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Research Article

Augmented ustekinumab dosing is needed to achieve clinical response in patients with anti-TNF refractory pediatric Crohn’s disease: a retrospective chart review

[version 1; peer review: 1 approved, 1 approved with reservations]
PUBLISHED 30 Apr 2020
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Abstract

Background: Ustekinumab is a monoclonal antibody that inhibits interleukins 12 and 23. It is approved for treatment of Crohn’s disease (CD) in adults; however, there is a paucity of data regarding its use in pediatric CD. We describe our experience using ustekinumab in anti-TNF refractory CD pediatric patients.
Methods: We performed a retrospective chart review on pediatric patients with CD who were started on ustekinumab from January 2016 to November 2018. We collected patient’s clinical history, previous treatment history, surgeries related to CD, disease severity, as measured by abbrPCDAI, and endoscopic severity as recorded by SES-CD before and after ustekinumab.
Results: We identified 10 patients with CD who were started on ustekinumab due to non-response to currently approved agents. Seven patients needed augmented maintenance dosing every 4-6 weeks to achieve clinical response or remission. Six of these seven patients had therapeutic drug monitoring during the course of treatment, with five patients showing subtherapeutic drug levels of <4.5 μg/mL while on standard maintenance dosing every 8 weeks, and four patients showing therapeutic drug levels of >4.5 μg/mL on augmented dosing interval. The remaining three patients were on standard maintenance dosing for the duration of treatment.
Conclusion: In this retrospective chart review, 7 out of 10 patients with anti-TNF refractory pediatric-onset CD required augmented maintenance doses of ustekinumab to achieve clinical response or remission. A prospective study is needed to define appropriate ustekinumab dosing and interval in management of pediatric CD.

Keywords

Ustekinumab, Pediatric Crohn's disease, anti-TNF-refractory Crohn's disease, Inflammatory bowel disease, Therapeutic drug monitoring, Clinical response

Introduction

Together, ulcerative colitis and Crohn’s disease (CD) make up inflammatory bowel disease (IBD), an autoimmune-mediated process of unclear etiology. The global incidence of pediatric IBD has been rising rapidly, with the highest incidence of CD being in Europe at 23/100000 person years and North America at 15.2/100000 person years13. Earlier onset of IBD is associated with higher impact on growth and development, more aggressive disease course, and increased need for immunomodulators4. Anti-tumor necrosis factors (anti-TNFs) form the forefront of management of patients with CD who do not respond to steroids and immunomodulatory medications5.

Among pediatric patients with CD who are started on anti-TNF treatments, about 10–25% do not respond to it (primary non-responders)6. Of those who initially respond, loss of response and adverse effects limit duration of therapy. At 1, 3, and 5 years after therapy initiation, the probability of patients remaining on infliximab is only 0.87, 0.74, and 0.67, respectively (secondary non-responders)7. Thus, there is a significant need for novel therapies for management of CD.

Among the newer biologics approved for treatment of CD is ustekinumab, a human immunoglobulin G1 kappa monoclonal antibody that binds with high affinity to the p40 subunit of human interleukin (IL)-12 and IL23. Ustekinumab prevents IL12 and IL23 bioactivity by preventing their interaction with their cell surface receptor protein IL12Rb1. Through this mechanism of action, ustekinumab effectively neutralizes IL12 (Th1)- and IL23 (Th17)-mediated cellular responses. It has recently been approved for the treatment of moderate to severe active CD in adults8. However, data on usage of ustekinumab in management of pediatric Crohn’s disease is limited to small case series911. Here we describe our experience on using ustekinumab for management of TNF-refractory pediatric CD.

Methods

We performed a retrospective chart review on 10 pediatric CD patients who failed anti-TNF therapy and were treated with ustekinumab between January 2016 and November 2018.

This study was approved by the Institutional Review Board (IRB) of Dallas Children’s Hospital (study #25338). Request for waiver of patient/guardian consent for this study was approved by the IRB.

Data collection

We collected baseline demographic data, disease phenotype based on Paris Classification12, disease related complications, previous treatment history, and reason for changing therapy.

To assess clinical response to ustekinumab, we calculated the Abbreviated Pediatric Crohn’s Disease Activity Index (abbrPCDAI) prior to starting therapy, 2–3 months after therapy initiation, and at the last office visit before conclusion of the study13. When no office visits were available immediately prior to treatment initiation, telephone and email encounters were used to assess patients’ clinical symptoms to calculate abbrPCDAI. Where possible we also calculated the Simple Endoscopic Score for Crohn’s Disease (SES-CD) before and after treatment initiation14. Body Mass Index (BMI) before and after treatment was collected.

Laboratory measurements, which include hematocrit, C-reactive protein (CRP), and albumin, were also collected before and after treatment initiation. We also looked at the trough ustekinumab levels where available in relation to dose and response to therapy.

Data analysis

Patients are categorized as anti-TNF primary non-responders if there’s no clinical response during therapy induction, and secondary non-responders if there’s loss of response during maintenance phase15. Based on abbrPCDAI, clinical response is defined as ≥15 points reduction, and clinical remission is defined as <10. We define sustained clinical remission as abbrPCDAI of <10 with no subsequent elevation in AbbrPCDAI as of the last visit. Disease severity is categorized as follows: severe <25; moderate 16-25; mild <16. We use the following SES-CD cutoff to define disease severity: remission 0-2; mild 3-6; moderate 7-15; and severe >1616. Endoscopic response is defined as ≥50% decrease in SES-CD score compared to baseline17. Based on previous studies we used a target ustekinumab trough level of >4.5 µg/mL18.

Results

Patients’ age at initial diagnosis ranged from 2 to 14 years (median age of 9.5 years). Age at initiation of ustekinumab ranged from 9 to 19 years (median age of 14.5 years). Duration of disease ranged from 3 to 14 years (median duration of 6.5 years). Table 1 summarizes patients’ demographic, disease phenotype at diagnosis, extraintestinal manifestations, disease related surgeries, treatment history, and reasons for changing therapy to ustekinumab. Of note, all 10 patients in our cohort were refractory to anti-TNF therapy.

Table 1. Baseline characteristics of patients included in the study.

EIM- extra intestinal manifestations.

PatientGenderAge at
diagnosis
Current
age
Age at
ustekinumab
initiation
Paris
Classification at
diagnosis
abbrPCDAI
at
diagnosis
Extra-intestinal
manifestations
Perianal
disease
SurgeryPast
immunomodulators
Past anti-
TNF therapy
Other past
biologics
Reason for
switching to
ustekinumab
1M2119A1aL3L4aB1pG130NoneYesIleocececto-
my with
ileostomy
ThiopurinesInfliximab,
adalimumab
NASecondary
anti-TNF non-
responder
2M131615A1bL3L4aB1G140NoneNoNoMethotrexateInfliximab,
adalimumab
VedolizumabSecondary
anti-TNF non-
responder,
transfusion
reaction on
Remicade
3F101817NANAArthritisNoComplete
colectomy
Thiopurines,
methotrexate
Infliximab,
adalimumab
NAPrimary
anti-TNF non-
responder,
serum
sickness-like
reaction
4F91614A1aL3L4aB1G130NoneNoDistal loop
ileostomy
Thiopurines,
methotrexate
Infliximab,
adalimumab
VedolizumabSecondary
anti-TNF non-
responder
5F91311A1aL3aB1pG135NoneYesNoMethotrexateInfliximab,
adalimumab
VedolizumabSecondary
anti-TNF non-
responder
6M111714A1bL1L4aB1G125ArthritisYesNoThiopurines,
methotrexate
Infliximab,
adalimumab,
certolizumab
NASecondary
non-
responder,
psoriasis with
Remicade
and Humira
7M91512A1aL3L4aB1pG130Fever, arthritis,
episcleritis
YesNoNAInfliximab,
adalimumab
NASecondary
non-
responder
8M141917A1bL3L4aB2G120NoneNoNoThiopurinesAdalimumabNASecondary
anti-TNF non-
responder
9F72119A1aL3B1P35Arthritis, feverYesNoThiopurines,
methotrexate
Infliximab,
adalimumab
NASecondary
anti-TNF non-
responder,
lymphoma on
Remicade
10F101816A1bL3L4aB2G145Arthritis, feverYesNoThiopurines,
methotrexate
Infliximab,
adalimumab
VedolizumabSecondary
anti-TNF non-
responder,
psoriasis with
Remicade

Table 2 summarizes the ustekinumab induction and maintenance dose used in these patients. For induction, the dosing varied among patients with 7 out of 10 receiving induction doses per current recommendations: patients with weight <55kg received either 6mg/kg or 260mg, 55-85kg received 390mg, and >85kg received 520mg. For the remaining three patients, one received 2 doses of 45mg every 4 weeks (Q4) for induction; the second patient was induced on two separate times, 1.5 years apart, he received 90mg the first induction and 390mg for the second; the third patient was induced with 90mg Q4 for 3 doses.

Table 2. Ustekinumab dosing, interval, levels and duration of therapy.

PatientWeight
(kg)
Induction
(mg)
Maintenance
(mg)
Initial
interval
(weeks)
Trough level
(ug/ml)
Final
maintenance
dose (mg)
Final
intervals
(weeks)
Last
trough
level
(µg/mL)
Therapy
duration
(weeks)
132.245x2458NA908NA142
2103.8520908undetectable 904NA59
346.62609083.6904863
438.92409060.89047.171
529.418045x1, then 9060.1906 >1073
673.290904NA904NA4
6*86.739090410908NA16
739.190x3 Q49081.1906NA143
850.8260908NA908NA55
973.2390908NA908NA36
1070.2390908NA908NA25

* Ustekinumab was reintroduced to patient 6 two years later.

For maintenance, 6 of the 10 patients received 90mg every 8 weeks (Q8), while 3 patients received 90mg every 6 weeks (Q6), and 1 patient received 45mg Q8. One patient was on ustekinumab on two separate occasions, the first time 90mg Q4 for two doses, and the second time 90mg Q4, then Q8 once therapeutic level and remission were achieved. Subsequently, two patients required frequency escalation to Q4 weeks, and one of them went back to Q6 after she went into remission. One patient required escalation to 45mg Q5, and then back to 90mg Q8 when disease was controlled. Another patient was maintained on Q8 for 32 months before he relapsed and required increase in dosing frequency to Q6. Maintenance frequency was titrated based on clinical response and/or ustekinumab trough level. Duration of therapy ranges from 4–135 weeks (median 61 weeks).

Patients on augmented dose

Of the seven patients who received augmented maintenance doses, all seven showed clinical response, as shown in Figure 1 (patients 1-7), and all but one patient achieved sustained clinical remission as assessed by abbrPCDAI. One patient achieved remission after 5 months of specific carbohydrate diet (SCD) and ustekinumab at Q8 maintenance. He remained in remission for the next 17 months, then developed fatigue and bloody stool when diet was liberalized. His symptoms did not respond to reintroduction of SCD. However, he went into clinical remission when ustekinumab maintenance interval was changed to Q6 weeks.

2954c25c-b91d-4cb1-aae5-00e511e12818_figure1.gif

Figure 1. Clinical and endoscopic response.

Abbreviated-pediatric Crohn’s disease activity index in patients with (A) augmented ustekinumab dosing and (B) Q8 dosing; (C) simple endoscopic score-Crohn’s disease (SES-CD) pre and post-ustekinumab initiation.

Only 4 out of 10 patients had endoscopy before and after ustekinumab treatment. Of these, three patients showed endoscopic response and one showed worsening of SES-CD score (Figure 1C). While no patient showed mucosal remission, mucosal inflammation did improve from severe to mild, severe to moderate, and moderate to mild in three patients.

Laboratory indices also improved in 6 out of 7 patients (Figure 2). The most significant and consistent improvements were seen in CRP and albumin (Figure 2C–F). BMI improved significantly in patients with pre-treatment BMI below the 2nd percentile, and either decreased or showed small numerical improvement in patients with pre-treatment BMI above the 15th percentile (Figure 2G,H).

2954c25c-b91d-4cb1-aae5-00e511e12818_figure2.gif

Figure 2. Laboratory and BMI response.

Hematocrit in patients with (A) augmented dosing and (B) Q8 dosing; CRP in patients with (C) augmented dosing and (D) Q8 dosing; albumin in patients with (E) augmented dosing and (F) Q8 dosing; BMI in patients with (G) augmented dosing and (H) Q8 dosing.

Among the seven patients, five had ustekinumab trough level showing low or undetectable drug level when receiving medication at a 6 or 8 week intervals (Table 2). Subsequently, four patients had escalation in frequency to Q4 and either achieved remission or clinical improvement. Following this change in interval, repeat drug levels for three patients were all therapeutic at 8, 7.1, and >10 μg/mL. Subsequently one of these three patients’ maintenance interval was decreased to Q6, and by the time of this study’s conclusion, a repeat level has not been obtained. Frequency was increased to Q6 in another patient, resulting in clinical remission. One of the patients was empirically started on a maintenance dose of Q4 interval and had trough levels of >10 μg/mL at 4 weeks. Frequency was subsequently changed to Q8, but a repeat drug level was not obtained (Table 2).

Patients on standard dose interval

Three of the 10 patients were on standard ustekinumab dosing. One patient had symptomatic duodenal stricture and obstruction, resulting in abdominal pain, vomiting, and weight loss. He underwent endoscopic stricture dilation 2 months prior to initiation of ustekinumab. After ustekinumab was started, he required two subsequent dilations in a 2-month period, but had subsequently been in remission on high dose steroid. His hematocrit, CRP, and albumin all improved compared to levels prior to ustekinumab, while his BMI decreased slightly. The remaining two patients had disease worsening on ustekinumab, shown by serology and increasing abbrPCDAI. None of these three patients had their levels checked.

Complications observed while on ustekinumab included infusion reactions, such as low grade fever, joint pain and vomiting within one week of infusion, and infections such as Clostridium difficile, influenza, and pneumonia. Of note, one patient developed perianal abscess within a few weeks of the first ustekinumab induction, requiring hospitalization and resulting in stopping therapy. Upon the second induction more than 1.5 years later, he again developed forearm abscess requiring hospitalization. However, his CD went into remission with ustekinumab. Work-up for immune deficiency was negative. He was later diagnosed with maturity-onset diabetes of the young.

Discussion

Here we report 10 pediatric patients with CD refractory to currently approved medications including anti-TNFs, immunomodulators and some to vedolizumab, with seven showing a clinical response to ustekinumab treatment. The majority of our patients showed positive response to ustekinumab within the first 2–3 months of therapy and remission by the time this study was concluded. Four of these seven patients had endoscopic data pre and post ustekinumab, out of which three showed an improvement as measured by SES-CD. In general, SES-CD score showed higher level of disease activity than abbrPCDAI, which is likely due to poor correlation between these two indices19. Moreover, abbrPCDAI and SES-CD information were collected at different times in the treatment course, resulting in small differences in disease activities. CRP, albumin, and BMI showed the largest improvement, and hematocrit improved in all but two patients who responded to treatment.

To achieve clinical response and/or remission, 7 out of 10 patients needed augmented maintenance doses. Of note, one among these seven patients, one (patient 7) initially achieved remission on standard Q8 dosing and SCD for 17 months. He had a disease flare when family liberalized his diet and failed to improve when he went back on SCD. He had no ustekinumab trough level during disease remission, but the most recent level of 1.1 μg/mL coincided with disease exacerbation and increase in maintenance frequency to Q6 resulted in clinical remission. More data from subsequent follow ups is needed to determine if disease activity corresponds to dosing frequency and trough level.

Among the three patients on standard dosing for the entire duration of treatment, only one achieved remission. He required two endoscopic dilations for duodenal stricture within 4 months of starting ustekinumab, but thereafter remained in remission for the next 5 months. However, this was confounded by his family continuing 60mg prednisone daily for at least 4 months (2 months longer than prescribed). Unfortunately, there was no subsequent follow ups as he had transitioned to adult care. He had ileocolonic as well as symptomatic gastroduodenal CD, which is a relatively rare manifestation and only affects about 2% of CD patients20. There are currently no well- established treatment protocols for gastroduodenal CD, and despite treatments with corticosteroid, 6-MP, ASA, and anti-TNF agents, 31% of patients eventually require surgery21. We cannot conclude if patient 7’s clinical improvement was secondary to ustekinumab or corticosteroids.

In the six patients on whom therapeutic drug monitoring (TDM) was performed, we found subtherapeutic drug levels on Q6 and Q8 dosing intervals, which corresponded with poorly controlled disease activities and all these patients showed clinical response to changing the dosing interval. On the two patients who were on standard dosing interval (Q8 weeks), TDM was not performed and thus we cannot determine if treatment failure was due to subtherapeutic dosing or a primary non-response to ustekinumab. A larger, randomized trial is needed to confirm the role of ustekinumab TDM in pediatric CD patients. Battat et al showed that over 75% of adult CD patients needed Q4 week dosing for maintenance of clinical response. This study also demonstrated a positive association of biomarkers and endoscopic improvement with ustekinumab trough levels >4.5 μg/mL18. In addition, in a case series of three adult CD patients, Park et al demonstrated an ability to recapture response by dose escalation among patients who lost response to standard ustekinumab dosing regimen22. Thus, based on our experience and existing literature, we recommend proactively checking trough levels 4 weeks after maintenance therapy initiation to guide dosing frequency early in the treatment course or to consider reactively checking levels and augmenting maintenance dosing interval in patients with sub-optimal or poor response to standard dosing.

Serious adverse effects were rare among our patients despite shorter dosing intervals. Only two patients developed recurrent infections and required hospitalization while on ustekinumab. Even though the patient who was hospitalized for abscesses also had other comorbidities such as acne, skin picking, psoriasis, and was previously hospitalized twice for recurrent abscesses on certolizumab, ustekinumab could not be ruled out as a cause of these infections. We did not observe any serious infections or cancers in the remaining eight patients, suggesting that ustekinumab is relatively well tolerated even at a higher frequency.

Limitations

Our study is limited by its small size and retrospective nature. Furthermore, induction and maintenance doses were not uniform among all patients. TDM was only performed on six patients, and follow-up trough for five out of those six patients have not been obtained after changes in dosing frequency.

Only six patients had pre and post-treatment endoscopy, and two of those patients had intestinal surgeries, which might have altered SES-CD scores. Even though abbrPCDAI and other laboratory workups were helpful to correlate disease activities, fecal calprotectin should be added to further assess inflammation.

Conclusion

In this retrospective chart review, 7 out of 10 patients with anti-TNF refractory pediatric-onset Crohn’s disease required augmented maintenance doses of ustekinumab to achieve clinical response or remission as measured by abbrPCDAI. The remaining three patients on standard maintenance doses either did not respond or had confounding factors affecting clinical response. Further large randomized studies with closer therapeutic drug monitoring are needed to assess the relationship between dosing interval, trough levels, and clinical response in the pediatric population. Longer follow up is also needed to assess response once ustekinumab has reached therapeutic level.

Data availability

Underlying data

Figshare: Table 1. Baseline characteristics of patients included in the study, https://doi.org/10.6084/m9.figshare.1204864523.

Figshare: Table 2. Ustekinumab dosing, interval, levels, duration of therapy, and complication, https://doi.org/10.6084/m9.figshare.1204863324.

Figshare: Table 3 Clinical response of anti-TNF refractory pediatric Crohn Disease patients on ustekinumab.csv, https://doi.org/10.6084/m9.figshare.1201260025.

Data are available under the terms of the Creative Commons Zero “No rights reserved” data waiver (CC0 1.0 Public domain dedication).

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Do P, Andersen J, Patel A et al. Augmented ustekinumab dosing is needed to achieve clinical response in patients with anti-TNF refractory pediatric Crohn’s disease: a retrospective chart review [version 1; peer review: 1 approved, 1 approved with reservations]. F1000Research 2020, 9:316 (https://doi.org/10.12688/f1000research.22673.1)
NOTE: If applicable, it is important to ensure the information in square brackets after the title is included in all citations of this article.
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ApprovedThe paper is scientifically sound in its current form and only minor, if any, improvements are suggested
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Not approvedFundamental flaws in the paper seriously undermine the findings and conclusions
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PUBLISHED 30 Apr 2020
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Reviewer Report 12 Apr 2021
Abdul Elkadri, The Hospital for Sick Children, Milwaukee, WI, USA 
Approved
VIEWS 7
This study reviews retrospectively the experience of one pediatric institution with ustekinumab in Crohn's disease patients. This is an understudied population with paucity of data. Interestingly, it showed good response in 7/10 patients, but also showed that there was a ... Continue reading
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Elkadri A. Reviewer Report For: Augmented ustekinumab dosing is needed to achieve clinical response in patients with anti-TNF refractory pediatric Crohn’s disease: a retrospective chart review [version 1; peer review: 1 approved, 1 approved with reservations]. F1000Research 2020, 9:316 (https://doi.org/10.5256/f1000research.25033.r62949)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
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Reviewer Report 18 May 2020
Richard Kellermayer, Department of Pediatrics, Baylor College of Medicine, Houston, TX, USA;  Section of Pediatric Gastroenterology, Texas Children's Hospital, Houston, TX, USA;  USDA/ARS Children's Nutrition Research Center, Houston, TX, USA 
Approved with Reservations
VIEWS 33
Phinga Do and colleagues, with the leadership of Bhaskar Gurram, give a nice summary on 10 pediatric Crohn’s disease patients, refractory to anti-TNF biologic therapy, who were treated with ustekinumab. Such real life observations on the off label use of ... Continue reading
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CITE
HOW TO CITE THIS REPORT
Kellermayer R. Reviewer Report For: Augmented ustekinumab dosing is needed to achieve clinical response in patients with anti-TNF refractory pediatric Crohn’s disease: a retrospective chart review [version 1; peer review: 1 approved, 1 approved with reservations]. F1000Research 2020, 9:316 (https://doi.org/10.5256/f1000research.25033.r62953)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
  • Author Response 09 Aug 2021
    phinga do, Department of Pediatrics, Children’s Health Medical Center Dallas, Dallas, 75235, USA
    09 Aug 2021
    Author Response
    1. In the Methods section, please clarify which laboratory and what methodology was used (especially for ustekinumab therapeutic drug monitoring) for the laboratory measurements discussed in the paper. 
    ... Continue reading
COMMENTS ON THIS REPORT
  • Author Response 09 Aug 2021
    phinga do, Department of Pediatrics, Children’s Health Medical Center Dallas, Dallas, 75235, USA
    09 Aug 2021
    Author Response
    1. In the Methods section, please clarify which laboratory and what methodology was used (especially for ustekinumab therapeutic drug monitoring) for the laboratory measurements discussed in the paper. 
    ... Continue reading

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Approved - the paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations - A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approved - fundamental flaws in the paper seriously undermine the findings and conclusions
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