ALL Metrics
-
Views
-
Downloads
Get PDF
Get XML
Cite
Export
Track
Research Article
Revised

The altered sputum microbiome profile in patients with moderate and severe COPD compared to the healthy group in the Indian population

[version 2; peer review: 1 approved, 1 not approved]
PUBLISHED 01 Aug 2023
Author details Author details
OPEN PEER REVIEW
REVIEWER STATUS

This article is included in the Manipal Academy of Higher Education gateway.

Abstract

Background: Microbial culture-independent sequencing techniques have advanced our understanding of host-microbiome interactions in health and disease. The purpose of this study was to explore the dysbiosis of airway microbiota in patients with moderate or severe chronic obstructive pulmonary disease (COPD) and compare them with healthy controls.
Methods: The COPD patients were investigated for disease severity based on airflow limitations and divided into moderate (50%≤FEV1<80% predicted) and severe groups (FEV1<50% predicted). Spontaneous sputum samples were collected and, the V3-V4 regions of the 16S rRNA coding gene were sequenced to examine the microbiome profile of COPD and healthy participants. 
Results: A total of 45 sputum samples were collected from 17 severe COPD, 12 moderate COPD cases, and 16 healthy volunteers. The bacterial alpha diversity (Shannon and Simpson’s index) significantly decreased in the moderate and severe COPD groups, compared to healthy samples. A significantly higher proportion of Firmicutes and Actinobacteria were present in moderate COPD, and Proteobacteria numbers were comparatively increased in severe COPD. In healthy samples, Bacteroidetes and Fusobacteria were more abundant in comparison to both the COPD groups. Among the most commonly detected 20 bacterial genera, Streptococcus was predominant among the COPD sputum samples, whereas Prevotella was the top genus in healthy controls. Linear discriminant analysis (LDA>2) revealed that marker genera like Streptococcus and Rothia were abundant in moderate COPD. For severe COPD, the genera Pseudomonas and Leptotrichia were most prevalent, whereas Fusobacterium and Prevotella were dominant in the healthy group.
Conclusions: Our findings suggest a significant dysbiosis of the respiratory microbiome in COPD patients. The decreased microbial diversity may influence the host immune response and provide microbiological biomarkers for the diagnosis and monitoring of COPD.

Keywords

Microbiome, chronic obstructive pulmonary disease, respiratory pathology, 16S rRNA gene sequencing, microbial populations

Revised Amendments from Version 1

As per the suggestion from the Reviewer, a change in the title and Table 1 has been made.

See the authors' detailed response to the review by Eduard Monso

Introduction

Chronic obstructive pulmonary disease (COPD) is a heterogenous lung pathology, manifesting with persistent and progressive respiratory symptoms, airway obstruction, and inflammation due to structural abnormalities.1 COPD is one of the leading causes of mortality and morbidity globally and its burden is predicted to rise further in the upcoming years due to constant exposure to air pollution, respiratory pathogens, and the growing elderly population.13 COPD is a treatable but incurable disease, and often switches between a stable to an exacerbated state disease.4 The frequent exacerbation and worsening of respiratory symptoms affect the individual quality of life with a significant socioeconomic burden and impose a huge healthcare management cost.5,6 The progression of COPD often leads to chronic inflammation and major destruction of the lung and airway, which disrupts pulmonary microbiome homeostasis. Commensal microbes play a crucial role in innate immune regulation, protecting against invading pathogens and maintaining epithelial integrity. The recent advancement of culture-independent next-generation sequencing techniques has uncovered the diverse microbial communities colonizing the respiratory mucosa and recognized their roles in health and disease.79

In the past, several studies have evaluated lung microbiome composition and its association with COPD manifestations. The changes in bacterial diversity and several significant taxa have been identified in COPD patients, which play a role in disease progression. Although a high heterogeneity has been observed among the studies, potentially attributed to the underlying health conditions in different populations and the dynamics of microbial ecology in the COPD Indian population, it remains poorly understood. This study aimed to evaluate the changes in lung microbiome diversity of patients with moderate or severe COPD and compare them with the microbiomes of healthy controls.

Methods

Ethical considerations

This study was approved by the Kasturba Medical College and Kasturba Hospital Institutional Ethics Committee [IEC: 479/2019].

Consent to participate

Written informed consent was obtained from all the participants.

Study design and population

To conduct this prospective observational study, sputum samples were collected from eligible COPD participants, who presented to our hospital and were diagnosed with COPD in accordance with the 2019 Global Initiative for Chronic Obstructive Lung Disease (GOLD) guideline.10 Their lung functions were measured using spirometry. The enrolled cases were regrouped into moderate COPD (50%≤FEV1<80% predicted) and severe COPD (FEV1<50% predicted). The exclusion criteria for COPD participants were: (a) age ≤40 years, (b) patients diagnosed with other respiratory diseases or immunosuppression, and (c) history of antibiotic usage within four weeks prior to sample collection. Healthy controls include individuals ≥40 years of age and those not having any apparent illness. There was no gender-based exclusions or restrictions for recruiting participants. Demographic and clinical information was obtained for the enrolled participants. This study was approved by the Kasturba Medical College and Kasturba Hospital Institutional Ethics Committee (IEC: 479/2019) and the participants were enrolled after providing written informed consent.

Sample collection, DNA isolation, and 16S rDNA sequencing

The participants were instructed to cough up sputum into a sterile container and samples were transported on ice to the laboratory. All sputum samples were evaluated with routine conventional culturing and an aliquot of it was stored at −80°C for the DNA extraction. The sputum samples were homogenized using an equal volume of 0.2% dithiothreitol (DTT) (Sigma Aldrich, USA), and lysozyme-based Qiagen DNA Mini kit (Qiagen, USA) was used to extract the genomic DNA according to the manufacturer’s protocol. The Qubit 2.0 fluorometer (Thermo Fisher Scientific, USA) was used to measure the purity and concentration of the extracted DNA.

The purified DNA was further processed for the 16S rRNA V3-V4 regions targeted amplification to uncover the bacterial community in sputum samples. Based on the Illumina protocol,11 PCR amplification of V3-V4 hypervariable regions (~456 bp) were performed using the primer pair 341F/785R. Sequencing adapters and dual index barcodes were added with a limited cycle of PCR. After the quality assessment, multiplex amplified libraries were pooled equally and paired-end reads (2X300 bp) were generated using the MiSeq instrument (Illumina, San Diego, CA, United States).

Bioinformatics analysis

The sequenced raw data were processed using the standard Mothur v1.46.1 pipeline.12 A quality check of the reads was carried out and the low-quality reads and chimeras were removed. Contigs were created from the paired-end reads. Unique sequences were considered by removing the identical sequences. The quality reads were then aligned to the SILVA database and clustered into Operational Taxonomic Units (OTUs) at 97% similarity and taxa level 4, which is similar to the genus for Bacteria.13

Statistical analysis

The microbial community diversity profiles among the moderate COPD, severe COPD, and healthy groups were analyzed using the alpha and beta-diversity metrics. The Shannon, Simpson, and Chao1 matrices were used to measure bacterial Alpha-diversity and an ANOVA test was done to estimate significant differences. Beta diversity was performed using the Principal Coordinate Analysis (PCoA) method along with the Bray-Curtis index as distance measure and permutational multivariate analysis of variance (PERMANOVA) for the significant measure. The genus biomarkers (discriminative genera among the groups) were identified using linear discriminant analysis effect size (LEfSe) and a cut-off linear discriminant analysis (LDA) score >2.0.

Results

Features of the study participants

Sputum samples from COPD cases (12 moderate COPD and 17 severe COPD) and 16 healthy volunteers were included in the study. The participants’ clinical and demographic features like gender, age, BMI, pulmonary function tests (FEV1% predicted, FEV1 and FEV1/FVC values), mMRC dyspnoea score, and whether they were current smokers are summarized in Table 1. At the time of sampling, all COPD patients were in an exacerbated state of the disease and no significant growth of respiratory pathogens was detected in the sputum cultures.

Table 1. Clinical and demographic features of the study population.

FeaturesModerate COPD (n=12)Severe COPD (n=17)Healthy (n=16)
Age, years (mean ± SD)66 ± 5.864 ± 5.858 ± 5.3
Gender
Male (%)12 (100)16 (94.1)10 (62.5)
Female (%)-1 (5.9)6 (37.5)
BMI (kg/m2) (mean ± SD)25.4 ± 5.623.2 ± 5.724.2 ± 4.4
Current Smoker (%)4 (30.8)2 (11.8)3 (18.7)
Post-bronchodilator FEV1, % predicted (mean ± SD)75.1 ± 16.530.8 ± 8.6NA
Post-bronchodilator FEV1, L (mean ± SD)2.4 ± 0.51.8 ± 0.8NA
Post-bronchodilator FEV1/FVC ratio, % (mean ± SD)64.7 ± 5.661 ± 7.4NA
mMRC Dyspnoea scale (IQR)2(2)3 (3)NA

Bacterial diversity in sputum samples

A total of 91,863 OTUs were recovered at a 97% sequence identity with 32,665 OTUs in the patients with moderate COPD, 40,842 OTUs in severe COPD, and 30,980 OTUs in the healthy group. A significantly lower bacterial alpha diversity (Simpson’s and Shannon's index) was observed in moderate COPD and severe COPD samples compared to the healthy group (p<0.05, ANOVA test). The Chao1 index measured the species richness within groups and exhibited no differences (p>0.05) (Figure 1A). The Beta diversity represented by PCoA showed a significant difference in bacterial community clustering among the groups (p<0.01, PERMANOVA test) (Figure 1B).

fba6e8e1-21b3-4e32-8849-c95b5919d6df_figure1.gif

Figure 1. Bacterial diversity in sputum samples of moderate COPD, severe COPD, and healthy groups.

(A) The measures of alpha diversity indices showed a significant difference (*p < 0.05 and **p < 0.01, ANOVA test). (B) Principal coordinate analysis (PCoA) revealed a distinct bacterial community clustering among the groups (P< 0.01, PERMANOVA). (C) Venn diagram of the core microbiota in tested samples.

As the Venn diagram of the core sputum microbiota (Figure 1C) illustrates, out of the total 91863 OTUs 35.6%, 27.2%, and 26.3% OTUs were unique to severe COPD, moderate COPD, and healthy groups respectively. While 2,649 (2.9%) OTUs were shared by all three groups and 5,831 (6.3%) OTUs were shared between moderate and severe COPD groups, 4,447 (4.8%) OTUs were common for moderate COPD and healthy, and, 4,995 (5.4%) OTUs were common for severe COPD and healthy groups.

The taxonomic profiling of sputum microbiota among groups

The most prevalent microbial phyla in the sputum samples of moderate COPD, severe COPD, and healthy were Firmicutes (46.3%, 35.6%, and 31.9%) followed by Bacteroidetes (20.0%, 26.8%, and 28.7%) Proteobacteria (12.9%, 17.4%, and 16.1%), Actinobacteria (14.0%, 8.5%, and 5.9%), and Fusobacteria (5.3%, 9.5%, and 13%) (Figure 2A). A significantly higher proportion of Firmicutes and Actinobacteria were present in respiratory samples from patients with moderate COPD and Proteobacteria was comparatively increased in severe COPD, whereas in healthy individuals, Bacteroidetes and Fusobacteria were present in a higher abundance compared to both COPD groups.

fba6e8e1-21b3-4e32-8849-c95b5919d6df_figure2.gif

Figure 2. The taxonomic profiling of sputum microbiota among moderate COPD, severe COPD, and healthy groups.

(A) Relative abundance at the Phyla level, (B) Relative abundance at the genus level, and (C) LEfSe analysis represent the discriminative genera among the groups (LDA>2).

In the cohort of patients with moderate COPD, the top five most commonly detected genera were Streptococcus (28.2%), Rothia (11.4%), Prevotella (8.3%), Porphyromonas (7.9%), and Gemella (6.2%). The dominant genera in severe COPD were Streptococcus (20.2%), Prevotella (11.7%), Porphyromonas (10.1%), Leptotrichia (5.9%), and Rothia (5.3%). In healthy individuals, Prevotella (16.5%) was the most prevalent genus, followed by Streptococcus (13.0%), Neisseria (7.1%), Fusobacteria (6.6%), and Velionella (6.2%). An increasing abundance of Streptococcus (p<0.05), and Rothia was observed in moderate COPD samples, whereas Morexalla and Pseudomonas were relatively higher in severe COPD. Genera like Prevotella, and Fusobacteria were abundantly present in healthy individuals in comparison to moderate COPD. Figure 2B demonstrates the top bacterial genera present in the sputum of patients with moderate or severe COPD, and healthy groups.

The LEfSe analysis was performed to detect the discriminative genera among the groups (Figure 2C). In moderate COPD, six marker genera (LDA>2) Streptococcus, Rothia, Gemella, Carnobacteriaceae, Capnocytophaga, and Weissella were identified. For the severe COPD, genera Pseudomonas and Leptotrichia were higher, whereas Fusobacterium, Bacteroidales, Peptostreptococcus, Prevotella, Porphyromonas, Alloprevotella, etc. were dominant in healthy individuals.

Discussion

The severity of COPD is often influenced by environmental exposures, host genetic makeup, and airway host-microbiome interactions. This study demonstrated the microbial alpha diversity of moderate and severe COPD groups decreased significantly in comparison to the healthy control group. Our findings added important evidence to the understanding of the microbial population dynamics in COPD. Su et al. also reported a decreased bacterial diversity in the acute exacerbations of COPD compared to healthy controls, which was consistent with our findings.14 Ramsheh et al. also found a higher Alpha diversity in healthy individuals than in COPD bronchial brush samples.15 The consistent results of these studies indicate the altered microbial diversity in COPD patients compared to healthy and its potential role as a disease marker.

According to our findings, the alpha diversity of moderate COPD declined compared to the severe COPD group. However, Yang et al. and Li et al. did not observe any significant difference in microbial diversity between mild COPD and severe COPD groups, whereas Garcia-Nuñez et al. reported a decreased alpha diversity in advanced COPD compared to moderate-to-severe disease.1618 This inconsistency among studies could be due to distinct sampling methods, COPD states and exacerbations, and different geographic regions.

In this study, the most dominant phylum was Firmicutes, predominantly present in all the groups, in concordance with previous reports.15,16,19,20 In healthy controls, we observed a higher proportion of Bacteroidetes and Fusobacteria, likewise reported by Ramsheh et al.15 Proteobacteria was present in relatively higher proportions in patients with severe COPD, which is consistent with previous studies examining bronchoalveolar lavage (BAL)21 and sputum18,22 samples. According to Wang et al., the increased abundance of Proteobacteria might trigger the pro-inflammatory mediators of the host, which leads to dysbiosis of lung microbiomes.22

Streptococcus was the predominant genus among the COPD sputum samples, whereas Prevotella was significantly higher in healthy controls. A multi-centric study reported that Prevotella promotes normal lung function and the severity of COPD increases with its decreasing abundance.15 A lung co-infection mouse model study conducted by Horn KJ et al. suggested that an increased abundance of airway Prevotella can accelerate the innate immune response and rapid pathogen clearance from the lung.23 In the moderate COPD group, we noted a higher abundance of Streptococcus and Rothia, which was similar to previously published studies of COPD samples.14,1618,22,24 Li W et al. also observed a higher abundance of Rothia in the mild COPD group compared with the severe group,17 which was negatively correlated with pro-inflammatory markers, which might reduce the disease severity and exacerbation frequency in COPD.25 Another genus, Morexalla, which was abundant in severe COPD samples, was likewise reported by Wang et al.26 and Ramsheh et al.15 According to Wang et al., the relative abundance of Moraxella increased during COPD exacerbations and was also linked to the host interferon signaling pathway.26 Ramsheh et al. revealed that an increased abundance of Moraxella was associated with the expression of the IL-17 and TNF inflammatory pathways, which elicit the severity of COPD.15 These studies indicate that patients might suffer an altered lung microbial diversity during COPD disease severity, which means microbiota is a potential marker to predict the prognosis in COPD cases and may change the disease management.

There are a few limitations of our study. First, the population size of this study was small and the samples were collected from a single center. Second, the virome and mycobiome diversity of sputum were not evaluated. Future multi-centre studies in larger diverse populations are required to conclude the stability and alteration of microbiota in health and disease.

Conclusions

Our findings suggested a significant loss of the sputum microbiome diversity in patients with COPD. This decrease is more pronounced in patients with severe disease. The dysbiosis of lung microbiota may cause an alteration of the mucosal immune system and further facilitate inflammation in the lung. Therefore, the improved understanding of the link between the respiratory microbiome and disease may offer new opportunities for an alternative management approach for COPD.

Author contributions

Conceptualization: D.H., K. C.; Methodology: D. H., R. M., K. C.; Data analysis: F. SM., D. H., E. M.; Writing - original draft preparation: D. H.; Writing - review and editing: K. C., V. S., F. SM., N. S.; Supervision: K. C., V. S.

Comments on this article Comments (0)

Version 4
VERSION 4 PUBLISHED 22 May 2023
Comment
Author details Author details
Competing interests
Grant information
Copyright
Download
 
Export To
metrics
Views Downloads
F1000Research - -
PubMed Central
Data from PMC are received and updated monthly.
- -
Citations
CITE
how to cite this article
Hazra D, SM F, Chawla K et al. The altered sputum microbiome profile in patients with moderate and severe COPD compared to the healthy group in the Indian population [version 2; peer review: 1 approved, 1 not approved]. F1000Research 2023, 12:528 (https://doi.org/10.12688/f1000research.132220.2)
NOTE: If applicable, it is important to ensure the information in square brackets after the title is included in all citations of this article.
track
receive updates on this article
Track an article to receive email alerts on any updates to this article.

Open Peer Review

Current Reviewer Status: ?
Key to Reviewer Statuses VIEW
ApprovedThe paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approvedFundamental flaws in the paper seriously undermine the findings and conclusions
Version 2
VERSION 2
PUBLISHED 01 Aug 2023
Revised
Views
17
Cite
Reviewer Report 01 Sep 2023
Eduard Monso, Airway Inflammation Research Group, Parc Taulí Research and Innovation Institute - I3PT - Parc Taulí Foundation, Barcelona, Spain 
Not Approved
VIEWS 17
The authors have addressed satisfactorily most of the corrections pointed in the previous review. However, there are a couple of them that still need to be managed.

1.- (Introduction) The sentence "Although a high heterogeneity has been ... Continue reading
CITE
CITE
HOW TO CITE THIS REPORT
Monso E. Reviewer Report For: The altered sputum microbiome profile in patients with moderate and severe COPD compared to the healthy group in the Indian population [version 2; peer review: 1 approved, 1 not approved]. F1000Research 2023, 12:528 (https://doi.org/10.5256/f1000research.153873.r192939)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
  • Author Response 16 Nov 2023
    Kiran Chawla, Department of Microbiology, Kasturba Medical College, Manipal Academy of Higher Education, Manipal, 576104, India
    16 Nov 2023
    Author Response
    We value your kind suggestions and thank you for your valuable input.
    Query 1:  (Introduction) The sentence "Although a high heterogeneity has been observed among the studies, potentially attributed to ... Continue reading
  • Author Response 16 Nov 2023
    Kiran Chawla, Department of Microbiology, Kasturba Medical College, Manipal Academy of Higher Education, Manipal, 576104, India
    16 Nov 2023
    Author Response
    Dear Reviewer,
    We value your suggestions and thank you for your valuable input.

    Response to query 1: To better understand this sentence, we have split the sentence into the ... Continue reading
COMMENTS ON THIS REPORT
  • Author Response 16 Nov 2023
    Kiran Chawla, Department of Microbiology, Kasturba Medical College, Manipal Academy of Higher Education, Manipal, 576104, India
    16 Nov 2023
    Author Response
    We value your kind suggestions and thank you for your valuable input.
    Query 1:  (Introduction) The sentence "Although a high heterogeneity has been observed among the studies, potentially attributed to ... Continue reading
  • Author Response 16 Nov 2023
    Kiran Chawla, Department of Microbiology, Kasturba Medical College, Manipal Academy of Higher Education, Manipal, 576104, India
    16 Nov 2023
    Author Response
    Dear Reviewer,
    We value your suggestions and thank you for your valuable input.

    Response to query 1: To better understand this sentence, we have split the sentence into the ... Continue reading
Version 1
VERSION 1
PUBLISHED 22 May 2023
Views
16
Cite
Reviewer Report 28 Jul 2023
Veronica Ueckermann, Department of Internal Medicine, University of Pretoria, Pretoria, Gauteng, South Africa 
Approved
VIEWS 16
The manuscript explores loss of microbial diversity in the sputum samples of patients with moderate and severe COPD, and compares the results with a healthy control group. The healthy control group included some smokers and the study population was dominated ... Continue reading
CITE
CITE
HOW TO CITE THIS REPORT
Ueckermann V. Reviewer Report For: The altered sputum microbiome profile in patients with moderate and severe COPD compared to the healthy group in the Indian population [version 2; peer review: 1 approved, 1 not approved]. F1000Research 2023, 12:528 (https://doi.org/10.5256/f1000research.145128.r182958)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
Views
19
Cite
Reviewer Report 20 Jul 2023
Eduard Monso, Airway Inflammation Research Group, Parc Taulí Research and Innovation Institute - I3PT - Parc Taulí Foundation, Barcelona, Spain 
Not Approved
VIEWS 19
The authors described the respiratory microbiome in healthy subjects and COPD patients with different levels of severity, confirming with their study the characteristics of the COPD microbiome previously reported in other communities. The main value of the paper, accordingly, is ... Continue reading
CITE
CITE
HOW TO CITE THIS REPORT
Monso E. Reviewer Report For: The altered sputum microbiome profile in patients with moderate and severe COPD compared to the healthy group in the Indian population [version 2; peer review: 1 approved, 1 not approved]. F1000Research 2023, 12:528 (https://doi.org/10.5256/f1000research.145128.r175709)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
  • Author Response 10 Aug 2023
    Kiran Chawla, Department of Microbiology, Kasturba Medical College, Manipal Academy of Higher Education, Manipal, 576104, India
    10 Aug 2023
    Author Response
    Response to the Reviewer Comments:

    Query 1. The title state that the study focus on the lung microbiome dynamics. However, considering that the studied sample is the sputum, it ... Continue reading
COMMENTS ON THIS REPORT
  • Author Response 10 Aug 2023
    Kiran Chawla, Department of Microbiology, Kasturba Medical College, Manipal Academy of Higher Education, Manipal, 576104, India
    10 Aug 2023
    Author Response
    Response to the Reviewer Comments:

    Query 1. The title state that the study focus on the lung microbiome dynamics. However, considering that the studied sample is the sputum, it ... Continue reading

Comments on this article Comments (0)

Version 4
VERSION 4 PUBLISHED 22 May 2023
Comment
Alongside their report, reviewers assign a status to the article:
Approved - the paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations - A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approved - fundamental flaws in the paper seriously undermine the findings and conclusions
Sign In
If you've forgotten your password, please enter your email address below and we'll send you instructions on how to reset your password.

The email address should be the one you originally registered with F1000.

Email address not valid, please try again

You registered with F1000 via Google, so we cannot reset your password.

To sign in, please click here.

If you still need help with your Google account password, please click here.

You registered with F1000 via Facebook, so we cannot reset your password.

To sign in, please click here.

If you still need help with your Facebook account password, please click here.

Code not correct, please try again
Email us for further assistance.
Server error, please try again.