling via homogeneous cell cycles that are common, within statistical fluctuations, to each cell. The same is true for cultures undergoing serial transfer (where there is slightly more of a focus on selection for genotypic variants that grow faster – see e.g. 1214).

There should be nothing controversial in the above passage, but in fact it hides a variety of assumptions that themselves conceal a considerable feast of very interesting physiology. The chief one here is that – given that all cells in the culture are genetically homogeneous and see the same ‘environment’, and modulo where they are in their cell cycles – all such cells are indeed supposed to represent a single population (as per Figure 2). If they do not, and as we shall see they never do1518, we are dealing with differentiated systems. It turns out that a particular subset of typical cell cultures – a phenotypically dormant or non-growing sub-population, occurring even in non-sporulating bacteria2 – is widespread to the point of ubiquity. This leads to an exceptionally important biology with significant consequences both for our understanding of microorganisms and our ability to harness and domesticate them. Although the relevant literatures rarely cite each other or overlap, it is clear that similar phenomena are common to bacterial behaviour in the natural environment, the laboratory, and in a variety of samples of clinical interest. This theory or hypothesis that we develop here comes about from the synthesis19 of a large amount of data, and is summarised in Figure 3 and Figure 4.

809aaaba-4368-422a-84f5-b21f2a8fd7ad_figure2.gif

Figure 2. To clarify the general concept of a population as used here, a population of individuals involves those who share certain properties (between stated values).

One main population is shown. A second, smaller population is also shown; these might represent dormant cells.

809aaaba-4368-422a-84f5-b21f2a8fd7ad_figure3.gif

Figure 3. Infographic summary of the review.

(1) A bacterial system contains distinct subpopulations, that we classify as culturable, dormant and ‘non-culturable’ (2). Specific attention is given to persister cells (3), and the inter-relationship (4) between the subpopulations. Subpopulations within environmental biology are discussed (5), followed by subpopulations within laboratory cultures (6). Particular emphasis is placed on phenotypic switching between the culturable and dormant subpopulation of laboratory cultures (7). Generalized detection techniques typically fail to detect dormant cells, and we review the various reasons for this failure and discuss alternatives (8). Resuscitation of and endotoxin production by such dormant cells underpins many diseases not normally seen as having a microbial component.

809aaaba-4368-422a-84f5-b21f2a8fd7ad_figure4.gif

Figure 4. Summary of the review in the form of a ‘mind map’826 of the article.

Phenotypic differentiation to dormancy – some early indications

While dormancy and resuscitation of rotifers had been observed by Leeuwenhoek himself in 17021, some of the earliest modern indications for a physiologically significant phenotypic differentiation of microbial cultures came in the 1940s. In a conceptually simple experiment (illustrated in Figure 5), Bigger20 exposed staphylococcal cultures to concentrations of penicillin that would normally be sufficient to kill them completely (and they did kill all but 1 in a million). However, these (10-6) survivors, that Bigger20 and McDermott21 (and many modern commentators have) referred to as ‘persisters’, were not genetic mutations selected for resistance to penicillin, since when they were inoculated into fresh broth they were just as susceptible as were those in the first culture. Bigger recognised (correctly) that the only explanation that made any kind of sense was that despite being exposed to nominally the same conditions, these cells were operationally dormant (even if metabolically active22,23) and thus phenotypically resistant to the penicillin (that anyway kills only dividing cells24,25). Similarly, Luria and Latarjet26 noted that approximately 1% of the cells in a culture of Escherichia coli displayed a phenotypic resistance to normally sterilising doses of ultraviolet irradiation. Many similar experiments since (e.g. 2729), discussed in more detail below, have recapitulated this basic phenomenon. (We note here that high-frequency antigenic ‘phase’ variation can occur due e.g. to changes in microsatellite DNA30; detailed discussions of such genotypic changes31, including those that can affect the extent of dormancy in persistent bacteria32, are outwith the scope of the present, purely phenotypic analyses.)

809aaaba-4368-422a-84f5-b21f2a8fd7ad_figure5.gif

Figure 5. Assessment of phenotypic differentiation of a dormant subpopulation via antibiotic challenge.

This kind of protocol can be used to determine if the resistant subpopulation has accumulated genetic mutations that encoded resistance or whether, as focused on here, the resistance is purely phenotypic. A detailed analysis of the shape of the time-survivor curves may also be informative827.

Dormancy as an operational property

For the avoidance of doubt, and in accordance with Keilin’s description with which we opened, we shall define dormancy as:

“a reversible state of {often} low metabolic activity, in which cells can persist for extended periods without division; we shall see that this often corresponds to a state in which cells are not 'alive' in the sense of being able to form a colony when plated on a suitable solid medium, but one in which they are not 'dead' in that when conditions are more favourable they can revert to a state of 'aliveness' as so defined”2.

We thus stress33 the recognition that dormancy is not solely an innate property of a bacterial cell; it is a property assessed by one or more experiments, so whether a cell appears to be dormant depends on both the cell and the experiment used to assess that dormancy. (This principle shares a similar philosophical foundation to the independence from any specific experiment, or otherwise, of the perceived state of objects within the quantum theory3335.) As do Postgate3,4,36 and Barer3741, we take the hallmark of a viable or living bacterial cell to be its ability to replicate or its ‘culturability’. This means that we cannot tell via culturability that a cell is alive, only (after a cell division) that it was alive33,42. Dormant cells – even if ‘not immediately culturable’ – must by definition be resuscitable to form culturable cells. Although the term ‘nonculturable’ is quite commonly used to describe not-immediately-culturable cells it is best avoided, as we cannot try every possible combination43 of incubation conditions that might serve to resuscitate a cell in a sample. ‘Non-cultured’, ‘as-yet-uncultured’ or ‘operationally nonculturable’ are better terms. Culturable, (operationally) non-culturable and (operationally) dormant bacteria in the differentiated bacterial (cellular) system can therefore be seen as distinct subpopulations of the system, and culturable and dormant bacteria as reversible states of the same population. The relationships between such subpopulations of the bacteria within a differentiated cellular system are shown in Figure 6.

809aaaba-4368-422a-84f5-b21f2a8fd7ad_figure6.gif

Figure 6. The relationships between culturable, dormant and operationally non-culturable bacteria within a differentiated cellular system.

On methods for detecting microbial presence, ‘viability’ and culturability

Given our operational definition of dormancy as including reversible culturability, we note that different kinds of assays for the presence or activity of bacteria necessarily reflect cells in different kinds of physiological states (and can thereby be used to discriminate them). Thus direct counts with stains such as acridine orange (a list of these and other methods is given in Table 1 of 33) do not determine culturability, only presence or activity. Similarly, macromolecular sequencing methods such as those based on rDNA and its amplification (e.g. 4449) almost certainly reflect mainly dormant cells plus any actively dividing ones (in that ‘naked’ DNA is usually degraded fairly rapidly in serum or the environment). The difference between culturable counts and total sequence-based counts probably provides one of the best methods for detecting and enumerating dormant cells when they cannot yet be brought back into culture. It is particularly noteworthy (and see also 50 and below) that the amount of prokaryotic DNA in whole blood exceeds by 10–100-fold that detectable in serum51, implying adsorption onto or sequestration within blood cells.

We shall return to clinical and laboratory microbiology later, but it is to environmental microbiology that we now turn to discuss the culturability of typical microbes. While the same general truths undoubtedly pertain in viruses (e.g. 52,53), and in yeasts, fungi, archaea, mycoplasmas and other unicellular organisms, our focus will be on prokaryotes.

Bacterial culturability and dormancy in environmental microbiology

It has long been known that the number of bacteria observable microscopically exceeds, typically 100-fold, those that can readily be grown axenically in standard isolation media (i.e. to proliferate in liquid culture or to form colonies on solid media). The latter has been referred to as ‘the great plate count anomaly’54, and has been amply confirmed by more modern, culture-independent sequencing methods. A selection of papers and reviews serve to document both the numerical anomaly and the much greater biodiversity detectable by sequencing (e.g. 5573). It is thus useful to discriminate (1) bacteria that have been cultured, that are typically available in culture collections, and whose growth requirements are known, from (2) bacteria that may be recognised as novel via macromolecular sequencing (typically of ribosomal DNA68,7477) but that have not yet been cultured and whose growth requirements may not yet even be known. Much (sequencing) evidence indicates that the bulk of the ‘missing microbes’ or ‘dark matter’78,79 in natural ecosystems falls into this second category80, and that ‘single cell’ methods may be required to culture them81.

There are at least four general reasons of principle why these organisms have not yet been cultured. We consider each in turn (although more than one may contribute in individual cases).

Not-yet-cultured bacteria may have more-or-less fastidious growth requirements

It is an elementary observation in microbiology, and the basis for selective isolation media, that not all bacteria grow on all media and in all conditions. Leaving aside truly syntrophic bacteria (that for thermodynamic or unknown nutritional reasons require another organism for growth (e.g. 8288)), some organisms may have quite fastidious growth requirements. A number of bacteria determined as causative of disease, whose role had originally been inferred only through microscopic observation, were later cultured and could be shown to fulfil Koch’s postulates. These include Helicobacter pylori89,90 (with an unusually high requirement for urea to fuel its alkalinogenic urease activity91) and Legionella pneumophila9295 (with an unusually high requirement for cysteine). Note that even the supposedly rich LB medium96 (Lysogeny Broth, often erroneously called Luria-Bertani medium, see http://schaechter.asmblog.org/schaechter/2009/11/the-limitations-of-lb-medium.html) is not in fact a particularly rich medium9799. An especially nice example100,101 is provided by Tropheryma whipplei, the causative organism of Whipple’s disease102,103. It resisted attempts (over many decades) to bring it into axenic culture until systematic genome sequencing104,105 showed its requirements for a variety of common amino acids that it was unable to synthesise itself, the provision of which permitted its growth. The MetaGrowth database106 is now available for similar purposes. Another good example is Coxiella burnetii, the causative agent of Q fever, for which a genome-derived growth medium (‘acidified citrate cysteine medium’) permitting axenic culture has now been developed107,108. Other examples are given by Stewart109 and by Singh and colleagues100, and include marine bacteria of the highly common SAR11 clade71,110,111. Of course these kinds of phenomena are not absolute; much evidence indicates that host stress hormones may act as growth or virulence factors for a variety of Gram-negative organisms, representing a kind of ‘microbial endocrinology’ (e.g. 112114).

Not-yet-cultured bacteria may even be killed by our isolation media

Organisms in nature are often living in low-nutrient conditions115119. It is thus reasonable (and unsurprising) that the isolation of microbes from starved, oligotrophic environments benefits from the use of low-nutrient conditions63,109,120122; some manifest this ‘starvation’ through their size, as ‘ultramicrobacteria’ (see e.g. 123129). In a similar vein, taking cells from low-nutrient natural environments directly onto, say, a highly aerobic agar plate may produce stresses that effectively kill them, so that afterwards they would not even grow on the kinds of media (as in the previous section) that would support their growth. Thus, Tanaka and colleagues130 showed interactions between phosphate and agar when autoclaved together that led to the production of compounds inimical to bacterial growth. Gellan may be a better solidifying agent here82. However, we recognise that it may be hard to discriminate cells that we kill in the act of trying to isolate and grow them from ‘already dead’ bacteria.

Not-yet-cultured bacteria may simply be dead and thus incapable of resuscitation

While this possibility certainly exists, and is included for completeness, it is actually the least likely for a number of conceptual and empirical reasons. The first is that if an organism is present in a particular environment it must have been able to grow and divide in it at some point in the more or less recent past, even if the result of such growth was its utilisation of a finite amount of necessary nutrients or growth factors whose exhaustion caused replication to cease. (Interestingly, in soil it seems that sequestration, rather than complete exhaustion, of nutrients is the more significant phenomenon131133.) Secondly, it is highly unlikely that evolution could select for unicellular organisms that cannot replicate. Thirdly, environmental organisms can be shown to metabolise even when they cannot be shown to divide (e.g. in the ‘Direct Viable Count’ method134 and in any number of other tests that detect metabolic activity33,135). And finally, as we shall see in the next section, careful methods of resuscitation/cultivation do indeed allow a very significant fraction of organisms that can be isolated from a variety of environments (e.g. the gut136139) to be resuscitated and to grow very effectively.

Not-yet-cultured bacteria are mainly dormant and thus resuscitable

As indicated in the introduction, it is now well established that even laboratory cultures, that from a macroscopic point of view are growing exponentially, contain subpopulations of non-growing cells. These cells are dormant by definition, because they may later be resuscitated and grow. It is easy to ascribe an evolutionary advantage of this culture differentiation from the perspective of the benefits of having a sub-population that by not growing is more resistant to environmental stresses (e.g. 140142). Indeed, this general kind of phenotypic differentiation strategy, in which the variance in reproductive rate is traded off at the expense of the mean, has been referred to as bet hedging66,142152 and is actually adaptive153,154. An important point here153 is that in many natural environments, asexually reproducing organisms such as bacteria are likely to be (spatially) close to their ancestors and descendants, such that inclusive fitness theory155,156 implies that it is entirely reasonable for them to behave altruistically, e.g. by ‘bet hedging’. This is also discussed further below.

It is also reasonable that in isolated (closed) natural environments, nutrients and thus sources of energy must be exhausted at some point, and thus for simple energetic reasons multiplication becomes impossible and a dormant state likely (if later resuscitation proves it to be so). Similarly, it is likely that in the absence of energy, nutrients and/or signalling molecules, and based on more ecological or community considerations (e.g. 157159), it is necessary to add any or each of them to ‘prime’ bacteria to resuscitate. This has indeed been shown58,159163, including for sources of energy164,165, iron-acquiring compounds166 (siderophores167169), cell wall muropeptides170, and various signalling molecules171,172 (especially pheromones153,154,173,174) that exist in natural environments58,159,175. We note too that ‘kick starting’ dormant cells may require the synthesis of transporters necessary for the uptake of all kinds of molecules176179. Overall, the idea that most bacteria that may be observed in the natural environment are ‘unculturable’ is incorrect.

Finally here, and though this is obvious it is well worth rehearsing, the simple fact that we can store non-growing microbes under desiccated or frozen conditions or as agar ‘stabs’ in culture collections for extended periods means that most microbes are certainly well adapted to entering and leaving dormancy.

Pheromonal proteins

A related and unexpected discovery came from analyses of starved laboratory cultures of the actinobacterium Micrococcus luteus, in which almost all cells lost culturability2,180182. However, they were not dead but dormant, as they could be resuscitated by using a combination of weak nutrient media and a signalling molecule found in spent culture supernatants183188. The original studies used flow cytometry to discriminate the physiological state of individual cells189193 (see also 194,195). By using another ‘single cell’ assay based on dilution to extinction (that avoids artefacts connected with the regrowth of ‘initially viable’ bacteria33), we were able to purify the signalling molecule. It turned out to be a protein, named Rpf (for ‘resuscitation-promoting factor’)196. In M. luteus there is only one homologue197, and the gene (product) is essential for both resuscitation and multiplication196,198. Rpf contains a highly conserved 70 amino acid ‘Rpf domain’ and is widely (and probably ubiquitously) distributed throughout the actinobacteria199202, but with examples elsewhere203,204. Most organisms that have a homologue have more than one. Thus M. tuberculosis has five homologues205207. Rpfs can have peptidoglycanase and muralytic activity208213 and known crystal structures are consistent with this214219. These activities can certainly account for at least some220 of the resuscitation-promoting properties. As an extracellular protein that may be required for growth, and with a high level of immunogenicity221, it is obviously an excellent candidate target for inclusion in appropriate vaccines against pathogenic actinobacteria196,208,222229. It is also more directly of potential utility in stimulating bacterial communication and resuscitation in a variety of cultures in both samples taken from Nature230240 and in the laboratory241254.

Culturability, dormancy and persistence in laboratory cultures of non-fastidious bacteria

Having established the frequency of occurrence of microbial dormancy in the natural environment, it is of interest to understand better the mechanisms by which microbes might effect this dormancy and potential resuscitation. Unsurprisingly, microbiologists have turned to E. coli, and considerable progress has been made23,255262.

The starting position is as in Figure 1 and Figure 6, to the effect that at any given moment in a typical culture a small fraction of the population is dormant. Since clearly the same fraction cannot (or is wise not to) remain in dormancy indefinitely in the presence of suitable nutrients that permit the growth of its siblings, we must invoke at least one mechanism that can cause the bacteria to ‘oscillate’ between growing and dormant states. Many simple gene expression network topologies admit this behaviour145,263267, including a simple feedback loop with delay268,269, and we note that even whole cultures can exhibit oscillations and deterministic chaos270. While flow cytometric observations (e.g. 192,271) show that even ‘homogeneous’ laboratory cultures show highly heterogeneous distributions in cellular volume (not just between X and 2X) and expression profiles (and see 272), our particular focus will be on ‘binary’ or ‘bistable’ systems in which individual cells either are or are not operationally culturable.

Experimentally, it is also common to assess the phenotypic ability of subpopulations of cells to tolerate normally inhibitory concentrations of bactericidal drugs273,274, this being a marker for that fraction of cells that is dormant at the stage in question. Note that the persistence phenotype is not induced by the drugs258. Changes or transitions in the state of a particular cell in a population between the various phenotypic states is a phenomenon that may be (and is commonly) referred to as ‘phenotypic switching’.

‘Phenotypic switching’ in experimental laboratory cultures

A particularly well-developed example of this ‘bet hedging’ or phenotypic switching between physiologically dormant and growing states may be observed in laboratory cultures of organisms such as E. coli demonstrating ‘persistence’147,150,151,275281. In general, any scheme in which both a first gene product inhibits cellular proliferation and in which this first gene product may be titrated out potently282 by a second gene product that thereby undoes the inhibition of proliferation, can have the effect of phenotypically switching cells between growth and dormancy. This seems to be precisely what is going on, and such pairs of gene products have been referred to (somewhat misleadingly283) as toxin-antitoxin (TA) pairs283290. One such involves the well-known pp(p)Gpp metabolic system that can serve to inhibit DNA gyrase23,291294, and points to the fact that in these circumstances, persisters may be quite metabolically active22,23,292,295, even if transiently incapable of reproduction. Another phenotype switching mechanism, underlying colony phenotype switching, comes from metabolic bifurcations driven by the levels of a particular metabolite296.

Any mechanisms that permit cells to communicate with each other can amplify switching effects by cell synchronisation, and by definition such ‘social’ signals act as pheromones, whose apparent ‘altruism’ can be explained on the basis of kin selection theory153. There is considerable interest, largely outwith our scope here, in these evolutionary aspects (e.g. 297304). Such systems are commonly, but far too broadly relative to the term’s origin305, referred to as ‘quorum-sensing’. However, they do offer opportunities for limiting bacterial virulence (e.g. 306313).

Classical clinical microbiology of culturable organisms

Until relatively recently, almost all of clinical microbiology314,315 was based on rather classical methods of plate counting316, coupled to assessment of antibiotic sensitivity. Various means of automated blood culture that assess metabolism exist (although they require typically 48–72h to show a ‘positive’)317. Positive tests, often implicitly involving culture (and not just metabolism) within the assay, would be followed by other tests seeking to identify the organisms detected, nowadays typically by nucleic acid sequence-based methods49,318321. However, these and other tests for the presence of antigens or even antibodies322 cannot speak to the question of culturability (and of course antigens such as lipopolysaccharide (LPS) are shed by dying cells).

The existence of bacterial DNA in even ‘healthy’ blood has long been known323, and since naked DNA would be degraded and living cells would soon kill the host, the (seemingly) obvious conclusion that the prokaryotic DNA must reflect dormant cells seems neither to have been drawn nor acted upon.

Some well-established cases of dormancy in clinical microbiology

The idea that (typically intracellular) dormancy is a major component in some infectious diseases (including in the absence of antibiotics that may serve to light up ‘persisters’) is of course well-established, and the main purpose of this brief section is simply to remind readers of this. Such a reminder serves as a prelude to a longer discussion of the very many clinical circumstances where we consider that the role of dormant microbes is not widely appreciated, and where they are not really considered to involve a communicable or microbial component at all. Thus Table 1 shows a few organisms (and references) for which we consider that most readers would regard the idea of and evidence for dormancy as more or less uncontroversial. We do not include disease-causing infectious agents where they are better known for their ability to persist in the natural environment. Organisms such as Legionella pneumophila that represent significant public health issues, fall into this category, and Legionella and other persisters (in environments such as water system biofilms) are indeed well known (e.g. 324328), although they too have special adaptations to an intracellular lifestyle (e.g. 329).

Table 1. Some bacterial infections for which an intracellular, reversibly non-replicating, persistent or dormant state is well established as part of the cells’ lifestyle.

Examples are given for both low- and high-GC Gram positives, as well as a number of Gram-negative organisms.

OrganismCommentsSelected
References
Bartonella spp.Persists inside erythrocytes330333
Brucella spp.Environmental and intracellular persistence and immune evasion334337
Listeria monocytogenesWell-established low-GC Gram-positive intracellular saprophyte
and non-sporulating persister
338,339
Mycobacterium tuberculosisThe ‘classical’ dormant bacterium, a high-GC Gram-positive;
probably one third of humans carry it in a dormant state
340348
Salmonella typhimuriumGram-negative; non-replicating forms common in macrophages
and elsewhere
349352
Staphylococcus aureusLow-GC Gram-positive; can escape antibiotics by hiding inside
various phagocytes
353356

Generalised failure of classical techniques to detect dormant bacteria in clinical microbiology

As noted above for environmental microbiology, dormant bacteria can represent as much as 99% of the organisms that may be observed microscopically or by macromolecular sequencing, but classically (and by definition) they are not enumerated by culture-based methods that determine ‘immediate culturability’33. Such culture-based methods are also widely used in clinical microbiology. However, if we were to plate out 100 μL of a culture containing 200 bacteria.mL-1, of which 99% were dormant at any instant, we would expect (based on a Poisson distribution) to see fewer than 1 propagule or colony-forming unit per sample. We have noted above that it can be determined by sequencing that many of the non-cultured environmental organisms largely differ from those in standard culture collections. Certainly the examples given above in clinical microbiology, such as Tropheryma whipplei, were both observed microscopically and were sequenced prior to being brought into axenic culture.

The PCR method is exquisitely sensitive (down to one cell or propagule per sample), and we note that contamination artefacts from the PCR reagents represent a real issue that must always be checked (e.g. 357361), albeit this is no less true of blood cultures362. We have rehearsed elsewhere50 five classes of argument that collectively make it implausible that these are all contamination artefacts; probably the most persuasive is simply the sheer number of prokaryotic DNA molecules that can be measured in blood and serum (e.g. 363365). While some of the most recent nucleic acid sequencing methods (e.g. 366371) do operate on single molecules, the analysis of prokaryotes usually used a broad-range PCR step to amplify small-subunit rDNA to assess their presence, whether in environmental62,68,75,372 or clinical370,373385 samples. Using this, and while these methods alone cannot tell whether they were operationally dormant or dead, a very considerable number of studies have been performed in which ‘culture-negative’ clinical samples showed the presence of prokaryotes (at least as judged by sequence-based methods). This has some profound consequences.

Broad-range PCR methods indicate the widespread presence of prokaryotic DNA in culture-negative clinical samples

While PCR-based methods have long been used to assess the species involved in culture-positive samples386, e.g. from blood, our interest here is in samples that are culture-negative387 that may yet (and indeed likely do) contain dormant cells. Among the first such indications of this was the study by Relman’s group323, who showed that the blood of even healthy controls contained significant amounts of prokaryotic DNA. Table 2 lists some studies in which broad-range PCR has been used to amplify and detect prokaryotic rDNA in culture-negative samples.

Table 2. Some examples of blood culture-negative but PCR-positive systems, implying the presence of dormant bacteria.

Note that we have sought to exclude examples where anaerobic bacteria could be detected by PCR but not cultured simply because cultures were not anaerobic, and also cases (e.g. 388,389) where high antibiotic concentrations might have prevented culture.

AimsCulture-negative but PCR-positiveReferences
Assessment of endocarditis6 out of 29390
Development of broad-range PCR71 out of 382386
Development of broad-range PCR;
limit of detection 5000 cfu.mL-1
10 out of 103391
Improved broad-range PCR method20 out of 2444
ReviewMany examples392
Interstitial cystitis14 out of 14393
Endocarditis270 (36.5%) of 740394 (and see 395)
Endophthalmitis116 out of 116 (selected)396
General study18 out of 394 (271 also
culture-positive, PCR-positive)
397
Bacteraemia in intensive care48 out of 197
45 out of 94
398
399
Sepsis/SIRS29 out of 59
38 out of 72 culture-positive
14.6% vs 10.3% (no antibiotics)
123 vs 95
400
401
402
403
Osteoarticular samples141 out of 1667404
ReviewMany examples405
Various, including antibiotic-treated34 out of 240406
Meningitis26 out of 274
19 out of 21
407
408
Orthopaedic samples9% out of 125378
Thoracic empyaema14 out of 22409
Trauma28 out of 35410

In environmental microbiology, as mentioned above, there were many early indications (as observed microscopically or flow cytometrically) for the presence of bacteria that did not (or not easily) prove resuscitable or culturable. In a similar vein, many studies have shown microscopically observable organisms in culture-negative but disease-positive samples. This is true both for diseases considered to be due to microbial pathogens and, in fact, for many others normally considered non-communicable50.

Microscopically observable and potentially dormant bacteria in clinical disease

Microscopic observations in tissues have been a major part of the discovery process by which certain bacteria were indeed identified as the cause of various diseases. Billings411, Price412, Domingue393,413415, Mattman416, Ewald417 and Onwuamaegbu and colleagues418 review the extensive and largely forgotten early literature. Domingue and Schlegel419 also mentioned that they could recover culturable bacteria, probably mainly from L forms (see 50,416,420), from lysates of normal and diseased blood. It was to be assumed that these cells were not replicating at significant rates in the blood itself. However, we can find no evidence that this was ever followed up. Our own work421,422, summarised in 50, showed that both bacillary and coccoid cells could be found attached to and within the erythrocytes of patients with Parkinson’s disease and Alzheimer’s disease, at rather greater concentrations than in samples taken from nominally healthy controls.

In a similar way, our preliminary data show that bacteria are visible in plasma, as well as in whole blood smears in various inflammatory conditions. Here we show bacteria in platelet-rich plasma (PRP) taken from a patient with systemic lupus erythematosus and smeared onto a glass cover slip (Figure 7A and Figure 7B). We also show the same from patients with hereditary hemochromatosis (Figure 7C) and type 2 diabetes (Figure 7D). We also noted microbiota associated with erythrocytes in thromboembolic ischemic stroke (Figure 8A and Figure 8B). (Our microscopy methods are as published previously (e.g. 422431), but fuller publications will appear elsewhere.) The ultramicroscopic evidence that these are indeed small bacteria and not say, cellular debris or microparticles (see 432) is presently mainly morphological, though we note the considerable evidence for the presence of bacterial DNA in blood (see previous sections and e.g. 51,323,433).

809aaaba-4368-422a-84f5-b21f2a8fd7ad_figure7.gif

Figure 7.

A and B) Platelet rich plasma (PRP) from a patient with systemic lupus erythematosus (SLE). A) Platelet with bacteria visible in the surrounding smear (pink arrows); B) areas in smear with bacteria (pink arrows); C) Erythrocyte with associated bacteria from patient with confirmed hereditary hemochromatosis; D) Erythrocytes with bacteria from patients with diagnosed type II diabetes. AC Scale bar: 1 μm and D 400 nm.

809aaaba-4368-422a-84f5-b21f2a8fd7ad_figure8.gif

Figure 8.

Bacteria in whole blood from a patient with thromboembolic ischemic stroke A) Microbiota in whole blood; scale bar: 200 nm. B) Erythrocyte with bacteria; scale bar: 1 μm.

It is worth rehearsing the very great significance of this. With erythrocytes being present at some 5×109.mL-1 in human blood, even if only one erythrocyte in a thousand harboured just a single dormant bacterium (that would be hard to detect microscopically, but see 433437), the dormant bacterial load would still be 5,106.mL-1. This is both far from negligible, and serves to exclude the (always potentially worrisome) claim that ‘it is all contaminants’.

A culturable blood microbiome

A recent and highly significant paper by Damgaard and colleagues438 bears discussion. These workers note438 that while bacterial growth can normally be elicited during sterility testing in vitro from fewer than 1 in a 1000 blood units439441, transfusion-transmitted infections occur with a very much higher frequency (more like 10–12%442,443, or even more444), and are responsible for a high fraction of transfusion-associated deaths445447. Although it was acknowledged that venepuncture-associated contamination or an effect of transfusion in suppressing the immune system might contribute, it was also recognised438 that one means by which to account for this would be that ‘normal blood’, and in particular its erythrocyte components, might also contain infectious agents that might be able to grow post-transfusion. Indeed, these authors found438 that under anaerobic conditions a small number of colony-forming units (ca 4–5.mL-1) could be recovered by direct plating from fully 62% of blood units, with ‘controls’ producing an average of just 1 cfu.mL-1. More of the bacteria were associated with red blood cells than with plasma, and rDNA was used to identify them. These data are entirely consistent with the idea that dormant bacteria are present in the blood of even ‘normal’ individuals (note that periodontitis was not a criterion for donor exclusion here438), that they are probably lurking in or on erythrocytes448,449, and that they can be resuscitated and grow under the correct conditions.

Evidence for a microbial component in a very large variety of ‘non-communicable’ diseases

We have surveyed the literature for evidence in which a microbial component has indeed been observed to be an accompaniment of, and probably a major contributory factor to, a variety of (typically inflammatory) diseases that are normally considered ‘non-communicable’. Rarely has the physiological state of these microbes been considered, but since it would be obvious if they were growing, it is most likely that they are indeed dormant. Table 3 summarises these highly extensive associations. While some are just associations, and we could have extended this table considerably, some studies (e.g. 450) contain very detailed aetiological arguments that leave little room for doubt. Overall, the sheer size of the Table does strongly indicate the commonality of many of the microbially based mechanisms underpinning or accompanying various autoimmune and inflammatory diseases. In conditions such as atherosclerosis, transient ischemic attacks (TIAs), and stroke, it is very easy to conceive how resuscitating bacteria might serve to block the flow of blood, for instance. At all events, our main point here is that the evidence for a microbial contribution to many diseases supposedly lacking a microbial component is both multi-factorial and very considerable. Indeed, the purpose of a synthetic review such as this is to provide such pointers for more detailed studies in individual cases. Our specific interest is with the chief mechanisms by which these supposedly dormant bacteria might resuscitate and act as triggers of disease.

Table 3. Evidence for infectious agents in non-communicable diseases.

We purposely largely confine ourselves to bacteria here, but include the occasional parasite, fungus, mycoplasma and virus. While obesity is usually seen as a cause of other diseases, rather than a disease itself, we note the influence of endotoxaemia on obesity451456. We note too the extensive evidence for the role of LPS in inflammation457459, and the experimental models (e.g. for Parkinson’s460) where it can induce disease directly. We do not much discuss diseases such as Crohn’s disease where the extensive uncertainty over the extent of involvement of mycobacteria (e.g. 461463) needs no extra rehearsal (albeit it serves to illustrate the difficulties of identifying the role of hard-to-cultivate bacteria in chronic diseases). Further, while similar phenomena may be observed in a variety of cancers (e.g. 464469), for reasons of space we have determined that this must be the subject of a separate work.

DiseaseEffect of bacterial
involvement
Class of bacteriaNature of the evidenceSelected
References
AUTOIMMUNE DISEASES
Ankylosing spondylitisKlebsiella pneumoniaeAntibodies470473
Multiple sclerosisBlood brain barrier permeability
and oligodendrocyte cell
death in the absence of an
adaptive immune filtrate
correlate with the mechanistic
action of Epsilon toxin (ETX).
Clostridium perfringens type B,
an epsilon toxin-secreting bacillus
Immunoreactivity to ETX, fecal
culture and PCR analysis,
lysogenic bacteriophage
footprint analysis (to exclude
the possibility of laboratory
contamination), sequencing of
the patient-derived ETX gene
474
Chlamydia (Chlamydophila)
pneumoniae
PCR, Serology475481
Rheumatoid arthritis
(RA)/osteoarthritis/
reactive arthritis
Mostly antigens against these
infections
Porphyromonas gingivalisAnaerobic cultures (from
subgingival samples), PCR,
ELISA
482486
Proteus mirabilis, Escherichia coliELISA and other evidence450,487495
Epstein-Barr virus cytomegalovirusPCR, ELISA, in situ hybridization,
immunohistochemistry
496499
Mycoplasma (arthritidis mitogen,
hominis and fermentans)
PCR, Western Blot500502
Staphylococcus aureusMicrobiology reports from
patient records
503,504
Salmonella
Shigella
Yersinia
Campylobacter
Clostridium difficile
505
Propionibacterium acnesCulture506
Unusual case of inflammatory
monoarthritis and subsequent
diagnosis of RA
Chlamydia trachomatisTissue culture inoculation
Role of antibiotics
507
508
Systemic Lupus
Erythematosus
Cell wall-deficient formMicroscopy509
Hypocomplementaemia and
infection with encapsulated
bacteria; patients are very
susceptible to infections
Streptococcus pneumonia,
Haemophilus influenza,
Mycobacterium tuberculosis,
Listeria monocytogenes,
Klebsiella pneumonia,
Staphylococcus aureus;
Cryptococcus neoformans,
Aspergillus fumigatus
Blood & tissue culture, patient
records
510514
VasculitisVarious reviewsPossibly mainly viral, but bacteria
include Staphylococcus aureus,
Treponema pallidum,
Rickettsiaceae, Borrelia
burgdorferi, M. tuberculosis.
515521
CARDIOVASCULAR DISEASES365,522,523
AtherosclerosisAggregatibacter
actinomycetemcomitans
524
Chlamydia (Chlamydophila)
pneumoniae
Antibiotics, Antigens, PCR525529
Helicobacter cinaedi530
Helicobacter pylori527
Porphyromonas gingivalisPCR531536
Prevotella intermediaPCR532
Streptococcus pneumoniaeInoculated animals537
Toxoplasma gondii538
Treponema denticolaPCR532
EndocarditisMany cell-wall-deficient formsMicroscopy
PCR
539
See Table 2
Benefit of antibiotic prophylaxis540
Hereditary
haemochromatosis
Chryseomonas, Veillonella,
Streptococcus
qPCR541
Gemella haemolysansBlood culture (Gram stain,
catalase activity and
biochemical characteristics)
542
Listeria monocytogenes543,544
Plesiomonas shigelloidesBlood culture; API20E system545
Vibrio vulnificus546,547
Vibrio choleraeBlood culture; PASCO and
API20E
548
Yersinia enterocoliticaMicrobial cultures, serotype
O:3, serotype 9
549552
Yersinia pseudotuberculosisMobility test and API553,554
HypertensionStrong positive association
between periodontal infection
and prevalent hypertension
Periodontal infection with
A. actinomycetemcomitans,
P. gingivalis, T. forsythia, and
T. denticola
DNA-DNA hybridization555,556
Myocardial infarctionAssociation between dental
chronic inflammatory diseases
and the occurrence of acute
myocardial infarction was
studied
Chronic dental infection
correlated positively with MI
557559
Correlation between infection
and MI
Chlamydia pneumoniae,
Helicobacter pylori
ELISA to IgG; anti-infectives560,561
Association studyEnterobacteria & influenza-like
illness
Immunohistochemistry562
Virus infections fall outside
the scope of this review, but
the relevance of this study
necessitates mentioning this
here
Influenza was associated with an
increase in MI-associated deaths
Poissonian regression models
to study the relationship
between influenza and MI
563
In mice – microlesions in
myocardium as a result of
pneumolysin toxin
Streptococcus pneumoniaeImmunofluorescence imaging564
Stroke565574
84 different species detected in
77 patients
575,576
Community-acquired bacteremiaPopulation-based cohort study577
Observational cross-sectional
study
Bacterial endocarditis
(Organisms found included
S. pneumoniae, N. meningitides
and other)
Culture of cerebrospinal fluid578
Borrelia burgdorferiELISA579
TIABrucella spp.Brucella agglutination and
Coombs’ tests in blood
580
Chlamydia pneumoniaeSerology581583
Haemophilus influenzaeMultivariate time series
analysis to assess an
association between
infections and stroke using the
established ‘3h-algorithm’
584
Mycobacterium tuberculosisCox proportional hazard
regressions
585
Mycoplasma pneumoniaeAssociation between MP
infection and risk of ischemic
stroke; ELISA; serology
586588
Neisseria meningitidisLatex agglutination test and
counterimmunoelectrophoresis
589
Staphylococcus aureusProspective observational
cohort study; retrospective
review;
590,591
Streptococcus bovisBlood culture592
Streptococcus mutansPCR593
Streptococcus pneumoniaCox proportional hazard model594
Streptococcus viridansBlood culture595
Neurosyphillis also presentTreponema pallidumSerology and Treponema
pallidum haem agglutination
test; rapid plasma reagin test,
and fluorescent treponemal
antibody-absorption test
596,597
Vascular disease
(aneurysmal
and lesions and
atherosclerotic
plaques)
Numerous ‘uncultivable’ bacterial
species found in atheromas
598
DERMATOLOGICAL DISEASES
PsoriasisStreptococcus haemolyticus
group A, Staphylococcus
aureus, Haemophilus influenzae,
Klebsiella oxytoca, Moraxella
catarrhalis, Escherichia coli
Culture from nasal/pharyngeal
swab
599
Escherichia coli600
Streptococcus pyogenes,
Staphylococcus aureus
601603
ENDOCRINE DISEASES
Diabetes604,605
BloodPseudomonads,
Stenotrophomonas maltophilia
and Ps. aeruginoas
PCR and antibodies606
Type 1Urinary tract infectionE. coli, Candida albicans,
enterovirus
Urine and blood culture607609
Various proteobacteriaPCR610
Decreased bacteroidetes611
Type 2Systemic antibiotics improved
diabetes control
Measured as a reduction
in glycated hemoglobin
or reduction in insulin
requirements
612
Many Gram-positivesqPCR613
NEUROLOGICAL DISORDERS614616
Alzheimer’s Disease617,618
LPS will activate innate
immune system in CNS and
initiate pro-inflammatory
cascades.
Porphyromonas gingivalisImmunolabeling and
immunoblotting of brain tissue
for the presence of LPS from
P. gingivalis
619
Chlamydia pneumoniaeImmunohistochemistry,
Statistical correlation of a
meta-analysis
620633
Spirochetal bacteria
Helicobacter pyloriHistology, direct experiment634636
Actinomyces naeslundiiAntibodies637
Amyotrophic Lateral
Sclerosis
Mycoplasma infections
(M. fermentas, M. genitalium,
M. penetrans, M. fermentans,
M. hominis, M. pneumoniae),
Chlamydia pneumoniae, Borrelia
burgdorferi
PCR, serology, microscopic observation416,638640
Autism spectrum
disorders
Mycoplasmal infections
(M. fermentas, M. genitalium,
M. penetrans, M. fermentans,
M. hominis, M. pneumonia)
PCR641
Chlamydia pneumoniae
(co-infection with mycoplasma
and human herpes virus-6), or
wall-less bacteria
PCR642,643
Maternal viral infection in first
trimester and maternal bacterial
infection in second trimester were
found to be associated with ASD
Cox proportional hazards
regression
644
Chronic depressionNumerous Gram-negatives
from gut, e.g. Hafnia alvei,
Pseudomonas aeruginosa,
Morganella morganii,
Pseudomonas putida, Citrobacter
koseri, Klebsiella pneumoniae
645
Parkinson’s DiseaseHelicobacter pylori13C urea breath test, odd ratios
for the association between
treatment for HP and risk of PD
using logistic regression
646649
Toxoplasma gondiiSerology, ELISA650
Helicobacter suisDNA evidence651
SchizophreniaA correlation between contact
with house cats in early life
and the development of
schizophrenia exist
Toxoplasma gondii and Herpes
simplex virus type 2
652656
Prenatal exposure to bacterial
infection in the first trimester
increased risk of schizophrenia in
the offspring
Prospective association study657
Chlamydia trachomatisantibodies658,659
RESPIRATORY DISEASES
AsthmaReview660
Branhamella catarrhalis,
Haemophilus influenzae,
Streptococcus pneumonia
661
Increased mast cell numbers
in airways
Atypical bacteria
Mycoplasma pneumoniae and
Chlamydia pneumoniae
662
A significant association
exists between bacterial
infections and acute wheezy
episodes in young children,
independent of viral infection
Streptococcus pneumoniae,
Haemophilus influenzae,
Moraxella catarrhalis
663,664
Lower airway infectionHaemophilus influenzae,
Streptococcus pneumoniae
665
Chronic Obstructive
Pulmonary Disease
(COPD)
Haemophilus influenzae,
Streptococcus pneumoniae,
Moraxella catarrhalis,
Staphylococcus aureus,
Pseudomonas aeruginosa,
Enterobacter spp.
666668
OTHER INFLAMMATORY CONDITIONS
PreeclampsiaAcute atherosisTannerella forsythensis,
Porphyromonas gingivalis,
Actinobacillus
actinomycetemcomitans,
Prevotella intermedia,
Fusobacterium nucleatum
Treponema denticola
PCR669
Significantly lowered risk
following antibiotic treatment
670
Significant association with
periodontal disease and UTI
45,671674
Chlamydia pneumoniaELISA and qPCR of genomic
DNA
675 (but cf.
676)
Chlamydia trachomatisSerology677
Helicobacter pyloriSerology678,679
Chronic fatigue
syndrome
LPS a culpritHafnia alvei, Pseudomonas
aeruginosa, Morganella morganii,
Proteus mirabilis, Pseudomonas
putida, Citrobacter koseri,
Klebsiella pneumoniae
Serology680683
Mycoplasmal infections
(M. pneumonia, M. fermentans,
M. honinis, M. penetrans),
Chlamydia pneumonia, Human
herpes virus-6
PCR684
Various enterbacteria and othersIgG685
Vitamin D receptor
(VDR) dysregulation
Evade immune destruction
by invading nucleated cells
where they persist in the
cytoplasm. From here they
down-regulated the VDR
Cell wall deficient bacteria686
Multiple organisms, including
mycrobacteria, Borrelia.
685
Antiphospholipid
syndrome
S. aureus cross-reacting
antibodies
687
Various viral and bacterial
triggers
688690
ToxoplasmaAnti-Toxoplasma antibodies691
Sudden Infant Death
Syndrome
ReviewS. aureus most commonSeasonality, bacteriology692694
Inflammatory markers695,696
Toxaemic shock indicators in
serum
697,698
Other Inflammatory
Bowel Diseases
Many examples of dysbiosis
of gut microbiota
699707
SarcoidosisP. acnes antibodies and
antigens
708710
MigraineH. pylori711,712

Relation between iron dysregulation, sepsis and other comorbidities

Many of the diseases in Table 3 are precisely those inflammatory diseases that we have listed before as coupled to iron dysregulation167,168,429,432,713. A consequence of our analysis is that iron dysregulation and sepsis (as judged either by genuine infection by culturable bacteria or their inflammatory products such as LPS) should be associated causally with these various other diseases.

This leads to a variety of predictions and postdictions that we rehearse. A purposely simple (and simplistic) indication of a plausible chain of events (for which each step is underpinned by substantial evidence) is given in Figure 9, both in general terms (for unspecified diseases) and for a couple of steps to type 2 diabetes. Figure 9 aims specifically to highlight the relationship between the ability of available iron to stimulate bacterial growth and the potential disease sequelae thereof.

809aaaba-4368-422a-84f5-b21f2a8fd7ad_figure9.gif

Figure 9. An elementary systems biology model of how iron dysregulation can stimulate dormant bacterial growth that can in turn lead to antigen production (e.g. of LPS) that can then trigger inflammation leading to cell death168 and to a variety of diseases.

While it is recognised that this simple diagram is very far from capturing the richness of these phenomena, there is abundant evidence for each of these steps, but sample references for the numbered interactions are (1)828831 (especially including the release of free iron from ferritin432), (2)832834, (3)268,453,455,835842, (4)456,713,843846, (5)167,168,432 (6)847,848, (7)849855 (8)856 (9)857859 (10)860,861.

Iron and sepsis

First of all, it is well established that free iron may be raised in sepsis and related conditions714722, as may serum ferritin723727 (that has mainly dumped its iron432). We have here argued that this is likely to be a significant contributor to the relationship between overt or cryptic infection and the many iron-related inflammatory diseases discussed here and elsewhere167,168,432,713. Note that patients suffering from iron overload diseases such as hereditary haemochromatosis are especially susceptible to infection (see e.g. 728730 and Table 3). Certainly the idea that iron-related metabolism and siderophores are virulence factors (e.g. 731743) is established unequivocally. In many diseases (e.g. lupus744,745 or type 1 diabetes746) it is considered that patients with the disease are more prone to sepsis, but we suggest here that (as with stroke561,565,566,568570,747755) it may more likely be the converse that is truer: patients suffering from latent infections are in fact more prone to acquiring, having, or exacerbating the state of these other conditions, in a vicious cycle (see Figure 9).

Role of iron chelation in preventing sepsis

This was discussed at considerable length previously168, and that discussion is not repeated here (though a few more recent and pertinent references include756759). However, while (shockingly, given the evidence) it does not even appear in the guidelines760, there is considerable evidence168 that iron chelation slows, inhibits or overcomes sepsis. On this basis, iron chelation may be a suitable alternative to antibiotics in preventing multiple inflammatory diseases (and such chelation may be nutritional rather than pharmacological in nature, e.g. 167). However, it is clear that we also need to learn to kill ‘dormant’ bacteria, and this usually requires that they are growing.

Utility of antibiotics in treating non-communicable diseases

It is well established that the re-use of protein motifs in natural (and directed761) evolution means that most drugs, especially the more lipophilic ones, are promiscuous in the sense that they bind to multiple targets177,762 (on average six known ones for marketed drugs763). This said (and while we are very far from wishing to encourage the unnecessary use of antibiotics), the prediction here is that appropriate antibiotics will prove to have clinical benefit in diseases commonly seen as non-communicable. This is certainly known to be the case for a number of autoimmune diseases764 such as rheumatoid arthritis765770, multiple sclerosis771777 and psoriasis778780. Vaccination may prove equally effective781,782.

Concluding comments: on the systems properties of dormancy and virulence

We have here brought together some of the relevant elements of environmental, laboratory, and clinical microbiology. We have argued that while their languages may differ (e.g. ‘dormancy’ vs ‘persistence’), very similar phenomena have been observed in each of these spheres (plausibly underlying a commonality of mechanism). Certainly the ability to culture microbes, and not merely to observe them (whether microscopically or via their macromolecular sequences or chemical products), remains an important goal of basic microbiology. This is likely to have significant payoffs in bioprospecting (e.g. 163,783). However, we are sure that improved methods of detecting and identifying these dormant bacteria, whether this is done via chemical imaging, through macromolecular amplification and/or sequencing, or through resuscitation and culturing, will have a major role to play in increasing the awareness of their existence and importance.

Clearly dormant, persistent bacteria are likely to be relatively avirulent when they are in such dormant states, and able to bypass the attentions of the innate immune system (albeit the production of superantigens by at least some microorganisms784,785 may be what triggers autoimmune diseases). This ‘stealth’ antigenicity is probably why they have been largely unnoticed by us too786, and their routine estimation via molecular methods787 seems highly desirable. Indeed, virulence varies widely between individual strains (e.g. 788,789). Modern molecular microbiology places much emphasis on the virulence of the pathogen, with concepts such as ‘pathogenicity islands’790795, ‘virulence genes’796,797, and the ‘virulome’798 being commonplace. However, if dormant microbes resuscitate (or are to be resuscitated) in vivo we shall need to pay much more attention to the environmental triggers that cause this to happen than we probably have so far799 (given that the pathogen genotype is fixed800,801). In other words, virulence, like dormancy, is a phenotypic as well as a genotypic property. We remain largely ignorant of the means by which an optimal immune system has been selected for (or against) by longer-term evolution on the basis of microbial exposures in early life, and how this may have changed with more recent changes in human lifestyle802805. Nor do we understand how such microbes might enter and exit blood cells (and see 50,330,806810) (albeit the known endosymbiotic origins811,812 of eukaryotic organelles must have presaged such mechanisms). Similarly, we do not yet know what may cause these dormant microbes to resuscitate (and/or to exit their intracellular niches). However, the potential for iron-associated replication and (e.g.) LPS production and shedding does provide a very straightforward explanation for the continuing low- or medium-grade inflammation characteristic of the many inflammatory diseases we have considered here and elsewhere167,168,429,432,713 (Figure 9).

One approach to Science is based on varying independently something considered a cause and observing its predicted effects (e.g. 178,813,814). To assess causality in microbiology it is usual (e.g. 792,815817) to invoke what are (variously818) referred to the Henle-Koch or Koch’s postulates. These are based on the nature and presence, but not the physiological state, of an agent that might be believed to ‘cause’ (or at least contribute to) an infectious disease. Consequently, dormancy poses something of a challenge to the full completion of the required tests. Indeed a number of authors417,792,818821 have recognised that these tests may need revision in the light of the ability to identify disease-causing microbes by sequence alone. We suspect that a key element here will be the ability to resuscitate dormant organisms in vivo and to see the effects of that on clinical disease.

As phrased by Silvers822, “Several of our contributors showed how discoveries and insights could emerge with what seemed great promise, and yet be pushed aside, discarded, and forgotten – only to re-emerge once again, sometimes many years later, and become, in their new formulation, accepted as important”. In this sense, and as presaged in the opening quotation1, it seems that ideas, as well as bacteria, can remain dormant for extended periods823,824.

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Kell D, Potgieter M and Pretorius E. Individuality, phenotypic differentiation, dormancy and ‘persistence’ in culturable bacterial systems: commonalities shared by environmental, laboratory, and clinical microbiology [version 1; peer review: 1 approved, 1 approved with reservations]. F1000Research 2015, 4:179 (https://doi.org/10.12688/f1000research.6709.1)
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Reviewer Report 11 Aug 2015
Vanya Gant, Department of Medical Microbiology, University College London Hospitals NHS Foundation Trust, London, UK 
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I review Kell et al’s review relating to individuality, phenotypic differentiation, dormancy and “persistence” as a clinical microbiologist, infectious diseases doctor, with an interest in developing and assessing the impact of rapid sequence-based molecular blood and lung diagnostics in the ... Continue reading
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  • Author Response 07 Sep 2015
    Douglas Kell, School of Chemistry and The Manchester Institute of Biotechnology, The University of Manchester, Manchester, M1 7DN, UK
    07 Sep 2015
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    Douglas Kell, School of Chemistry and The Manchester Institute of Biotechnology, The University of Manchester, Manchester, M1 7DN, UK
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Michael R Barer, Department of Infection, Immunity and Inflammation, University of Leicester, Leicester, UK 
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Kell, Potgieter and Pretorius present a stimulating and argumentative review ranging from the interrelationships between the culturablilty of bacteria and their viability and any links these descriptions may have to defined physiological states, through a discussion of environmental bacteria and ... Continue reading
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Barer MR. Reviewer Report For: Individuality, phenotypic differentiation, dormancy and ‘persistence’ in culturable bacterial systems: commonalities shared by environmental, laboratory, and clinical microbiology [version 1; peer review: 1 approved, 1 approved with reservations]. F1000Research 2015, 4:179 (https://doi.org/10.5256/f1000research.7206.r9602)
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  • Author Response 07 Sep 2015
    Douglas Kell, School of Chemistry and The Manchester Institute of Biotechnology, The University of Manchester, Manchester, M1 7DN, UK
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    • "Kell, Potgieter and Pretorius present a stimulating and argumentative review ranging from the interrelationships between the culturablilty of bacteria and their viability and any links these descriptions may have to
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  • Author Response 07 Sep 2015
    Douglas Kell, School of Chemistry and The Manchester Institute of Biotechnology, The University of Manchester, Manchester, M1 7DN, UK
    07 Sep 2015
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    • "Kell, Potgieter and Pretorius present a stimulating and argumentative review ranging from the interrelationships between the culturablilty of bacteria and their viability and any links these descriptions may have to
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Not approved - fundamental flaws in the paper seriously undermine the findings and conclusions
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