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Research Article

Oral mucositis in patients undergoing radiotherapy for head and neck cancer: An observational cross-sectional study

[version 1; peer review: 3 approved with reservations, 1 not approved]
PUBLISHED 14 Feb 2019
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Abstract

Background: Radiotherapy (RT) is indispensable in the treatment of head and neck cancer (HNC). Oral mucositis (OM) is a complication in HNC patients undergoing RT. This study aimed to identify the incidence, distribution of OM, and its effect on treatment breaks in a section of HNC in patients in Iraq.
Methods: This is an observational, descriptive cross-sectional study. In total, 50 patients with primary HNC, treated with external beam RT, from 30th April to 10th September 2017 at  Baghdad Radiation Oncology and Nuclear Medicine Center were included in the study. Cases of OM were graded according to the World Health Organization scale.
Results: 80% of patients were below 65 years, and the male/female ratio was 2.6:1. Tumor sub-sites were nasopharynx (36%), larynx (22%), parotid (14%) and tongue (12%). 74% were smokers during or before starting RT. 86% were in stages III or IV. Incidence of OM was 72%; 16% grade I, 40% grade II, and 16% grade III. OM occurred in 93% females and 64% males, and 79% received concurrent regimens.
Conclusions: OM occurred in HNC treated by RT, more in females, who received chemotherapy plus RT, and those with tumors of the oral cavity and nasopharynx. OM-related unplanned breaks may interrupt treatment schedule. HNC imposes a double burden in Iraq as it attacks a productive age group, and the vast majority of the patients included in this study were diagnosed in advanced stages.

Keywords

Head and neck cancer, Oral mucositis, Concurrent chemo-irradiation

Introduction

Globally, head and neck cancer (HNC) accounts for 550,000 cases and 380,000 deaths, annually1. In the US, HNC accounts for 3% of cancers2, and in Europe, it was estimated to be 4% in 20123. Men are affected more than women with a ratio of 2:1 and 4:1 for US and Europe, respectively. In Iraq, the incidence of HNC is <2%4. The primary causes of HNC are tobacco and alcohol, and viral infections including Epstein-Barr virus and hepatitis virus57.

Radiotherapy (RT) plays a central and evolving role in the treatment of HNC8 and is used with or without chemotherapy (CT) as a definitive or adjuvant treatment8. The oral cavity is susceptible to direct and indirect toxic effects of cancer CT and RT9. This risk reflects high rates of cellular turnover for the lining mucosa, a diverse and complex micro-flora, and trauma to oral tissues during normal oral function1012. Oral mucositis (OM) is a debilitating side effect of RT13 and is exacerbated by concomitant CT14, which can begin 1–2 weeks after initiation of RT as asymptomatic erythema often progressing to erosion and ulceration. The ulcers are painful, covered by a white fibrinous pseudo-membrane, associated with dysphagia and decreased oral intake15,16.

Radiation therapy is an important method used in the treatment of head and neck cancers and, like all other methods used in treatment, it is not without the side effects of treatment. The injuries that occur to mucous membranes of the oral cavity are only part of those effects, which we can avoid and reduce them before and during and after treatment by adhering to the recommendations of the treating physician and the work of therapeutic planning. This study aimed to identify the incidence, distribution of OM, and its effect on treatment breaks in a section of HNC in patients in Iraq.

Methods

Study design and setting

This is an observational, cross-sectional study for HNC treated by external beam radiation therapy (EBRT), which included patients 50 patients, who were patients from 30th April to 10th September 2017.

The study was conducted at Baghdad radiation Oncology and Nuclear Medicine center, Bagdad, Iraq.

Participants

Patients who fit the eligibility criteria during the study dates who were scheduled for treatment were included in the study.

Dose of EBRT: 50-70 Gray, with a standard fractionation. Each fraction is 2Gy and 5 fractions per week. Radiation delivered with 3D conformal technique, using Elekta infinity, and Elekta synergy machines.

Eligibility criteria of patients was: primary HNC; T3 or T4 disease; positive nodes; residual disease; positive margins; perineural invasion; lymphovascular infiltration; extracapsular extension; treatment as described above.

Patients were excluded who had comorbid conditions, were treated in a palliative way, and those with metastasis or with a bad performance status.

Data collection

We conditionally collected data from patient files when they attended follow-up at the in-patient or/and out-patient clinic, or when these patients made visits to our center.

Variables collected:

Variables collected included: patient’s gender, age and smoking status; tumor histopathology, stage, grade, subsites, and primary or metastases; radiotherapy dose, fractions, interpretations and oral mucositis onset.

Assessment by World Health Organization’s scale of OM was performed as follows: Grade 0, no OM; Grade I, soreness; Grade II, erythema, ulcers, able to eat solids; Grade III, Ulcers, liquid diet only; Grade IV, alimentation not possible.

Statistical analysis

The collected data was categorized and analyzed by T-test to identify the incidence of OM and its distribution. SPSS IBM version 22 was used.

Ethical considerations

Written informed consent was obtained from the patients for the publication of their data in this article, and the study was conducted according to the ethical standards established by the 1964 Declaration of Helsinki. The Medical Ethical Committee of Baghdad University approved this study (code:611) on 18/04/2017.

Results

In the total patient population 72% were men, while 28% were women; male/female ratio was 2.5:1. The mean age was 53.3±11 years, and majority (38%) were between the ages of 55 and 64 years. Patients aged 65 years or more composed 20% of the total population (Table 1). In total, 76% received CT before or concurrent with RT. The vast majority (86%) had advanced stages III or IV of cancer. 74% were smokers, during or before starting RT (Table 1); 86% of these were men, while 43% were women. Seven sub-sites were observed. The highest was the nasopharynx, followed by the larynx, parotid, and then the tongue (Figure 1).

Table 1. Demographics of in patients undergoing radiotherapy for head and neck cancer in Iraq.

Age group, yearsN (%)P Value
15–241 (2)< 0.001
25–341 (2)
35–449 (18)
45–5410 (20)
55–6419 (38)
65–7410 (20)
ChemotherapyYes38 (76)< 0.001
No12 (24)
Cancer stageII7 (14)< 0.001
III31 (62)
IV12 (24)
SmokerYes37 (74)< 0.001
No13 (26)
6e75a35a-3d1c-4270-a733-288042637f22_figure1.gif

Figure 1. Distribution of the subsite of the tumor in oral mucositis in patients undergoing radiotherapy for head and neck cancer in Iraq (n=50).

In total 72% of patients had an incidence of OM, with no patients with grade IV; 40% were grade II, and grades I and III appeared in 16% of patients (Figure 2). OM occurred in 100% of young patients, below 35 years, 50% among 45–54 years old, and 90% in patients ≥ 65 years. 93% of women developed OM compared to 64% of men (Table 2). OM appeared in 50% of patients treated with RT only, and 79% of those treated with concurrent protocols (Table 2). Grade III OM occurred in 18% of patients treated with RT and CT, while it occurred in 8% with RT only. OM appeared in 42% of patients with stage II cancer, and 77% and 75% of those with stages III and IV. OM occurred among 73% smokers and 69% nonsmokers. But severe OM (≥ grade III) occurred in 26% of smokers and 11% of non-smokers (Table 2). In this study, the majority of OM cases (47%) came from nasopharynx tumors (Table 2).

6e75a35a-3d1c-4270-a733-288042637f22_figure2.gif

Figure 2. Distribution of oral mucositis (OM) cases according to OM grade in patients undergoing radiotherapy for head and neck cancer in Iraq (n=50).

Table 2. Oral mucositis (OM) characteristics in patients undergoing radiotherapy for head and neck cancer in Iraq (n=50).

RT, radiotherapy; CT, chemotherapy.

GenderNOM, N (%)P value
Female1413 (93)0.041
Male3623 (64)
Type of therapy
RT and CT3830 (79)0.052
RT only126 (50)
SmokerGrade III OM
Yes3727 (73)7 (26)0.355
No139 (69)1 (11)
Type of tumor% OM total
incidence
Nasopharynx 181747< 0.001
Larynx1113
Parotid7411
Tongue 6617
Oral cavity 4411
Max. Sinus 338
Post cricoid113
5036

In total, 20% of patients had single breaks in their treatment schedule; the total break days was 20 days, giving an average of 2 days per break (Figure 3). Unplanned breaks were observed more in men, those who smoke, those with both RT and CT treatment, those with stage IV cancer, and those with grade III OM (Table 3).

6e75a35a-3d1c-4270-a733-288042637f22_figure3.gif

Figure 3. Number and distribution of unplanned breaks in treatment in weeks in patients undergoing radiotherapy for head and neck cancer in Iraq (n=50).

Table 3. Distribution of unplanned breaks in treatment due to oral mucositis (OM) according to different variables in patients undergoing radiotherapy for head and neck cancer in Iraq (n=50).

RT, radiotherapy; CT, chemotherapy.

VariableSub groupOM
cases
N breaks%P value
GenderMales23835%0.212
Females13215%
SmokerYes27830%0.669
No9222%
TherapyRT and CT30930%0.506
RT only6117%
StagesII3133%0.822
III 24521%
IV9444%
Grade of
OM
Grade 220630%0.078
Grade 38450%

Discussion

In most countries around the world, HNC is most common in men, and the male/female ratio ranges from 2:1 to 4:17,17; in the UK, the ratio of male/female was 2.7:1, and in Australia it was 2.6:118,19. In our study the ratio was 2.6:1, which is consistent with studies elsewhere. In a similar study, Vera et al. found the mean age of 450 HNC patients was 61.3 ±12.3 years14, and it was 53.3 ±11 years in our study. According to Cancer Research UK, 50% of HNC cases each year are diagnosed in people aged 65 and over18. Some of our patients were aged 65 years but only constituted to 20% of the study population. This difference in age incidence can be attributed to many causes, such as the rising age incidence of HNC in the West17, higher life expectancy in those countries20, differences in environment, and differences in life style21.

In the current study OM occurred in 72% of patients, while in other studies OM occurred among virtually all patients who are undergoing RT11,21. Eilers and Million consider being female, young age and elderly as risk factors for developing OM22. This agrees with our study; 93% of females had OM, and there were high rates observed in the age groups of <35 years and >65 years.

In our study, grade III OM occurred in 18% treated with both therapies, while its appearance in 8% only among those who received RT only. Lalla et al. found a high incidence of OM with primary tumors in the oral cavity, oropharynx or in the nasopharynx16. This is well observed in the current study in which all patients had primary tumors. All patients with oral cavity, tongue, maxillary sinus and post-cricoid tumor developed OM. 94% of patients with nasopharynx tumor had OM and 47% were seen in nasopharynx patients. The tongue, oral cavity, and maxillary tumors constituted 36% of OM, while parotid tumor contribution was 11%.

The main principles of treatment by radiation is to deliver the total fractionated dose without interruptions. However, in daily clinical practice unplanned treatment interruptions are inevitable. Bese et al. concluded that patients, because of moderate or severe ulcerative OM had 15.8% and 46.8% incidences of RT break, respectively23. In our study, among 36 patients with OM, 10 of them (27.8%) needed breaks. The percent of breaks was high in males (35%), smokers (30%), those who were treated with CT plus RT (30%), those with stage IV (44%), and those with grade III OM (50%). In this study, two patients had breaks before the end of the 3rd week, and four had unplanned breaks at the 6th and 7th weeks, so a total of six patients (12%) had breaks at a critical treatment time. However, the break durations were only 1–3 days, but it is important to mention that in most of the times, the break is decided by patients themselves (subjective). It is convenient to mention here the conclusion of Bonomi et al., that OM is not only painful but also decreases the patient’s willingness to continue treatment24.

Conclusions

OM is an ongoing toxicity of RT, yet it still represents an important clinical challenge and causes burden to patients and caregivers. Most patients with HNC treated by radiation develop OM. The sub-site of the tumor is a main risk for development of OM. It was observed that young and old ages, combined RT plus CT, and advanced stage of tumor are associated with high incidence and severe OM. Patients with OM are at high risk of unplanned breaks in radiation. HNC in Iraq attack young and middle age people, which may lead to increases on its social and economic burden.

Recommendations

  • 1. Using a multidisciplinary approach for oral management of HNC, before, during and after treatment.

  • 2. Provision of psychological care and support services for these types of patients.

  • 3. Education of patients and families regarding oral care.

  • 4. Encouragement and support of multi-center studies and researches.

  • 5. Raising competency of dentists, primary health care physicians and dermatologists to ensure early detection of HNC.

Data availability

Underlying data

Zenodo: Excel sheet file of 50 head and neck cancers whom suffer from oral mucositis due to radiotherapy, http://doi.org/10.5281/zenodo.254320425.

Data are available under the terms of the Creative Commons Attribution 4.0 International license (CC-BY 4.0).

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Al-Qalamji MAN, Al-Rawaq KJ, Al-Nuaimi DSA and Mahmood Noori AG. Oral mucositis in patients undergoing radiotherapy for head and neck cancer: An observational cross-sectional study [version 1; peer review: 3 approved with reservations, 1 not approved]. F1000Research 2019, 8:179 (https://doi.org/10.12688/f1000research.17882.1)
NOTE: If applicable, it is important to ensure the information in square brackets after the title is included in all citations of this article.
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ApprovedThe paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approvedFundamental flaws in the paper seriously undermine the findings and conclusions
Version 1
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PUBLISHED 14 Feb 2019
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Reviewer Report 29 Jul 2020
Osama Muhammad Maria, Radiology department, Nasr City Hospital, Health Insurance Administration, Ministry of Health and Population, Cairo, Egypt;  Radiology department, Faraskour Central Hospital, Damietta Health Administration, Ministry of Health and Population, Damietta, Egypt 
Approved with Reservations
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The authors of the article titled; “Oral mucositis patients undergoing radiotherapy for head and neck cancer: An observational cross-sectional study”, investigated the oral mucositis (OM) rate, grades and effect on treatment continuation in a sample of 50 head and neck ... Continue reading
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Maria OM. Reviewer Report For: Oral mucositis in patients undergoing radiotherapy for head and neck cancer: An observational cross-sectional study [version 1; peer review: 3 approved with reservations, 1 not approved]. F1000Research 2019, 8:179 (https://doi.org/10.5256/f1000research.19557.r65431)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
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Reviewer Report 07 Jul 2020
Daniela Pierannunzio, National Centre for Disease Prevention and Health Promotion, National Institute of Health, Rome, Italy;  Italian National Institute of Health, National Centre for Disease Prevention and Health Promotion, Rome, Italy 
Approved with Reservations
VIEWS 3
The authors of “Oral mucositis patients undergoing radiotherapy for head and neck cancer: An observational cross-sectional study” reported the occurrence of oral mucositis in 50 patients undergoing radiotherapy for head and neck cancer in Iraq. They estimated the incidence of ... Continue reading
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Pierannunzio D. Reviewer Report For: Oral mucositis in patients undergoing radiotherapy for head and neck cancer: An observational cross-sectional study [version 1; peer review: 3 approved with reservations, 1 not approved]. F1000Research 2019, 8:179 (https://doi.org/10.5256/f1000research.19557.r65428)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
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Reviewer Report 29 Oct 2019
Tatsuhiko Miyazaki, Department of Pathology, Gifu University Hospital, Gifu, Japan 
Not Approved
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In this manuscript entitled “Oral mucositis in patients undergoing radiotherapy for head and neck cancer: An observational cross-sectional study”, the authors reported the cross-sectional analyses of oral mucositis of 50 head and neck cancer cases which had undergone radiation therapy. ... Continue reading
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Miyazaki T. Reviewer Report For: Oral mucositis in patients undergoing radiotherapy for head and neck cancer: An observational cross-sectional study [version 1; peer review: 3 approved with reservations, 1 not approved]. F1000Research 2019, 8:179 (https://doi.org/10.5256/f1000research.19557.r54828)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
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Reviewer Report 04 Sep 2019
Pierfrancesco Franco, Department of Oncology, Radiation Oncology, School of Medicine, University of Turin, Turin, Italy 
Approved with Reservations
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The authors report on the bone marrow changes during RT-CT in anal cancer patients as assessed by FDG-PET performed at week 2 of treatment. The study is of interest. Bone marrow sparing approaches tend to rely on the fact that ... Continue reading
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Franco P. Reviewer Report For: Oral mucositis in patients undergoing radiotherapy for head and neck cancer: An observational cross-sectional study [version 1; peer review: 3 approved with reservations, 1 not approved]. F1000Research 2019, 8:179 (https://doi.org/10.5256/f1000research.19557.r52881)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.

Comments on this article Comments (0)

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Comment
Alongside their report, reviewers assign a status to the article:
Approved - the paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations - A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approved - fundamental flaws in the paper seriously undermine the findings and conclusions
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