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Research Article
Revised

From fixer to facilitator: an interpretative phenomenological study of diabetes person-centred counselling and empowerment-based education

[version 2; peer review: 1 approved, 2 approved with reservations]
PUBLISHED 09 Nov 2023
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Abstract

Background

The purpose of this study is to explore the professional and personal experiences of multidisciplinary healthcare professionals during and following diabetes counselling and empowerment-based education.

Methods

Everyone who had participated in a diabetes counselling and empowerment course between 2008-2016 was invited to respond to an online survey and follow-up telephone interview if willing. Interviews were recorded and transcribed verbatim. The research team used interpretative phenomenology to identify core themes from both the survey and telephone interviews and which captured the impact of empowerment-based education.

Results

22 doctors, nurses, dieticians, and psychologists completed an online questionnaire. 10 subsequently took part in telephone interviews. Empowerment-based education changed them from fixers to facilitators. Their transformation included a sense of becoming authentic, ‘being the way I want to be’ in clinical practice and becoming more self-reflective. This affected them personally as well as reinvigorating them professionally.

Conclusions

The participants described a personal and professional journey of transformation that included discovering their person-centred philosophy. They adopted a consultation structure that empowered people with diabetes to care for themselves. It can be speculated that participants’ experience of transformation may also guard against professional burnout.

Keywords

Person-centred approach, health professional education, counselling, facilitation, qualitative research, empowerment education, diabetes

Revised Amendments from Version 1

We have responded to reviewers points regarding some of the language used eg 'empowerment education' versus 'empowerment-based education' and also the term 'self-empowerment' and made the recommended changes.
We have added clarity throughout as requested by both reviewers in the areas of Methods, including the response rate, and regarding source data availability. We have added clarifying and more concise sentences to questions that arose from the reviewer in Methods, Data Collection, Results and Discussion.

See the authors' detailed response to the review by Martha Mitchell Funnell
See the authors' detailed response to the review by Jennifer Halliday

Introduction

Diabetes care focuses on blood glucose management to prevent micro and macro vascular complications. This depends mainly on individual self-management, including dietary behaviours, medication/insulin management, and monitoring. The ability to self-manage is influenced by psychosocial aspects, which present wide-ranging and individual barriers. Living with diabetes can impose a psychological burden, including a higher prevalence of distress and depression, which predict poor physical outcomes.1,2 People with diabetes have asked professionals to pay attention to their psychological health.3,4 This requires professionals, many of whom were trained in the traditional medical paradigm, to provide care that supports self-management.5 The remit of the professional is to support behaviour change, but this can only be effective when framed in the context of the person’s life.6

Many educators have developed courses to teach psychosocial care, but evidence of effectiveness is limited. Courses most often concentrate on communication skills, for which there is some evidence of effectiveness, mainly in cancer care and primary care. ‘High-intensity’ courses (lasting days rather than hours) delivered by clinicians or researchers with curricula that include cognitive, behavioural, and affective skills development, filmed role play, and individualised feedback have helped clinicians elicit people’s’ concerns.7 These have also helped clinicians exhibit a person-centred consultation style including expressing empathy.8,9 Transfer of these skills into everyday practice cannot be assumed.10,11 There is a dearth of well-evaluated interventions that more directly target behaviour change, extend beyond communication skills, and examine longer-term impact.

The diabetes five-step empowerment model was first introduced in 1991 and subsequently refined by incorporating strategies are based on self-determination theory and self-discovery educational methods.12 Patients identify their issues/problems, explore their thoughts and feelings in relation to these, consider options, make a plan for change and finally how to evaluate the plan.

Successful empowerment-based education requires a person-centred collaborative relationship between clinician and the person with diabetes. This can be achieved when the clinician is able to let go of the traditional medical model of socialisation towards themself as expert and the person with diabetes as passive, which is also reinforced by workplace hierarchies.13 This paradigm shift14 requires skills and a consultation structure (the empowerment model) that enables the clinician to help people to reflect on their lives with diabetes and decide what is important to them and what they wish to change.

The empowerment approach focuses on the experience of life with diabetes including eliciting barriers to diabetes self-management, exploring the burden of living with diabetes, and facilitating patient identified goals and planning for change.12

One way the empowerment approach has been put into practice in the UK is through a three-day course in which participants develop a philosophy based on the Person-Centred Approach to counselling created by Carl Rogers.15 In 2008, Professor Bob Anderson from the University of Michigan met with the faculty of an existing UK counselling course to help redesign it to include the empowerment model of education. This has enabled participants to combine the person-centred approach with the five-step empowerment model within a consultation structure.16

The present research results from over a decade’s experience of using this approach to train healthcare professionals to help people with diabetes optimise their diabetes self-management.

Course participants said that attending the course not only enhanced their care for people with diabetes but had a ‘transformative’ effect on their clinical practice and their personal lives. This study focuses on the experience of the participants during and following training in person-centred empowerment-based education. Reasoning that a clearer understanding of participants’ experiences might provide much-needed insight into the education of healthcare professionals for psychosocial care, the authors set out to explore the phenomenon.

Methods

Ethics approval

Ethical approval was obtained from the School of Medicine, Dentistry and Biomedical Sciences Research Ethics Committee, Queen’s University, Belfast. Although this was not stipulated as a condition of approval, we decided against putting the data into an open access repository because of the high risk that individuals could be identified (‘deductive disclosure’).

Study design

This was an in-depth, exploratory qualitative analysis of the experiences of an opportunity sample of health professionals. It was designed to clarify professionals’ lived experiences of participating in an educational intervention grounded in person-centred philosophy and the diabetes empowerment approach.

Conceptual orientation

Qualitative research is constructivist in the sense that researchers engage subjectively with what participants say, and ‘construct’ interpretation. Whilst this does not ‘prove’ that relationships exist, it does provide rich descriptions of social phenomena, which can be transferred to other people in other places. Rigour is enhanced by giving qualitative research projects an explicit theoretical orientation, linking the findings to a wider body of knowledge, rather than researchers’ whim. The methodology of this project was interpretative phenomenology, which interprets people’s accounts of their life experiences. The researcher makes sense of, or interprets, participants’ experiences within the context of the study.17,18

The intervention

This research treats the empowerment course as a ‘complex intervention’, whose impact can be explored by examining participants’ subjective experiences. The curriculum is designed to enable delegates to reflect on what person-centred care means to them. The course is held over three days, twice a year, in England and Ireland. The venues are residential and relatively remote, which helps participants reflect without outside distractions. Each course is made up of 18 participants and six trained multidisciplinary healthcare facilitators. These include psychologists, a humanistic person-centred therapist, diabetes specialist dietitian and nurses, and consultant diabetologists.

Participants are introduced to person-centred theory including understanding the core conditions of person-centred practice.19 They practise a range of skills that communicate person-centred care using video real play in small groups made up of three participants and one facilitator. Within the groups, each participant takes their turn to experience the roles of counsellor, client, and observer. When taking the client role, participants are asked to bring an issue that is real to them (rather than roleplay) as this enhances learning through self-awareness and reflection. Feedback sessions within the small groups are led by the counsellor, using interpersonal process recall.20 This allows learning through reflection in a confidential, unthreatening environment. At the end of the course, trained actors role-play people with diabetes enabling delegates to practice what they have learned in a work-related context. Table 1 shows a course programme outlining the components and structure of the course.

Table 1. Course programme.

Programme

  • Arrival Time from 2 pm for Check-In for 4 pm start as below

  • Because of the nature of the course, these times are flexible

LG = Large Group
SG = Small Group – 3 participants and a facilitator
TUESDAY
Welcome and what do I want to achieve?
16.00 Introductions   LG

  • Orientation to course content

  • Course philosophy: qualities, principles, core conditions

  • ‘Person centred collaborative care‘

19.00 Dinner
20.00 Giving the Right Messages   LG
WEDNESDAY
Problem Exploration
09.00 Revisiting counselling principles: core conditions and person centred collaboration

  • Introduction to empowerment model: stages 1 & 2   LG

09.45 Preparation for first ‘real play‘   LG

  • Video demo #1 & 2 – problem exploration and identification of feelings

10.30 1st Real Play (5 mins + 5 mins skills feedback)   SG
11.15 Coffee
11.45 Interpersonal process recall (IPR) demonstration   LG
12.30 Skills feedback and IPR   LG
13.15 Lunch
14.15 What exactly were the counsellors doing or saying that worked well?

  • Identification of skills   LG

14.45 2nd Real Play (10 mins + 10 min skills feedback)   SG
15.45 Tea
16.15 Skills feedback and IPR   LG
17.30 Reflective round

  • What are you taking away from today’s experiences?

18.00 End of session
THURSDAY
Goal Setting & Action Planning
09.00 Empowerment stage 3 Goal setting   LG

  • Demo video #3

09.45 3rd Real Play   SG
10.30 Coffee
11.00 Empowerment stage 4. Action Planning

  • Demo video #4

11.45 4th Real Play   SG
13.00 Lunch
14.00 Continue 4th Real Play + IPR   SG
15.00

  • What are the barriers that get in the way of this process?

  • The personal experience of learning new skills   LG

15.45 Tea
16.15 Final Real Play session   SG
17.15 Actor preparation

  • Reflective round   LG

  • What are you taking away from today?

18.00 Close
FRIDAY
09.00 Organisation of actor groups   LG
09.15 Actor roleplay x 3 for each group   SG
11.00 Coffee
11.30

  • Application in the real world   LG

  • Course evaluation

12.30 Final reflective round and goodbye
13.00 End of course (Lunch)

Research team and their reflexive involvement

Five of the authors who are also course facilitators (FF-W, AK, AA, CF, and MD) wrote autoethnographies of 200-400 words reflecting on their own experiences of the course, and their views on the topics of empowerment and diabetes counselling. This step helped them be reflexive; in other words, participate in the research, whilst remaining conscious of their own subjective positions.21 FFW, a female researcher and diabetes specialist nurse who has an MPhil in phenomenological research led the study and interviewed participants. She was well known to participants as a course facilitator and, more widely, a national leader in person-centred diabetes care. The other five authors supported her role in the research by helping her be aware of her presuppositions about the topic, conduct interviews impartially, and interpret participants’ responses with very well-informed and yet detached curiosity about what they said. Technically, this is known as adopting ‘the phenomenological attitude’.

Recruitment and participants

125 multidisciplinary healthcare professional who attended courses between 2008-2016 and whose email addresses were available were informed about the project and invited to complete an online survey (Letter to Participants in Extended data).

The online survey comprised four demographic questions and four open-ended questions about their experiences during and after the course (Online Survey Questions in Extended data). Some contact details held for participants who had attended the course in earlier years were likely to be no longer in use, so our sampling strategy was opportunistic which is in keeping with the relativist (all views are equally valid) framework of the research.

Response to the questionnaire was taken as informed consent to take part in the study. Attendance at the course was the only inclusion criterion. Unwillingness to participate was the only exclusion.

Participants willing to take part in telephone interviews gave contact details at the end of the questionnaire. They were all sent a separate invitational email for a telephone interview and informed consent was agreed by response to email.

Data collection

The online questionnaire started with closed, factual questions. In accordance with phenomenological methodology, it also included open and minimally-structured questions to elicit the unique experience of each participant, inviting them to write reflections on their experiences of the course. It invited them also to reflect back on their relationships with patients, clinical practice, and the systems of care looking back on their experiences at the time they attended the course and subsequently, recounting any specific instances. Finally it asked them to reflect on the personal as well as the professional impact of participating in the course.

Telephone interviews were, likewise open-ended and minimally structured to elicit the unique experiences of each participant (Interview Guide in Extended data). Interviews were carried out during 2017. Interviews lasted up to 1 hour, their exact length being determined by the depth in which a participant was willing or able to discuss the topic. Each interview was recorded and transcribed verbatim.

Analytical procedures

The dataset comprised written responses to the online survey and transcripts of telephone interviews which were transcribed by a commercial bureau. To preserve confidentiality and avoid bias, the lead researcher (FFW) withheld the names of interviewees and pseudonymized the transcripts. All researchers listened to the audio-recordings as well as reading the transcripts. FFW used the Template Analysis method developed specifically to manage phenomenological research data. She started by systematically populating the Template with a priori themes drawn from researchers’ autoethnographies.22 She then used participants’ responses to the open-ended questions in the online survey to expand those themes. Next, she read individual telephone interviews closely, creating a progressively more sophisticated set of codes and organising these into higher-level interpretative themes, which informed the final written report of findings. Throughout this, she explored how participants experienced person-centred empowerment-based education, consciously doing so from a phenomenological stance. Co-researchers helped her do this by discussing her interpretation and how preconceptions and biases might have influenced this. We draw heavily on the participants’ own words to report the findings using pseudonyms to disguise the identities of participants.

Results

Demographic results

37 participants (27%) responded to the online survey of which 22 were fully completed (Table 2).

Table 2. Demographics.

PseudonymsGenderProfessional disciplineYears in practiceYear participated on course
Interviewed
PaulineFDiabetes specialist nurse21-302016
JamesMGP21-302015
NadiaFConsultant physician10-202015
HeatherFPsychologist21-302016
SueFDiabetes specialist nurse31-402015
NaveedMSpecialty registrar doctor0-102016
JennyFPaediatric diabetes specialist nurse21-302015
BeckyFDiabetes specialist nurse21-302016
MaryFDietician21-302015
FranFDiabetes specialist nurse31-402016
Survey only
DavidMPsychologist10-202015
PatsyFSpecialty registrar doctor10-202013
RudiFPaediatric diabetes consultant21-302012
SarahFDiabetes specialist nurse21-302010
LeanneFDiabetes specialist nurse21-302016
JoshMConsultant physician10-202008
KateFDiabetes specialist nurse10-202012
IrisFDiabetes specialist nurse10-202013
BenMSpecialty registrar doctor0-102012
JonathanMDiabetes specialist nurse10-202015
PaulaFPractice nurse0-102015
AislingFConsultant physician10-202015
BeverleyFPractice nurse21-302016

16 (73%) of the 22 responders to the online survey were women, reflecting the gender ratio of the course participants. Most were nurses or doctors with at least 11 years of professional experience. 15 (68%) participated in the 2015 and 2016 courses. 10 responders (5 nurses, 3 doctors, 1 dietitian and 1 psychologist) took part in telephone interviews. Interviews lasted between 20 and 55 minutes.

Themes

The final Template (Table 3) has four high-level themes. These and their sub-themes illustrated with quotes from the online survey and the interviews are described below.

Table 3. Final template.

1. From fixer to facilitator
1.1 The drive to fixI always felt like I had to fix thingsPauline
1.1.2 The burden of fixingThe burden was like that kind of need to solveBecky
1.1.3 Letting go of fixingMoving from trying to fix thingsLeanne
1.1.4 Don’t Need to fixI now believe and understand that it is not important or necessary for me to have the solutionsIris
1.1.5 Being a rescuerIt’s hard not being a heroNaveed
1.1.6 Stepping back from fixingThe biggest impact was to be once again reminded about the power of stepping back and moving away from the desire to fix. Without periodic or even constant reflection I think for many of us that go into healthcare - including me - I find I am pulled into that dynamic.Heather
1.2 Facilitation
1.2.1 Letting go of controlI’m very good at telling people what to do … Its taught me to give the patient more control in the consultation – (after over 20 years) that’s a big breakthrough for meFran
1.2.2 Responsibilities are sharedWhat’s been really valuable is asking the right questions, to help people to think about what they need to do to solve the issuePauline
1.2.3 Not being afraid of silencesThe silence part is the biggest thing- not feeling uncomfortable in the silencePauline
1.2.4 Letting go of adviceI realise that being diagnosed with diabetes has a huge psychological impact on an individual and when it comes to advice, less is more.Sue
1.2.4 Awareness of person-centred valuesThe core conditions were unconscious now they are consciousNadia
1.2.5 Communicating empathy, congruence, unconditional positive regard.Communicating core conditions rather than just feeling themNadia
1.2.6 Skills & reflectionThe course not only taught me the counselling techniques, but also made me reflect on my practice as a doctor and the impact of my verbal and non-verbal communicationPatsy
1.2.7 Facilitation-letting go of fixingIt just felt really freeing, like literally being able to facilitate rather than to actually teach or educate.Becky
1.2.8 A frameworkIt gave me a framework for which I could approach the issues that I was dealing withNadia
1.2.9 Facilitated consultationsThe course has transformed how I talk to patientsJosh
1.2.10 Clarity of philosophyKnuston certainly gave me the structure but it also sort of made it okay, acceptable, permission that it’s okay to work this way.Nadia
2. Being the way I want to be
2.1 Person centred valuesI now wear them (core conditions) on my sleeve and I’m quite proud of them …Nadia
2.2 Accepting of selfIt has allowed me to be happier with who I am nowNadia
2.3 Trying to do this for yearsThis is probably what I’ve been trying to do for years in my practice … for years.Becky
2.4 AffirmingMassively confidence building for me because I I’d often felt professionally, that I was out on a limbBecky
2.5 Improved relatednessI feel more connected with each patient rather than with the diseaseNaveed
2.6 Collaborative v authoritativeSomebody comes into the clinic not monitoring, previously I would have said ‘well you should monitor’Nadia
2.7 Changing relationships
2.7.1 With selfIt has helped me accept myself as a person who makes mistakes but who is trying to do betterNaveed
2.7.2 With patientsAll it needed was a conversation with a non-judgmental attitude, just go in with an open mind and speak to the patient, not bring prejudice into that conversationNadia
2.7.3 With colleaguesIt has helped me in relationships with other team members that I work with and the fact that I’m more able to listen to their feedback and not be thinking about what I’m going to do next, trying to solve a problem in my head before I’ve even listened to what the problem is.Becky
2.7.4 With familyIn order to listen to them, you need to give them your full attention. I think that’s changed my relationship with my wife especially. I’m listening better than I was before.Naveed
2.8 TransformingIt felt almost life changing for me.Becky
2.9 This is how I wanted to beIf I tried, I couldn’t not apply these core conditions. They’ve permeated through every aspect of what I do, every single aspect and that’s exactly the way I want to be.Nadia
3. Reflecting on self
3.1 Reflecting is a processAttending the course … made me reflect on my practice as a doctorPatsy
3.2 Opportunity to reflectPreviously I was approaching my sessions with my patients with a prior agenda. This course helped me reflect upon how unhelpful this is, as it inhibits the patients from finding their own solutions, to explore the problems in their own waysDavid
In my interactions with patients, I feel that I am more sympathetic to their personal barriers to behaviour change and have more patience when it comes to addressing underlying issues. I now understand that simply "laying down the rules" for diabetes management will not workAisling
3.3 Accepting oneself/Accepting othersIt’s made me more content with myselfNaveed
It has helped me accept myself as a person who makes mistakes but who is trying to do betterNaveed
3.4 Relationships with people with diabetesIt helped me to see patients in a different light, as individuals, as you and me.Naveed
3.4.1 With oneselfI'm better at reflecting on my natural ability/downfall, to know what's wrong (with patients) and that I have the solutions …Fran
3.4.2 With others personallyEven on a personal level with my wife and my kids I’m probably more accepting than before.Naveed
3.4.3 TeamworkRealisation that the team are not asking for fixes but to be facilitated to find their own solutions.Nadia
4. Personal and professional change
4.1 Built confidenceThe course increased my confidence in dealing with people with diabetesMary
4.2 Life-changingIt felt life-changing for me on a personal levelBecky
4.3 Personal changeOn a more personal level, I recognised and understood some of my own feelings and that helped me a great deal in dealing with some of my personal issues.Patsy
4.4 More relaxedI have a sense of myself as being more relaxed and easy-going …James
4.5 Less combativeThe temperature of the conversation is a little bit more mutual, a little bit more understandingJames
4.6 Professional changeThere’s only me that has changed- the people who come to the clinic haven’t changedNadia
4.7 Feeling more effectiveI came away feeling more effectiveJenny
4.8 ConfidenceI came away with a greater sense of value for the work I doJenny
4.9 TransformationThe course was the catalyst that propelled my transformation from a physician who desired to be a good doctor to actually being a good doctorNadia
4.10 Personal & professional changeMy interaction with people in general changed to a better more effective onePatsy
There was a high level of consistency between participants in their experiences; verbatim quotations, below, illustrate some personal variations.

Theme 1 From fixer to facilitator

Participants described a journey of change from a ‘fixing’ style of consultation, where they used their expertise to dictate solutions to people with diabetes, to a more facilitative style of consultation, where they engaged with the person with diabetes and focused on what was important for them.

James reflects on his experience of the pressures to be a fixer and then the change in his consultations since becoming more facilitative:

I do think GPs often feel under pressure to come up with answers … Because we can refer as well, we’ve got the whole range of opportunities potentially, to fix things. But, in every sense, I think things (consultations) have improved overall. People have got a lot of things off their chest which were not on the initial agenda in the consultation. I think people are setting the agenda a lot more. We end up talking a lot more about their chosen subjects, rather than mine and they’re happy with that. James, general practitioner

Pauline describes her experience of managing a consultation and feeling an urge to fix but then realising the effectiveness of taking a step back and facilitating:

I think the one thing that I learnt more than anything was to accept that I cannot always "fix things" and that I should stop trying. It is easy to give someone the answer. It is however much better to help them come up with the answer themselves. Pauline, diabetes specialist nurse

Overcoming a fear of silence

A feature of ‘fixing’ was a fear of silence and the strong desire to fill that space within a consultation. Several participants talked of coming to understand that silences gave a person with diabetes time to process and reflect.

What did I take away? I think it was … not having to fear the silence quite so much, I talk a lot, I just do, I talk a lot and sometimes it is, I just cackle along, to fill the gaps, I think it’s a fairly common trait but I do think within a consultation process what I’ve taken away is not being afraid to sit and listen, to paraphrase what they’re saying so that we both understand and not being afraid to let them provide their own answers. Jenny, paediatric diabetes specialist nurse

Becoming unburdened

Providing solutions for people with diabetes and finding that they returned with the issues unresolved had been stressful for ‘fixers’. Participants described how they had experienced a weight of responsibility for glycaemic control and diabetes outcomes in individuals with diabetes. ‘Fixers’ tended to blame themselves using words including ‘ineffective’, ‘hopeless’, ‘a failure’ when people under their care did not do well.

I have often felt that what I was offering as a professional was not eliciting the desired effect. Merely giving information on management and pointing out the obvious like ‘you need to take care of your diabetes’ or ‘take insulin regularly’ was utterly ineffective. Did this mean I was a poor physician? I have always aspired and endeavoured to be a good doctor. A personal sense of failure was prominent. Nadia, consultant physician

Becky describes this solution-focussed way of working as a ‘burden’ and that working in a person-centred way felt ‘like a weight lifted off my shoulders’:

The burden was kind of like that need to solve, obviously in a caring profession, that kind of need to find the answer and solve it for someone … it just felt really freeing, like literally being able to facilitate rather than to actually teach or educate, just kind of letting someone see and explore things which they clearly hadn’t explored. Becky, diabetes specialist nurse

The experience of changing from fixer to facilitator deepened most participants’ understandings of person-centred philosophy. Participants reflected on how this philosophy fitted with their beliefs about practice not only in terms of communication but within the environments and systems of care participants work in.

Theme 2 Being how I want to be

Participants found that working with a person-centred approach allowed them to feel true to themselves and their personal values.

I’ve given myself permission to step out and not be the consultant that everybody expects me to be but be the physician that my patients need me to be … as stupid as it sounds, it actually has allowed me to be happier with who I am now. Nadia, consultant physician

Becky describes a sense of relief at how finding the tools helped her to become person-centred. To be able to function as a congruent clinician had a profoundly positive effect on her:

It’s probably the approach I’ve always wanted to take but this gave me structure … it sort of felt life changing for me. I think I’m more confident because I feel I can genuinely be myself and it feels authentic for me. Becky, diabetes specialist nurse

Theme 3 Reflecting on self

Applying person-centred values to people with diabetes also led participants to apply those values to themselves:

I think the course helps you reflect on yourself and your behaviour … by the fact that you accept the patient as they are, you try to accept yourself as you are. You have more acceptance of who you are and what you do. I think it has made me more content with myself. Naveed, middle grade doctor

Nadia realised she was applying her own values to people with diabetes. As she was able to let go of her own drive to be perfect, she was able to let go of expecting perfection in people with diabetes.

I sort of realised as … as human beings, as people, it’s okay for us not to be at our absolute best all the time. I gave myself permission to be okay at most things and I did not need to be perfect … that’s been huge … but then the penny dropped … that’s exactly what I’m expecting patients to do every time they walk in, expecting them to be perfect, so unconsciously I’m expecting them to do everything right Nadia, consultant physician

Both Nadia and Naveed described letting go of judgemental attitudes towards people with diabetes and towards themselves.

Theme 4 Changing personally and professionally

Naveed described change in the way he would respectfully listen, not only to people with diabetes and work colleagues, but to his family:

I think the course was more than just something to do in the clinic … . it’s about personal behaviours, about you as a person. I think it starts with you, and when it starts with you as a person you start questioning what you do. Then when you change what you’re doing, you find that it doesn’t only apply to clinical, it applies to your day-to-day life. So if someone is talking to me and I’m doing something else, I stop. Either I ask them to come back later when I have done what I’m doing, or I give them my full attention. That’s from my wife to my colleagues at work. I think that’s just a simple example of giving attention to the other person and respecting them and expecting the same. Now if I speak to someone and they’re not respecting me, I just stop talking until they listen, or I walk away, sometimes. Naveed, middle grade doctor

Nadia reflected how the change in her had affected others:

The only person that changed in that one year is me, none of my patients have changed, they haven’t been on any courses, but I am seeing such differences in the clinic. The clinic feels good. Nadia, consultant physician

Jenny described a change that spoke of increased confidence, role satisfaction and self-esteem:

I came away with a greater sense of value for the work that I do … I came away feeling more effective. Jenny, paediatric diabetes specialist nurse

James spoke of long-term professional change because of the personal reward he experiences from seeing the improved responsiveness in his patients as a result of working in this way:

The extent to which I have adopted the learning I think has actually lasted, because I found it very satisfying. It works for me, it’s as good as having a really good new drug. The satisfaction I get from seeing people feeling a little bit better is continuing the motivation for me. It’s not costing me a lot in terms of time. You get snappier at it. There is no reason for it to decline, in my mind. It’s an important part of the way I operate now James, general practitioner

Josh, like other participants, reflected that change became well established over time underpinned by a person-centred approach.

The course has transformed how I talk to patients. The principles of being equal partners, (and the concept of) self-empowerment are well grounded in the course which has continued to form my practice till now. The skills I picked up were invaluable, and over time, continue to develop and strengthen. Josh, consultant physician

Discussion

The aim of empowerment-based education is to facilitate empowerment in people with diabetes. Our research shows that there are also positive outcomes for clinicians who move from fixer to facilitator. This is attributed to the experiential nature of the course, through which participants grow relationships based on the philosophy of Rogers’ Person-Centred Approach.15 Participants demonstrated this philosophy using communication skills and a five-step empowerment consultation structure that facilitates reflection and increases self-autonomy in people with diabetes.12 The changes took place deep within the being of the participants who came to know that not only do patients have the capacity to grow and fulfil their potential but so too, do they. Rogers described this active, more congruent state as encompassing the ideal of the ‘fully functioning person’.23

Participants made references to the day-to-day heavy burden of being a ‘fixer’ and needing to find solutions. This is pathognomonic of the Rescuer role on the Drama Triangle described by Karpman.24 The Triangle describes inauthentic relationships in which personal responsibility is lacking. The antithesis to Karpman’s triangle is the Winning Triangle described by Choy25 where authenticity and personal responsibility are key to successful collaborative relationships. Studies have demonstrated clinicians’ solutions alone may be at variance with peoples’ needs2628 which can further increase clinicians’ burden. Viewing this vicious circle through the lens of the Drama Triangle it is conjectured that clinicians engaging with patients through the Rescuer role could increase risk of burnout, characterised by emotional exhaustion, depersonalisation, and a sense of failure.29 In contrast, participants described how engaging more congruently, and respectfully responding in the Caring role on the Winning Triangle, changed them from a disease-centred approach (fixer) to a person-centred approach (facilitator). This reduced their sense of personal responsibility for the outcomes of self-management as they learned to respect and accept the ownership of diabetes self-management in the world of their patients.

A recent study observed the responses from clinicians who had self-reported empathic concern and perspective taking traits.30 The authors found clinicians when faced with emotional content during a consultation tended to respond with advice and information rather than with empathic emotional communication. One possible explanation may be the ethos that pervades medicine and associated professions of the traditional medical model of fixing, or, as the authors discuss, empathic clinicians may internalise the patient’s distress and seek to fix it rather than engage with it. Rogerian person-centred theory would hypothesise that such clinicians are not demonstrating empathic understanding of their patients’ emotions but are in an acute state of incongruent awareness, engaging through a Rescuer role on the Drama Triangle. Such a response also has the hallmark of clinician countertransference31 which would explain why they ‘received fewer patient expressions of emotions’.

Becoming a facilitator, reorientated participants from ‘value incongruence’ towards ‘value congruence’. This was defined in earlier research as alignment between individuals’ values and the values held by the organisations they worked within.32 In the present case, this means participants being able to work within their own philosophy rather than the philosophy of traditional training and/or the environment they work in. This is represented by the theme ‘Being how I want to be’, a key characteristic of Rogers’ notion of the ‘fully functioning person’.23 The authors speculate that this, in the long-term, may reduce the risk of stress and burnout.

A strength of this study was the diversity of experienced clinicians who reported personal and professional benefit from the course. Not all clinicians who had participated on the course were contactable partly because details had become out of date over time. As a result, two thirds of participants had undertaken the course in the previous two years. This may be a limitation because non-responders may have felt unchanged by the course, although this is not borne out by the positive evaluations received from clinicians who did not agree to participate. This potential limitation is mitigated by the qualitative nature of the study, which makes no claims to generalisability and is thus less prone to sampling bias.

Future research is required in three areas. First, to investigate which aspects of empowerment-based education within relationships grounded in person-centred philosophy might mitigate clinician burnout. Secondly, to assess how person-centred philosophy, skills and five-step empowerment model could be introduced more widely into clinical practice. Thirdly to evaluate the impact of this step-change in clinician practice on people with diabetes.

Conclusion

This study demonstrates how a philosophy of person-centredness and an empowerment consultation structure that recognises barriers to diabetes self-management can transform the facilitation of self-management and behaviour change. The change in perspective towards people with diabetes that results can reduce the personal burden of responsibility for patient self-management outcomes.

Whilst we demonstrated psychological benefit to clinicians of making this change the question of whether this protects against burnout needs to be addressed in future research.

Author contribution statement

Florence Findlay-White: Conceptualisation, Methodology, Investigation, Analysis, Writing – Original Draft preparation.

Tim Dornan: Conceptualisation, Methodology, Investigation, Analysis, Writing – Original Draft preparation, Supervision.

Mark Davies: Conceptualisation, Analysis, Writing – Reviewing and Editing, Supervision.

Alan Archer: Conceptualisation, Analysis, Writing – Reviewing and Editing.

Anne Kilvert: Conceptualisation, Analysis, Writing – Reviewing and Editing.

Charles Fox: Conceptualisation, Analysis, Writing – Reviewing and Editing.

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Findlay-White F, Dornan T, Davies M et al. From fixer to facilitator: an interpretative phenomenological study of diabetes person-centred counselling and empowerment-based education [version 2; peer review: 1 approved, 2 approved with reservations]. F1000Research 2023, 11:78 (https://doi.org/10.12688/f1000research.73596.2)
NOTE: If applicable, it is important to ensure the information in square brackets after the title is included in all citations of this article.
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ApprovedThe paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approvedFundamental flaws in the paper seriously undermine the findings and conclusions
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Reviewer Report 29 Feb 2024
Sarah Lafontaine, University of Sherbrooke, Longueuil, Québec,, Canada 
Approved with Reservations
VIEWS 4
Your article is very interesting and relevant. It fits well with the need to develop strategies to facilitate the integration of a person-centred approach into the practice of health professionals.

Some suggestions and comments:

... Continue reading
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Lafontaine S. Reviewer Report For: From fixer to facilitator: an interpretative phenomenological study of diabetes person-centred counselling and empowerment-based education [version 2; peer review: 1 approved, 2 approved with reservations]. F1000Research 2023, 11:78 (https://doi.org/10.5256/f1000research.157703.r243491)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
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Reviewer Report 20 Nov 2023
Martha Mitchell Funnell, Department of Learning Health Sciences, University of Michigan, Ann Arbor, MI, USA 
Approved
VIEWS 6
Thank you for your thoughtful comments ... Continue reading
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Funnell MM. Reviewer Report For: From fixer to facilitator: an interpretative phenomenological study of diabetes person-centred counselling and empowerment-based education [version 2; peer review: 1 approved, 2 approved with reservations]. F1000Research 2023, 11:78 (https://doi.org/10.5256/f1000research.157703.r221799)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
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Reviewer Report 12 Jun 2023
Jennifer Halliday, Deakin University, Geelong, Australia 
Approved with Reservations
VIEWS 13
Thankyou to the authors for the opportunity to read and review this interesting paper. It is clear from the quotes that the participants gained benefits from taking part in the course, and that they perceived empowerment education/practice to enhance their ... Continue reading
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Halliday J. Reviewer Report For: From fixer to facilitator: an interpretative phenomenological study of diabetes person-centred counselling and empowerment-based education [version 2; peer review: 1 approved, 2 approved with reservations]. F1000Research 2023, 11:78 (https://doi.org/10.5256/f1000research.77257.r175121)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
  • Author Response 09 Nov 2023
    Florence Findlay-White, Centre for Medical Education, Queen's University Belfast, Belfast, BT9 7BL, UK
    09 Nov 2023
    Author Response
    From Fixer to Facilitator. Findlay-White et al. Authors response to reviews

    Reviewers’ critical comments, tagged by reviewer number
    Authors’ response, where indicated
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    General comments

    R1: Self-empowerment ... Continue reading
COMMENTS ON THIS REPORT
  • Author Response 09 Nov 2023
    Florence Findlay-White, Centre for Medical Education, Queen's University Belfast, Belfast, BT9 7BL, UK
    09 Nov 2023
    Author Response
    From Fixer to Facilitator. Findlay-White et al. Authors response to reviews

    Reviewers’ critical comments, tagged by reviewer number
    Authors’ response, where indicated
    Revisions

    General comments

    R1: Self-empowerment ... Continue reading
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30
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Reviewer Report 15 Feb 2022
Martha Mitchell Funnell, Department of Learning Health Sciences, University of Michigan, Ann Arbor, MI, USA 
Approved with Reservations
VIEWS 30
This well-written and well-done manuscript adds to the understanding of the necessity and value of health care training in patient-centered, empowerment-based strategies. The quotes were interesting and supported the conclusions. Although the response rate was disappointing, the results are interesting ... Continue reading
CITE
CITE
HOW TO CITE THIS REPORT
Funnell MM. Reviewer Report For: From fixer to facilitator: an interpretative phenomenological study of diabetes person-centred counselling and empowerment-based education [version 2; peer review: 1 approved, 2 approved with reservations]. F1000Research 2023, 11:78 (https://doi.org/10.5256/f1000research.77257.r120710)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
  • Author Response 17 Feb 2022
    Charles Fox, Diabetes Research Centre, University of Leicester, Leicester, LE5 4PW, UK
    17 Feb 2022
    Author Response
    Thank you Marti. I feel privileged that you took time to review our article. We will take your comments seriously and work out how to respond to your suggestions. Thanks ... Continue reading
  • Author Response 09 Nov 2023
    Florence Findlay-White, Centre for Medical Education, Queen's University Belfast, Belfast, BT9 7BL, UK
    09 Nov 2023
    Author Response
    From Fixer to Facilitator. Findlay-White et al. Authors response to reviews

    Reviewers’ critical comments, tagged by reviewer number
    Authors’ response, where indicated
    Revisions

    General comments

    R1: Self-empowerment ... Continue reading
COMMENTS ON THIS REPORT
  • Author Response 17 Feb 2022
    Charles Fox, Diabetes Research Centre, University of Leicester, Leicester, LE5 4PW, UK
    17 Feb 2022
    Author Response
    Thank you Marti. I feel privileged that you took time to review our article. We will take your comments seriously and work out how to respond to your suggestions. Thanks ... Continue reading
  • Author Response 09 Nov 2023
    Florence Findlay-White, Centre for Medical Education, Queen's University Belfast, Belfast, BT9 7BL, UK
    09 Nov 2023
    Author Response
    From Fixer to Facilitator. Findlay-White et al. Authors response to reviews

    Reviewers’ critical comments, tagged by reviewer number
    Authors’ response, where indicated
    Revisions

    General comments

    R1: Self-empowerment ... Continue reading

Comments on this article Comments (0)

Version 2
VERSION 2 PUBLISHED 21 Jan 2022
Comment
Alongside their report, reviewers assign a status to the article:
Approved - the paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations - A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approved - fundamental flaws in the paper seriously undermine the findings and conclusions
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