Keywords
tuberculosis, drug sensitive, treatment outcomes, patient predictors, HIV, HIV-TB coinfection, Ukraine, Eastern Europe
tuberculosis, drug sensitive, treatment outcomes, patient predictors, HIV, HIV-TB coinfection, Ukraine, Eastern Europe
Tuberculosis (TB) control remains challenging worldwide, with approximately 10.4 million new cases diagnosed and 1.8 million TB deaths in 20151. Although incidence rates have declined in parts of Eastern Europe, TB continues to be a significant public health problem in many former Soviet Union countries including Ukraine, which currently has the second highest burden of multi-drug resistant TB (MDR-TB) in the WHO European Region after Russia1. National TB control measures in Ukraine include annual screening with chest radiographs for at risk groups i.e. immunosuppressed patients, diabetics, homeless patients, migrants, incarcerated individuals, and all medical staff in primary healthcare facilities2. In addition, surveillance for resistant TB includes routine drug susceptibility testing (DST) for all culture positive isolates; and in 2007 the country adopted WHO recommended directly observed therapy short course (DOTS). However, despite these efforts, Ukraine’s National TB Program (UNTP) still has low treatment success rates. According to the most recent WHO data available for new smear and/or culture positive TB cases in Ukraine, the treatment success rate among these cases was 58% in 2011 in contrast to a global success rate of 83%3.
TB treatment outcomes vary depending on the distribution of risk factors within a treatment cohort, as well as on the quality and nature of TB health services. Patient-related predictors of poor outcome among patients with drug-sensitive TB (DSTB) include HIV, diabetes mellitus (DM), alcohol or substance use, and homelessness4–10. Health system factors that influence TB outcomes include ease of access to services, diagnostic capabilities, drug availability, social support for patients, and collaboration of TB/HIV services11,12. Currently, no published research addresses predictors of poor DSTB outcomes in the context of the UNTP, despite the frequency of this outcome. Here, we used routinely collected program data in the Kyiv Oblast of Ukraine to examine the association between baseline patient risk factors and DSTB treatment outcomes. These findings can help develop targeted interventions to address patient populations at the greatest risk of poor outcomes.
The study was approved by the Institutional Review Board at The Miriam Hospital, Lifespan, Providence; RI (215014 45CFR 46.110[5]) and the Research Ethics Committee at Bogomolets Medical University in Kyiv, Ukraine. Informed consent was not required because the data were analyzed anonymously, and written informed consent was waived by the Institutional Review Boards.
We conducted a retrospective chart review to identify baseline risk factors for poor treatment outcomes among drug-sensitive pulmonary TB patients in the Kyiv Oblast of Ukraine, where the notification rate for new pulmonary TB in 2014 was approximately 62 per 100 000 persons. TB diagnosis and management in Kyiv Oblast is provided free of charge and according to Ukraine’s NTP2. National guidelines specify that all TB suspects undergo sputum smear microscopy and culture, molecular testing with Xpert® MTB/RIF and chest X-ray to confirm diagnosis. TB suspects include patients evaluated in primary care settings with complaints of cough, fever, night sweats, weight loss, chest pain, and dyspnea or patients that providers consider at risk for TB based on clinical history. General practitioners then refer suspects to TB specialists for diagnosis and further management. The 2014 UNTP specify the following: baseline susceptibility testing to rifampin (R), isoniazid (H), ethambutol (E), pyrazinamide (Z) and streptomycin (S) on all culture positive TB isolates; baseline screening for pre-specified risk factors including alcohol abuse, intravenous drug use (IVDU), and homelessness (notably, screening for alcohol and substance use relies on patient self-report); baseline HIV testing and provision of anti-retroviral therapy (ART) to those that are positive as soon as possible after initiation of TB treatment; and repeat DST among DSTB patients who are culture positive at three months or at the end of treatment. In Kyiv Oblast, treatment for alcohol or substance abuse is not provided for patients during TB treatment.
UNTP guidelines also specify that DSTB patients receive treatment with two months of RHZE and four months of RH. The previous UNTP guidelines specified inpatient treatment during the intensive phase in specialized TB hospitals, while the subsequent continuation phase occurs in an ambulatory setting. Dedicated adult TB hospitals exist in each administrative region of Ukraine where patients receive testing and treatment. Although latest national guidelines in 2014 now recommend outpatient management of DSTB2, many regions in Ukraine, including Kyiv Oblast, have yet to implement this practice and continue to hospitalize patients during the intensive phase.
For newly diagnosed patients with HIV, ART is initiated during hospitalization and after discharge, HIV-related care occurs at HIV programs that are distinct from the TB clinics, which provide outpatient TB care. Standard ART regimen for co-infected patients include Tenofovir, Lamivudine, and Efavirenz. In Kyiv Oblast, outpatients may receive daily directly observed therapy or receive a supply of medication at 7 – 10 day intervals. Clinicians can continue the inpatient care of individuals at high risk for default (e.g. homeless patients) for the entire treatment duration, although compliance is not enforced; and patients are free to leave the hospital any time. UNTP guidelines also recommend follow up for DSTB patients at yearly intervals for three years after treatment completion.
We analyzed routinely collected clinical and programmatic data from the three TB hospitals in Kyiv Oblast, which together admit approximately 1100 patients annually for pulmonary TB. We included all adult patients (≥ 16 years) treated for newly diagnosed drug-sensitive pulmonary TB between November 2012 and October 2014. We excluded patients who did not yet have a treatment outcome assigned because they were undergoing the initial course of TB treatment at the time of data extraction in November 2014, and those with previous TB history.
We extracted the following information routinely collected by the TB program in an electronic database: age, gender, residence, employment status, history of TB contact, homelessness, immigration status, previous incarceration, HIV status with ART initiation dates, history of alcohol abuse and intravenous (IV) drug use, as well as mode of case finding (active or passive); passive TB case finding refers to the diagnosis of TB among patients who self-initiate contact with healthcare providers for management of TB symptoms. We also recorded baseline sputum smear, culture and DST results. The NTP provides standardized paper forms used by TB providers to record all baseline demographic and clinical information for routine program monitoring. In Kyiv Oblast TB hospitals, all data are subsequently entered in an electronic database by the statistics department.
Treatment outcomes for DSTB are classified in Kyiv Oblast according to WHO guidelines13. Good treatment outcomes include cure and treatment completion, while poor outcomes include deaths, default and treatment failure. The WHO considers a DSTB patient cured if he or she remains smear or culture negative in the last month of treatment and on at least one previous occasion. A patient is considered to have completed treatment if he or she has received a full course of therapy but has not received smear or culture in the last month of treatment. Any deaths during TB treatment are considered TB related. A patient is considered to have defaulted if he or she interrupts treatment for two or more consecutive months. Patients who remain smear or culture positive at month 5 or later during treatment are considered treatment failures; and in Kyiv Oblast patients who acquire resistance are also categorized as treatment failures. The exact dates of treatment outcomes or last follow up visits were not captured in the database.
We analyzed only patients with confirmed drug sensitive pulmonary TB, and we excluded from the analysis patients who transferred out or had missing outcomes. We did not follow up with patients in the community to ascertain treatment outcome among those with missing data on final outcome. We compared categorical variables with Fisher’s exact test and continuous variables with the Wilcoxon rank sum test. We performed univariate and multivariate logistic regression analyses to identify baseline predictors of combined poor treatment outcomes. For the multivariate model, we included baseline variables previously known to be associated with poor outcomes (age, sex, HIV, alcohol abuse, homelessness) and any variable associated with poor outcomes at p value less than 0.2 in the univariate analysis. We further evaluated baseline predictors for the outcomes of death and treatment failure separately. We used complete case analysis in the regression models. We used the regression coefficients specified by the final multivariate model to predict probability of combined poor outcomes. Data were analyzed using SAS v9.4 (SAS Institute, Cary, NC 2013).
We identified 561 patients treated for new DSTB between November 2012 and October 2014. Among them, we excluded 99 (17.6%) patients who did not yet have a treatment outcome because they were still undergoing TB treatment at the time of analysis (Figure 1). Table 1 lists baseline characteristics of the remaining 462 patients; among them, 122 (26.4%) patients had no drug susceptibility testing performed. 340 patients (73.6%) had a baseline DST to confirm drug sensitive pulmonary TB, and 181 (39.2%) underwent Xpert/Rif testing at baseline. 75 (16.2%) patients tested HIV positive, while HIV status was not recorded for 8 (1.7%) patients. Among the HIV positive patients, 34 (45.3%) were initiated on ART during TB treatment. Median time to ART initiation from TB treatment start date was 43.5 days (IQR 34.0 – 59.5).
IQR: Interquartile Range.
N (%) or median (IQR) | |
---|---|
Age | 40.0 (33.0 – 52.0) |
Male | 351 (76.0) |
HIV status | |
Negative | 379 (82.0) |
Positive | 75 (16.2) |
Unknown | 8 (1.7) |
Initiated on ART among HIV positive | 34 (45.3) |
Median days to ART initiation | 43.5 (34.0 – 59.5) |
Rural residencea | 246 (58.9) |
Alcohol abuse | 69 (14.9) |
Intravenous drug use (IVDU) | 6 (1.3) |
Known TB contact at diagnosis | 4 (0.9) |
Homeless | 11 (2.4) |
Unemployed | 256 (55.4) |
Migrant from outside Kyiv Oblast | 1 (0.2) |
Previous Incarceration | 7 (1.5) |
Passive Case findingb | 377 (81.9) |
Smear Positive at baselinec | 242 (52.6) |
Have baseline Drug Susceptibility Test (DST) result | 340 (73.6) |
Have baseline Xpert/RIF Result | 181 (39.2) |
Of the 340 patients with DST results, 38 (11.2%) had missing outcome data. Among the remaining 302 patients, 104 (34.4%) experienced treatment cure and 89 (29.5%) completed treatment, while 39 (12.9%) failed treatment, 34 (11.3%) died, 30 (9.9%) defaulted, and 6 (2.0%) transferred out.
In the univariate analysis, significant baseline predictors of poor treatment outcomes included alcohol abuse (OR 1.95; 95% CI 1.05 - 3.61; p 0.03), and smear positive disease (OR 1.70; 95% CI 1.04 - 2.75; p 0.03) (Table 2). Compared to HIV negative, HIV patients were also at increased risk of poor outcomes; those who were not initiated on ART were four times as likely to experience poor outcomes (OR 4.07; 95% CI 1.45 – 11.39; p 0.01), while patients on ART were more than twice as likely to have a poor treatment outcome (OR 2.58; 95% CI 1.14 – 5.85; p 0.02). Homeless patients were also at increased risk of poor outcomes, although this association was not significant at the .05 level (OR 7.76; 95% CI 0.86 – 70.32). Unemployment (OR 1.59; 95% CI 0.97 – 2.61; p 0.06) and passive case finding (OR 1.78; 95% CI 0.94 – 3.39; p 0.07) also conferred borderline significantly increased risk of poor treatment outcomes in the univariate analysis. Time to ART initiation was not associated with poor outcomes (OR 1.02; 95% CI 0.98 – 1.06; p 0.33) (Table 2).
OR: Odds Ratio.
Univariate Model (N = 296)a | Multivariate Model (N = 292) | |||
---|---|---|---|---|
OR (95% CI) | p value | Adjusted Odds Ratiob (95% CI) | p value | |
Age | 1.01 (0.99 – 1.02) | 0.48 | 1.01 (0.99 – 1.03) | 0.18 |
Male | 1.12 (0.63 – 1.99) | 0.70 | 1.24 (0.66 – 2.34) | 0.50 |
HIV negativec | Ref | Ref | ||
HIV positive with ART | 2.58 (1.14 – 5.85) | 0.02 | 3.50 (1.46 – 8.42) | 0.005 |
HIV positive without ART | 4.07 (1.45 – 11.39) | 0.01 | 4.12 (1.36 – 12.43) | 0.01 |
Time to ART initiationd | 1.02 (0.98 – 1.06) | 0.33 | NA | |
Alcohol abuse | 1.95 (1.05 – 3.61) | 0.03 | 1.81 (0.93 – 3.55) | 0.08 |
Homeless | 7.76 (0.86 – 70.32) | 0.07 | 6.38 (0.69 – 59.40) | 0.10 |
Smear positivec | 1.70 (1.04 – 2.75) | 0.03 | 1.75 (1.03 – 2.97) | 0.04 |
Rurale | 1.23 (0.73 – 2.07) | 0.42 | NA | |
Unemployed | 1.59 (0.97 – 2.61) | 0.06 | 1.26 (0.72 – 2.20) | 0.43 |
TB contact | 5.76 (0.59 – 56.05) | 0.13 | NAf | |
Passive case finding | 1.78 (0.94 – 3.39) | 0.07 | 1.18 (0.60 – 2.35) | 0.63 |
a Patients with confirmed drug sensitive TB and outcomes of cure, completion, death, treatment failure and default.
b Adjusted for age, gender, HIV, alcohol abuse, homelessness, baseline smear status, unemployment and passive case finding.
c N = 294
d N = 26
e N = 269
f Excluded from multivariate analysis because only 4 patients had known TB contact.
When we adjusted for other risk factors, we found that smear positivity (OR 1.75; 95% CI 1.03 - 2.97; p 0.04) and HIV positivity (on ART [OR 3.50; 95% CI 1.46 – 8.42; p 0.005] and without ART [OR 4.12; 95% CI 1.36 – 12.43; p 0.01]) all remained significant predictors of poor outcome. Patients with alcohol abuse also had a modest increase in risk of poor outcomes (OR 1.81; 95% CI 0.93 – 3.55; p 0.08) and the odds of poor outcomes among the homeless continued to be high but not statistically significant at 6.38 (95% CI 0.69 – 59.40) (Table 2). Unemployment (OR 1.26; 95% CI 0.72 – 2.20; p 0.43) and passive case finding (OR 1.18; 95% CI 0.60 – 2.35; p 0.63) were no longer associated with increased risk of poor outcomes in the adjusted analysis (Table 2). Our multivariate model predicted that a 40-year-old male who is HIV positive but not on ART, with alcohol abuse and smear positive disease, has a 75.8% probability of poor treatment outcome.
When we separately evaluated risk factors for death during DSTB treatment, in the adjusted analysis, we found age (OR 1.03; 95% CI 1.00 – 1.06; p 0.03), HIV positivity (OR 4.21; 95% CI 1.44 – 12.30; p 0.01) and alcohol abuse (OR 2.54; 95% CI 1.00 – 6.42; p 0.05) were associated with statistically significant increased risk of death (Table 3). HIV positivity (OR 7.42; 95% CI 2.56 – 21.54; p < 0.001) and smear positive disease at baseline (OR 4.99; 95% CI 2.00 – 12.45; p 0.001) were the strongest predictors of DSTB treatment failure (Table 4).
OR: Odds Ratio.
Univariate Model (N = 227)a | Multivariate Model (N = 224) | |||
---|---|---|---|---|
OR (95% CI) | p value | Adjusted Odds Ratiob (95% CI) | p value | |
Age | 1.02 (1.00 – 1.05) | 0.05 | 1.03 (1.00 – 1.06) | 0.03 |
Male | 0.85 (0.37 – 1.94) | 0.69 | 1.05 (0.42 – 2.63) | 0.91 |
HIV positivec | 2.96 (1.17 – 7.49) | 0.02 | 4.21 (1.44 – 12.30) | 0.01 |
Alcohol abuse | 2.31 (0.97 – 5.50) | 0.06 | 2.54 (1.00 – 6.42) | 0.05 |
Homeless | 12.00 (1.06 – 136.23) | 0.05 | NAd | |
Smear positivee | 1.84 (0.88 – 3.85) | 0.11 | 1.80 (0.81 – 3.98) | 0.15 |
Ruralf | 1.35 (0.60 – 3.06) | 0.47 | NA | |
Unemployed | 1.38 (0.66 – 2.92) | 0.40 | NA | |
TB contact | 5.82 (0.36 – 95.42) | 0.22 | NA | |
Passive case finding | 10.03 (1.34 – 75.43) | 0.03 | 7.04 (0.91 – 54.15) | 0.06 |
OR: Odds Ratio.
Univariate Model (N = 232)a | Multivariate Model (N = 228) | |||
---|---|---|---|---|
OR (95% CI) | p value | Adjusted Odds Ratiob (95% CI) | p value | |
Age | 0.99 (0.97 – 1.02) | 0.47 | 0.99 (0.96 – 1.03) | 0.70 |
Male | 2.07 (0.76 – 5.60) | 0.15 | 2.27 (0.77 – 6.69) | 0.14 |
HIV positivec | 4.27 (1.85 – 9.85) | 0.001 | 7.42 (2.56 – 21.54) | <0.001 |
Alcohol abuse | 0.95 (0.34 – 2.63) | 0.91 | 0.90 (0.30 – 2.72) | 0.86 |
Homeless | 10.38 (0.92 – 117.41) | 0.06 | NAd | |
Smear positivec | 2.79 (1.33 – 5.85) | 0.01 | 4.99 (2.00 – 12.45) | 0.001 |
Rurale | 0.90 (0.43 – 1.88) | 0.78 | NA | |
Unemployed | 1.37 (0.68 – 2.77) | 0.38 | NA | |
TB contact | 10.38 (0.92 – 117.41) | 0.06 | NAd | |
Passive case finding | 2.07 (0.76 – 5.60) | 0.15 | 1.44 (0.50 – 4.13) | 0.50 |
a Patients with confirmed drug sensitive TB and outcomes of cure, completion and treatment failure.
b Adjusted for age, gender, HIV, alcohol abuse, baseline smear status, and passive case finding.
c N = 230
d Excluded from multivariate analysis because there were only 3 homeless patients and 3 patients with known TB contact.
e N = 211
We found that only 64% of patients treated for drug-sensitive TB in Kyiv Oblast achieved treatment cure or completion, and this is far below global treatment success rates of 83%1. We also identified alcohol abuse and HIV as patient determinants of failure, death or default in this setting. Our findings support the idea that TB control efforts in this setting should urgently prioritize interventions aimed at the patient populations identified as at risk.
We show that routinely collected baseline programmatic data in Ukraine’s NTP reasonably predicts patients at high risk of poor DSTB treatment outcome at the beginning of treatment. Notably, this routine program data did not include other known predictors of poor TB treatment outcomes (e.g. DM, smoking, socioeconomic status, and poor nutritional status)4,9,10,14–17, therefore, we could not evaluate relative contributions of these unmeasured patient factors. Furthermore, the UNTP does not employ validated screening tools for harmful alcohol or substance use but instead relies on patient self-report; stigma associated with alcohol abuse and IVDU likely limits patients’ willingness to accurately report this information. Hence, rates of reported alcohol and IVDU were likely underestimated. Studies from other settings have demonstrated that incorporating dedicated treatment for alcohol abuse within TB programs is feasible18 and access to treatment for substance use improves TB outcomes19,20. Nevertheless, despite the limitations of routine program data, our findings demonstrate that within the current operations of Ukraine’s TB program, there is sufficient data to identify patients who can be targeted for early intervention to mitigate their risk of poor outcome. Improved screening for additional co-morbidities will also help identify other populations at higher risk for poor TB outcomes in this setting.
It is also important to note that health system factors influence patient-predictors and limit treatment success rates among patients with and without known risk factors at baseline. Hence, TB control efforts in this setting should also address how the current TB care delivery system in Ukraine adversely affects treatment outcomes for all patients. For instance, while the TB program in Kyiv Oblast tested most patients for HIV, less than half of HIV/TB co-infected patients were initiated on ART. We do not have data on the specific reasons why many HIV-positive patients were not initiated on ART during TB treatment. Anecdotal reports indicate TB providers sometimes defer ART for patients with high CD4 counts despite national guidelines for ART initiation regardless of CD4 count. Even among those treated, ART did not significantly mitigate the risk of poor TB treatment outcomes. Timing of ART initiation also did not predict outcome. Health system factors such as quality of ART and inconsistent availability may explain these findings. Provision of ART to all HIV/TB patients, as recommended by the WHO21, will likely improve treatment success rates among co-infected patients. However, additional system interventions such as integrated HIV and TB care during the entire phase of TB treatment may also be required to sufficiently address the excess risk of poor TB outcomes among HIV patients in this setting.
Previous evaluations of Ukraine’s TB program have already enumerated specific health system factors that hamper successful treatment outcomes, including: unnecessarily prolonged hospital-based care; interruptions in drug supply; protocol deviations; limited social support for patients; and suboptimal infection prevention that increases nosocomial TB transmission22,23. Our findings have been presented to policy makers in Ukraine including during a National Round Table discussion in Kyiv (November 2015) in preparation for updates to UNTP guidelines, which will focus on scaling up ambulatory-based care, targeted interventions for populations at risk of poor outcomes and patient-oriented approaches to improve treatment adherence. New policy changes create the possibility of further analyzing health system contributions to poor outcomes, and assessing how systems improvements will influence success rates among patients with baseline increased risk of poor outcomes. Future research can also evaluate providers’ understanding of and compliance with guidelines.
We found extremely low rates of treatment cure and completion for new drug sensitive TB in the Kyiv Oblast of Ukraine. In addition to specific interventions targeted at vulnerable patients, there is also a need to address and mitigate the impact of health system factors on Ukraine’s TB treatment success rates.
Data have been de-identified for ethical, data protection and security reasons. Permission for use and publication of the anonymized data granted by the Institutional Review Board of Bogomolets Medical University.
Dataset 1. Data for patients analyzed in the retrospective cohort study. DOI, 10.5256/f1000research.12687.d17951324.
Funding support to OA was provided by the National Institute on Drug Abuse training grant T32 DA013911 and the NIH-NIMH grant R25MH83620.
The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
Views | Downloads | |
---|---|---|
F1000Research | - | - |
PubMed Central
Data from PMC are received and updated monthly.
|
- | - |
Is the work clearly and accurately presented and does it cite the current literature?
Yes
Is the study design appropriate and is the work technically sound?
Yes
Are sufficient details of methods and analysis provided to allow replication by others?
Yes
If applicable, is the statistical analysis and its interpretation appropriate?
Yes
Are all the source data underlying the results available to ensure full reproducibility?
Yes
Are the conclusions drawn adequately supported by the results?
Yes
Competing Interests: No competing interests were disclosed.
Is the work clearly and accurately presented and does it cite the current literature?
Partly
Is the study design appropriate and is the work technically sound?
Partly
Are sufficient details of methods and analysis provided to allow replication by others?
Yes
If applicable, is the statistical analysis and its interpretation appropriate?
Partly
Are all the source data underlying the results available to ensure full reproducibility?
Yes
Are the conclusions drawn adequately supported by the results?
Partly
Competing Interests: No competing interests were disclosed.
Alongside their report, reviewers assign a status to the article:
Invited Reviewers | |||
---|---|---|---|
1 | 2 | 3 | |
Version 3 (revision) 22 Nov 19 |
|||
Version 2 (revision) 13 Mar 18 |
read | read | |
Version 1 23 Oct 17 |
read | read |
Click here to access the data.
Spreadsheet data files may not format correctly if your computer is using different default delimiters (symbols used to separate values into separate cells) - a spreadsheet created in one region is sometimes misinterpreted by computers in other regions. You can change the regional settings on your computer so that the spreadsheet can be interpreted correctly.
Provide sufficient details of any financial or non-financial competing interests to enable users to assess whether your comments might lead a reasonable person to question your impartiality. Consider the following examples, but note that this is not an exhaustive list:
Sign up for content alerts and receive a weekly or monthly email with all newly published articles
Already registered? Sign in
The email address should be the one you originally registered with F1000.
You registered with F1000 via Google, so we cannot reset your password.
To sign in, please click here.
If you still need help with your Google account password, please click here.
You registered with F1000 via Facebook, so we cannot reset your password.
To sign in, please click here.
If you still need help with your Facebook account password, please click here.
If your email address is registered with us, we will email you instructions to reset your password.
If you think you should have received this email but it has not arrived, please check your spam filters and/or contact for further assistance.
Comments on this article Comments (0)