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Research Article

Association of PD-L1 immunoexpression with the clinicopathological characteristics and its prognostic significance in OPMD and OSCC: A cross-sectional study

[version 1; peer review: 2 approved with reservations]
PUBLISHED 14 Jun 2023
Author details Author details
OPEN PEER REVIEW
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This article is included in the Cell & Molecular Biology gateway.

This article is included in the Datta Meghe Institute of Higher Education and Research collection.

Abstract

Background: Head and neck cancers stands on eighth most prevalent tumor in Oral and Maxillofacial region among which the most frequent malignant tumor is Oral Squamous Cell Carcinoma (OSCC). Worldwide 880,000 patients suffer with head and neck cancer each year, and around 440,000 die due to it. Every day the number of clinical trials is increasing and many research focuses on improved surgery, radiotherapy and also chemotherapy. The immune system, under normal conditions, functions for the protection of the host against various infectious diseases and tumours. Cell surface proteins known as "programmed cell death 1" (PD-1) and "programmed cell death ligand 1" (PD-L1) are essential for the proper functioning of immunological checkpoints. The expression of “PD-L1” positive cells has a direct correlation with poorer prognostic outcome and its correlation is inversed with CD8+T cells infiltrating tumor. This study focuses on association of “PD-L1" immunoexpression to clinicopathological characteristics and its prognostic importance in Oral Premalignant Disorder (OPMD) and OSCC.
Methods: The study included surgical tissue samples from individuals who underwent surgery for OSCC. Cases altogether, including OPMD and OSCC were chosen. Examination of sections stained with “PD-L1” antibody was done under Leica DMLB2 (Leica microscope).
Results: The present study showed significant correlation between PD-L1 immunoexpression with the clinicopathological characteristics of OPMD and OSCC cases.
Conclusions: The premalignant lesions show the intermediate “PD-L1” expression which lie between the normal or hyperplastic lesions to the OSCC. This shows a condition where there are biological adaptations has been confirmed already which directed towards malignant transformation. So, there is a crucial role of “PD-L1’ in the progression of tumor.

Keywords

Oral squamous cell carcinoma, Oral potentially premalignant disorder, programmed cell death - ligand 1, Programmed cell death – 1, Cytotoxic T lymphocyte-associated protein 4, Disease-specific survival rate, Tumor-proportion score, Combined-positive score.

Introduction

Head and neck cancer are the world’s eighth most prevalent tumour in the oral and maxillofacial region, among which the most frequent malignant tumour is oral squamous cell carcinoma (OSCC).1,2 About 880,000 patients suffer with OSCC each year worldwide and approximately half the patients die due to it.2 The lifestyle habits such as tobacco eating, smoking, alcohol drinking, and chewing betel nuts develops the OSCC. Many researchers believe that there are approximately 25 % patients who are positive for OSCC are also positive for HPV so showing high correlation between OSCC and HPV infection.3 Globally there are 3.90 per 100 000 of OSCC cases and the mortality of them is 1.94 per 100,000 globally.4,5

The early staged OSCC cases are treated with surgery only while the rest OSCC cases requires a multi-modal approach that is the chemotherapy and radiotherapy. There is day to day increasing in clinical trials in many researches on improved surgery, radiotherapy and also chemotherapy. It is because there is very high incidence and mortality rate in many countries worldwide. Also there is complex and economic impact for patients which manage to survive this highly disabling disease.6

The contradiction of the OSCC is its simplicity to diagnose it with the routine clinical and histological examination in most of the cases. However very large number of cases are diagnosed at advanced stages. There is impact on prognosis of diseases due to late diagnosis in many cases which hampers the quality of life of patients and financial burden for healthcare systems worldwide.7 In present decades, there have been pivotal advancement in the therapeutic management of OSCC. For efficient strategy to battle with the advanced and metastatic OSCC the immunotherapy is the example.8

Most OSCCs are preceded by oral precursor lesions or conditions (OPMDs). These lesions mainly include “oral leukoplakia, erythroplakia, oral lichen planus, and OSMF”. Histopathological spectrum of these OPMD’s ranges from hyperkeratosis/hyperplasia to different grades of “epithelial dysplasia”, to “carcinoma in situ”, and eventually “invasive squamous cell carcinoma”. The morbidity and mortality of the disease can be decreased by early diagnosis at the premalignant stage. Further histological assessment of OED with various grades helps in the prediction of malignant transformation.9

The immune system, under normal conditions, functions for the protection of the host against various infectious diseases and tumor. Additionally, it helps in clearing the unhealthy and ailing cells. Immune checkpoints, which are the inhibitory regulators of immune system, play a vital role in maintaining self-tolerance. They aid in regulating immune response latency, intensity, and extent, limiting autoimmunity and decreasing collateral tissue damage. Among them is “cytotoxic T lymphocyte-associated protein 4” (CTLA-4). Its expression is significantly higher in regulatory T cells (Tregs) and upregulated in activated conventional T cells. CTLA4 is similar to CD28 which is a T-cell co-stimulatory protein. Both of these molecules compete in binding to CD80 (B7). When triggered by CD80, CTLA4 sends a signal to T cells that is inhibitory. CD28 transmits a stimulatory signal. Cell surface proteins known as “programmed cell death 1” (PD-1) and “programmed cell death ligand 1” (PD-L1) are essential for the proper functioning of immunological checkpoints.10 The expression of “PD-L1” positive cells has a direct correlation with poorer prognostic outcome and its correlation is inversed with CD8+T cells infiltrating tumor.11

Development of tumor, “immune privilege” regions, viral persistence, and immune evasion are some important roles of “PD-L1”. “PD-L1” ligation on tumor cell surface protects the tumor from cell death. Therefore, dysfunctional or exhausted T cells are reactivated by blockade of the “PD-1/PD-L1” axis by restoring tumor-specific immunity that eliminates the cancer cells. Nivolumab is a commercially available human monoclonal anti-programmed death-1 antibody. It is clinically approved in several countries after undergoing a successful phase III clinical trial and it is reportedly active against recurrent/metastatic head and neck cancers.12

Positive tumor “PD-L1” expression is determined by immunohistochemistry (IHC), which predicts the clinical response. Nivolumab and pembrolizumab are the PD-1/PD-L1 checkpoint inhibitors which have shown clinical effectiveness in advanced treatment of head and neck cancer.13

The presence of expression “PD-L1” is seen in the cell membrane and cytoplasm of tumor cells and infiltrating lymphocytes. Physiologically, it is seen in the placenta, pancreatic islet cells and mesenchymal stem cells. Higher expression of “PD-L1” is corresponds with the poorly differentiated tumor, advanced cancer staging, nodal as well as distant metastasis.14

In HNSCC, the degree of inter-observer variability in “PD-L1” assessment represents an obstacle even after the preliminary analysis. This is owing to the variety of scoring systems available for “PD-L1”, like the “tumor-proportion score” (TPS), the immune-cell (IC) score, and the “combined-positive score” (CPS), which is recommended in the HNSCC.15

In 2016, new medications that target the immune checkpoint “PD-1/PD-L1” were being evaluated for the treatment of instances of advanced HNSCC. A new immunotherapy treatment approach was launched, and early studies on select patients revealed encouraging outcomes. Due to the fact that it is expressed in various malignancies, including HNSCC, PD-L1 has become a frequently investigated biomarker for immune checkpoint therapy.16

Expression of “PD-1/PD-L1” differs in numerous cancers and OPMDs. The function of expression of “PD-1 and PD-L1” has explored in OPMDs. The over- expression of “PD-1/PD-L1” was seen higher in cases of actinic cheilitis as compared to healthy individuals but lower in cases of OSCC.17 This investigation was performed with the aim of identifying the immunological checkpoint molecules that are the target before OPMDs proceed to OSCC.18

This study focuses on correlating “PD-L1” immunoexpression to clinicopathological characteristics and its prognostic importance in OPMD and OSCC, a new role for “PDL1” has been discovered.

Methods

This study was conducted in “Department of Oral and Maxillofacial Pathology and Microbiology”, “Sharad Pawar Dental College and Hospital”, Datta Meghe Institute of Higher Education and Research (DMIHER), Sawangi (M), Wardha, Maharashtra, India. Prior to the study, ethical approval was obtained from the Institutional Ethical Committee of Datta Meghe Institute of Medical Sciences. (DMIMS (DU)/IEC/2020-21/9425). The informed written consent was obtained from the participants before the study.

The study included surgical tissue samples from patients by taking consent who underwent surgery for OSCC from 2003 to 2019 retrospectively at the same facility. The tissue specimens were retrieved from the department’s archives. 62 cases altogether, including 31 OPMD cases and 31 OSCC cases were chosen. The histopathological grading of OSCC followed the Broder’s grading system as well differentiated, moderately differentiated and poorly differentiated squamous cell carcinoma.

Study design

In this cross-sectional study, a total of 62 samples divided into three groups: The groups are as follows:

Group I: 31 samples with Oral Potentially Premalignant Disorders

Group II: 31 samples with Oral Squamous Cell Carcinoma

For OPMD group, 31 cases of hyperkeratosis and oral sub mucous fibrosis (OSMF) were selected. The study’s inclusion criteria took into account instances with OSCC that had been clinically and histopathologically diagnosed and were largely operated surgically.

The cases that were excluded from the study were those with head neck cancer history in the past, recurrent or distant disease and also patients who had undergone pre-operative treatments except biopsy.

Immunohistochemical method for detection of PD-L1

The IHC for PD-L1 monoclonal antibody, which is a nuclear proliferative marker was carried out in the “Department of Oral and Maxillofacial Pathology & Microbiology”, “Sharad Pawar Dental College”, DMIHER, Sawangi (Meghe), Wardha. Sections were hydrated with increasing grades of alcohol and brought to distilled water and treated with hydrogen peroxide (H2O2) to eliminate endogenous peroxidase activity. The tissues were then incubated sequentially with:

  • Primary antibody, which binds to specific tissue antigens.

  • Secondary antibody, which binds to the primary antibody; it is a polyvalent antibody that will bind to primary antibodies derived from rabbit, mouse, rat and guinea pig.

A coloured precipitate is formed by adding peroxidase substrate (hydrogen peroxidase) to chromogen at the tissue antigen sites. Counter staining with hematoxylin aided in visualization.

Procedure

  • 1. Fixation of tissues was done by using 10% formalin (neutral buffered) for 24 hours which were later routinely processed and embedded in paraffin wax.

  • 2. Silane coated slides provided proper adherence of tissue sections to the glass slides. Sections were floated on silane-coated slides in a 45°C water bath. Air drying of sections was done overnight at 37°C which were heated at 56°C for one hour.

  • 3. Sections were dewaxed thoroughly in xylene and hydrated through descending grades of alcohol to water as seen in Table 1.

Table 1. Dewaxing in Xylene and hydration in graded alcohol.

Xylene3 changes10 minutes each
1:1 Xylene/Alcohol1 change10 minutes
100% Alcohol2 changes5 minutes each
90% Alcohol2 changes5 minutes each
80% Alcohol2 changes5 minutes each
70% Alcohol2 changes5 minutes each

Sections were kept in running tap water for 5 minutes and were later rinsed in distilled water.

Antigen retrieval

M sodium citrate buffer (pH 6.0) was used to heat the slides in the microwave oven for 12 mins for antigen retrieval which was then bench cooled for 20 mins. The same cycle was repeated again. Then sections were washed thrice by shaking gently in TBS for 5 mins each.

Blocking of endogenous peroxidise

Individual sections were outlined by NCL-Pen. Sections were incubated in Peroxidase block (0.3% H2O2 in methanol) for 20 mins. This is to inactivate the “endogenous peroxidise” activity to avoid false positive reactions when using the same or similar enzyme as label. These sections were then washed with TBS 3 times each for 5 mins.

Application of primary antibody

Blocking serum was poured off and wiped gently around each section. Covering of sections was done using prediluted polyclonal antibody and incubation was done in a humidifying chamber for 1 hour at room temperature. Wash buffer was later used for washing the sections 3 times for 10 mins each.

Application of secondary antibody (Biotinylated rabbit anti mouse IgG)

Wash buffer was wiped gently from around each section. Addition and incubation of biotinylated secondary antibody was done at room temperature for 60 minutes in a humidifying chamber. Then these slides were washed with TBS 3 times each for 10 minutes.

Application of 3,3’ Diaminobenzidine substrate solution (DAB)

Slides were cleaned (wiped) as before. Application of substrate chromogen solution was done which should be enough for covering the section. Incubation was done at room temperature for twenty minutes. Preparation of DAB chromogen working solution was done by mixing 5ul of concentrated DAB in 50ml of substrate buffer.

Counterstaining

Sections were washed for 2 mins in water and were later counterstained with Harris’s hematoxylin for 30 sec. Dehydration of sections was done Sections were dehydrated through ascending grades of alcohol, cleared in xylene and mounted in DPX.

Assessment of immunohistochemically stained sections: IHC analysis

Examination of sections stained with “PD-L1” antibody was done under Leica DMLB2 (Leica microscope) at 40×.

At the site of the target antigen (DAB chromogen brown end product), examination of the sections was done for the presence of a coloured end product. This indicated a positive staining result and proper performance of kit reagents.

The cells which showed the presence of brown colour (membranous staining) were considered positive for the “PD-L1.”The positive score of the stained cells was regardless of the intensity of staining. Cells that did not show a clear staining were excluded. Each section had a minimum of 1000 cells. Evaluation of tissue sections positive for “PD-L1” was done by locating the epithelial linings and was labelled by scanning the sections at 10X. The cells were counted at 40× under Leica DMLB2 (Leica microscope) in 5 different fields. “PD-L1” labelled cells counting was done.

Five randomly chosen fields from the representative areas were evaluated at a 40× magnification. Each field’s membranous/cytoplasmic cell positive was recorded, regardless of its level. Cells that were positive for “PD-1” and “PD-L1” in the sub-epithelial region were counted up to sixty micrometres from the basement membrane. This was carried out in accordance with the oral mucosa’s superficial lamina propria. In each example, the basal and spinous layer were evaluated for “PD-L1” expression. The proportion of positively labelled cells to all cells was calculated.

PD-L1Labelling index=Number ofIHCPositive cellsTotal number of cells100

The evaluation and tracing was done with the help of computer aided analysis system Leica Q-Win ProV3.5.0, Leica Microsystems (Switzerland) Ltd.

Tonsils showing expression of “PD-L1” were used as positive control. For negative control, one section was taken from each positive control and primary antibody were excluded. It was then incubated with serum. The rinsing was done 3 times for 10 mins in PBS after primary reaction of antigen and antibody. Incubation of the HRP-labelled anti-mouse polymer was done for 30 mins at room temperature in a humidifying chamber. There were antigen-antibody reactions in the chromogen buffer solution of “3,3′ diaminobenzidine”. Final counterstaining was done using “Mayer’s Hematoxylin”.

Then the assessment of “PD-L1” immunoexpression was done manually by 3 different observers in blinded manner.

The evaluation was done into 4 categories according to percentages stained for malignant cells (0 = negative; 1 = 1-33%; 2 = 34-66%; 3 = 67-100%). More than 10% “PD-L1” expression show poor survival outcomes. So even 1% PD-L1 expressed cancer cells were considered as positive.

Sample size calculation

Considering the prevalence of Oral Potentially Malignant Disorder as 2% in outpatient department of Oral Medicine and Radiology, using Single Proportion Formula, sample size was calculated by using the formula:

N=NXX+N1

Where,

X=/22p1p/MOE2,

And Zα/2 is the critical value of the Normal distribution at a/2 (e.g. for a confidence level of 95%, a is 0.05 and the critical value is 1.96), MOE is the margin of error, p is the sample proportion, and N is the population size.

The sample size was calculated to be 31. There are total 2 groups, hence, total 62 samples were required.

Statistical analysis

The Chi-square test will be used to analyse differences in categorical variables. Survival analysis will be done by Kaplan-Meier method, and the log-rank test will be used to test for significant differences by SPSS 17.0 version 8, SPSS Inc., Chicago, IL.

Results

Figure 1 representing the hematoxylin and eosinophilic stained tissue section showing well differentiated squamous cell carcinoma and thereby Figure 2 showing transmembranous PD-L1 immunostaining in it. Figure 3 represents haematoxylin and eosin stained tissue section at 400× magnification and Figure 4 represents transmembranous PD-L1 immunostaining at 400× in oral squamous cell carcinoma.

04e6ca6c-266e-4ac4-a3fb-9f06c6a06c97_figure1.gif

Figure 1. The Hematoxylin and Eosinophilic stained tissue section showing oral squamous cell carcinoma at 100× magnification.

04e6ca6c-266e-4ac4-a3fb-9f06c6a06c97_figure2.gif

Figure 2. Transmembranous PD-L1 immunostaining in oral squamous cell carcinoma at 100× magnification.

04e6ca6c-266e-4ac4-a3fb-9f06c6a06c97_figure3.gif

Figure 3. The Hematoxylin and Eosinophilic stained tissue section showing oral squamous cell carcinoma at 400× magnification.

04e6ca6c-266e-4ac4-a3fb-9f06c6a06c97_figure4.gif

Figure 4. Transmembranous PD-L1 immunostaining in oral squamous cell carcinoma at 400× magnification.

Evaluation of 31 OPMD and 31 OSCC cases were done and results were obtained as follows.

OPMD and OSCC was more prevalent in 4th and 5th decade of life. In OPMD, the age range of patient was 27-60yrs with the mean age of 44.83 ± 10.83. Whereas, In OSCC the age ranging from 27-75 years with the mean age of 48.80 ± 12.1. There was no significant Correlation between PD-L1 score with age of OPMD cases (χ2-value 3.68; P = 0.45) (Table 2) and OSCC cases (χ2-value = 0.009 and P = 0.99) (Table 4).

Table 2. Correlation between PD-L1 score with age in years of OPMD patients.

PD-L1 Score25-40 yrs41-55 yrs>55 yrsTotalχ2-value
0%3(42.86%)4(57.14%)0(0%)7(22.58%)3.68
P = 0.45, NS
1-33%5(29.41%)7(41.18%)5(29.41%)17(54.84%)
34-66%2(28.57%)2(28.57%)3(42.86%)7(22.58%)
67-100%0(0%)0(0%)0(0%)0(0%)
Total10(32.26%)13(41.94%)8(25.81%)31(100%)

Table 3. Correlation between PD-L1 score with gender of OPMD patients.

PD-L1 ScoreMaleFemaleTotalχ2-value
0%7(100%)0(0%)7(22.58%)3.88
P = 0.14, NS
1-33%11(64.71%)6(35.29%)17(54.84%)
34-66%6(85.71%)1(14.29%)7(22.58%)
67-100%0(0%)0(0%)0(0%)
Total24(77.42%)7(22.58%)31(100%)

Table 4. Correlation between PD-L1 score with age in years of OSCC patients.

PD-L1 Score25-40 yrs41-55 yrs>55 yrsTotalχ2-value
0%0(0%)0(0%)0(0%)0(0%)0.009
P = 0.99, NS
1-33%0(0%)0(0%)0(0%)0(0%)
34-66%4(28.57%)6(42.86%)4(28.57%)14(45.16%)
67-100%5(29.41%)7(41.18%)5(29.41%)17(54.84%)
Total9(29.03%)13(41.94%)9(29.03%)31(100%)

Males were more frequently affected than female with OPMD and OSCC. In OPMD cases, there were 24(77.4%) males and 7(22.6%) females. In OSCC cases, there were 25(80.6%) males and 6(19.4%) females. However, we found no significant correlation between PD-L1 score and gender of OPMD cases (χ2-value = 3.88 and P value = 0.14) (Table 3) and OSCC cases (χ2-value = 0.07 and P = 0.79) (Table 5).

Table 5. Correlation between PD-L1 score with gender of OSCC patients.

PD-L1 ScoreMaleFemaleTotalχ2-value
0%0(0%)0(0%)0(0%)0.07
P = 0.79, NS
1-33%0(0%)0(0%)0(0%)
34-66%11(78.57%)3(21.43%)14(45.16%)
67-100%14(82.35%)3(17.65%)17(54.84%)
Total25(80.65%)6(19.35%)31(100%)

We further evaluated the clinical diagnosis of OPMD and OSCC cases. Among 31 OPMD, 23(74.2%) cases were Leukoplakia and 8(25.8%) were OSMF. A significant correlation was seen between PD-L1 score with clinical Diagnosis of OPMD patients with the χ2-value = 26.08 and P = 0.0001 (Table 6). We have classified the tumor into four categories according to AJCC classification for TNM: stage I, stage II, stage III, stage IV and among 31 cases we found 2(6.5%), 5(16.1%), 7(22.6%), 17(54.8%) patients respectively. Among 31 OSCC patients, in stage I, 2(14.29%) patient showed score 2. In stage II, 3(21.43%) showed score 2 and 2(11.76%) showed score 3. In stage III, 6(42.86%) patients showed score 2 and 1(5.88%) patients showed score 3. In stage IV, 3(21.43%) patients showed score 2 and 14(82.35%) showed score 3. There was significantly positive correlation between PD-L1 score with TNM Staging of OSCC patients with χ2-value = 12.74 and P = 0.005 (Table 7).

Table 6. Correlation between PD-L1 score with clinical diagnosis of OPMD patients.

PD-L1 ScoreLeukoplakiaOSMFTotalχ2-value
0% (0)0(0%)7(22.58%)7(22.58%)26.08
P = 0.0001, S
1-33% (1)16(94.12%)1(5.88%)17(54.84%)
34-66% (2)7(22.58%)0(0%)7(22.58%)
67-100% (3)0(0%)0(0%)0(0%)
Total23(74.19%)8(25.81%)31(100%)

Table 7. Correlation between PD-L1 score with TNM staging of OSCC patients.

PD-L1 ScoreStage IStage IIStage IIIStage IVTotalχ2-value
0%0(0%)0(0%)0(0%)0(0%)0(0%)12.74
P = 0.005, S
1-33%0(0%)0(0%)0(0%)0(0%)0(0%)
34-66%2(14.29%)3(21.43%)6(42.86%)3(21.43%)14(45.16%)
67-100%0(0%)2(11.76%)1(5.88%)14(82.35%)17(54.84%)
Total2(6.45%)5(16.13%)7(22.58%)17(54.84%)31(100%)

In OPMD, we histologically divided the patients into 5 categories i.e. hyperkeratosis, no dysplasia, mild dysplasia, moderate dysplasia and severe dysplasia having 14(45.16%), 8(25.81%), 2(6.45%), 3(9.68%), 4(12.9%) patients in each category respectively. In leukoplakia, 16(94.12%) patients showed score 1 and 7(22.58%) patients showed score 2. In OSMF, 7(22.58%) patients showed Score 0 and 1(5.88%) patients showed score 1. We corelate PD-L1 score with histopathological diagnosis of OPMD and observed, there were 14(82.35%) patients in hyperkeratosis showing score 1. 7(100%) patients showed no dysplasia with score 0 and 1(5.88%) were with score 1. Patients showing mild dysplasia were 2(11.76%) with score 1. In moderate dysplasia there were 3(9.68%) patients in score 2. In severe dysplasia, 4(57.14%) patients showed score 2. A remarkable correlation was observed between PD-L1 score with Histopathological diagnosis of OPMD patients with χ2-value of 56.52 and P-value = 0.0001 (Table 8).

Table 8. Correlation between PD-L1 score with histopathological diagnosis of OPMD patients.

PD-L1 ScoreHyperkeratosisNo DysplasiaMild DysplasiaModerate DysplasiaSevere DysplasiaTotal
0%0(0%)7(100%)0(0%)0(0%)0(0%)7(22.58%)
1-33%14(82.35%)1(5.88%)2(11.76%)0(0%)0(0%)17(54.84%)
34-66%0(0%)0(0%)0(0%)3(42.86%)4(57.14%)7(22.58%)
67-100%0(0%)0(0%)0(0%)0(0%)0(0%)0(0%)
Total14(45.16%)8(25.81%)2(6.45%)3(9.98%)4(12.90%)31(100%)
χ2-value56.52, P-value = 0.0001, Significant

Among 31 OSCC patients, in WDSCC, 5(35.71%) patients showed score 2 and only 1(5.88%) patient showed score 3. In MDSCC, 9(64.29%) patients showed score 2 and majority of patients i.e. 12(70.59%) showed score 3. In PDSCC, all the patients i.e. 4(23.53%) showed score 3. So, we found significantly positive Correlation between PD-L1 score with histopathological diagnosis of OSCC patients with the χ2-value = 6.96 and P = 0.032) (Table 9).

Table 9. Correlation between PD-L1 score with histopathological diagnosis of OSCC patients.

PD-L1 ScoreWDSCCMDSCCPDSCCTotalχ2-value
0%0(0%)0(0%)0(0%)0(0%)6.96
P = 0.032, S
1-33%0(0%)0(0%)0(0%)0(0%)
34-66%5(35.71%)9(64.29%)0(0%)14(45.16%)
67-100%1(5.88%)12(70.59%)4(23.53%)17(54.84%)
Total6(19.35%)21(67.74%)4(12.90%)31(100%)

According to percentages of stained tumor cells we evaluate PD-L1 score into four categories. (0 = negative; 1 = 1-33%; 2 = 34-66%; 3 = 67-100%). In OPMD cases, we observed 7(22.6%), 17(54.8%), 7(22.6%) showing score 0,1 and 2 respectively. There were 0 cases showing score 3. However, in OSCC cases, we observed 14(45.2%) and 17(54.8%) showing score 2 and 3 respectively. Whereas there were no cases showing score 0 and 1. The χ2 value was 43.33 and both the groups showing significantly positive correlation (P = 0.00001) (Table 10).

Table 10. Distribution of patients in two groups according to their PD-L1 Score.

PD-L1 ScoreOPMDOSCCχ2-value
0%7(22.6%)0(0%)43.33
P = 0.00001, S
1-33%17(54.8%)0(0%)
34-66%7(22.6%)14(45.2%)
67-100%0(0%)17(54.8%)
Total31(100%)31(100%)

Discussion

Carcinomas represent the commonest form of human cancer. Worldwide, oral carcinomas rank from 6th to 8th as the most prevalent cancers.19 Despite advanced treatment modalities, the overall five-year survival rate of OSCC patients remains unchanged. The prognosis of a tumor does not depend upon a single factor, rather it is multifactorial. The contribution of various factors to the tumor progression decides the outcome of the tumor. Therefore, it is of prime importance to evaluate multiple factors (tumor markers) for correct assessment of the tumor prognosis. A thorough literature review showed a rarity of such a study on OSCC. Hence, this study was designed keeping in mind this need.20

OPMDs are proportionately common with a global prevalence rate of 1–5% showing similar age, site and gender predilections as OSCC. It is observed that oral leukoplakia (OL) is often associated with OSCC. However, the exact rate of malignant transformation of OMPDs is unknown. In the present study, a similar pattern was seen in 77% cases. Surveillance directed to OPMDs could have been an important factor in early detection and diagnosis of OSCC in the population of this study. These results show the importance of considering the chances of development of OSCC in cases of leukoplakia and OSMF. This adds to the need of obtaining biopsy specimens from all lesions from this group.20

In OPMD, the age range of patient was 27-60 yrs with the mean age of 44.83 ± 10.83. According to Graham R. Ogden21 the age range of occurrence of OPMD in population was 11 to ≥50 years and 40% of OPMD cases were seen in 21–30 years of age group. Whereas, In OSCC the age ranging from 27-75 years with the mean age of 48.80 ± 12.12 (χ2-value 0.11; P = 0.94 NS) was there. Our results are similar with that of Hong zhi Quan et al.22 who stated that, OSCC patients were in age range of 33 to 78 years with the mean age of 56 years. The OPMD cases at an earlier age occurrence are more as compared to OSCC and it may convert into OSCC.23 In context to the gender predilection in patients with OPMD and OSCC, the male predominance was observed. These results were in accordance with previous study by Preeti Sharma et al.24 and Shenoi et al.25 Age was not related to “PD-L1” positive (P > 0.05). This outcome was consistent with research by Hui Tang et al.,26 who found no connection between PD-L1 expression and age. On correlation of gender of patents with the “PD-L1” score we found no significant correlation between “PD-L1” score and gender of OPMD cases (χ2-value = 3.88, P = 0.14). “PD-L1” expression was independent of gender of OPMD and OSCC group. Same as our results, Hui Tang et al.27 also found no significant correlation between “PD-L1” expression with age and gender in HNSCC (OR = 1.09, 95% CI: 0.51-2.34; OR = 0.87, 95% CI: 0.56-1.36; OR = 1.23, 95% CI: 0.96–1.56).

We evaluated the Clinical presentation and site of the lesion of OPMD and OSCC patients. In OPMD, 23 (74.2%) cases were Leukoplakia and 8(25.8%) were OSMF, predominantly involving buccal mucosa. In OSCC, the most common involved site was the gingivobuccal sulcus 15(48.38%) followed by buccal mucosa 11(35.48%), alveolar mucosa 4(12.90%) and labial mucosa 1(3.22%). Juana Maria García-Pedrero et al.20 noted that most common involved site was the tongue. In regions like America and Europe, the most common site of OSCC is considered to be the border of tongue.28 In southern Asian countries, the habit of areca nut and tobacco chewing makes the buccal mucosa as an occasional site for OSCC. In a study done by Jainkittivong et al.,29 it was reported that around 50% of their total cases of OSCC were of gingival and alveolar ridge. This could be justified by the association of different etiologic factors and OSCC development in their specific population. In their research done in Nigeria, observed that the most commonly affected sites of OSCC are upper and lower gingiva, followed by the tongue. The most commonly affected OSCC sites were border of tongue and floor of mouth, as reported by majority of the studies which focused on Brazilian and other countries of the west populations.20 The clinical staging of OSCC is determined by the tumor’s size, the involvement of nearby lymph nodes, and the presence or absence of metastases, which is referred to as TNM tumour staging. We have further divided the tumor into 4 main categories according to AJCC classification for TNM: stage I-IV and observed that 2(6.5%) cases were in stage I, 5(16.1%) in stage II, 7(22.6%) in stage III, 17(54.8%) in stage IV. There was significantly positive correlation between “PD-L1” score with TNM Staging of OSCC patients (χ2-value = 12.74; P = 0.005, S). This result is in accordance with Jing He et al.,30 a significant positive correlation was found between expression of “PD-L1” and the TNM staging.

We found significantly positive correlation between “PD-L1” score with histopathological diagnosis of OSCC patients. (χ2-value = 6.96; P = 0.032, S). Similarly, Chen et al.31 found that “PD-L1” was significantly associated with the OSCC pathological grade.

The management of OPMD is related to the histopathological diagnosis which may be range from hyperkeratosis and further with various grades of dysplasia. In OPMD, we observed that 14(45.16%) showed hyperkeratosis, 8(25.81%) showed no dysplasia, 2(6.45%) showed mild dysplasia, 3(9.68%) showed moderate dysplasia and 4(12.9%) showed severe dysplasia. Erythroplakias having histopathologic features of severe dysplasia or carcinoma in situ (Ca in situ), should be excised with a clear margin. The malignant transforming rate of oral leukoplakia (OL) ranges between 1 and 17.5% per year. It is generally managed either by patient follow up or excision of lesion depending on the histopathological evaluation and severity of dysplasia. It is still unclear whether the excision of leukoplakia or erythroplakia prevents the development of OSCC. However, a study done on leukoplakia has documented that 20% cases regress due to the elimination of risk factors. A retrospective study was done comprising of 94 cases of surgically resected leukoplakia and erythroplakia with a mean 6.8 years follow up, along with 175 cases which did not undergo surgical resection of the lesion with mean 5.5 years follow up. The study revealed that 12% cases with surgical resection and 4% cases without resection developed OSCC. This led to a conclusion that surgery does not provide protection against malignant transformation of leukoplakia. In a meta-analysis and study on surgical treatment of leukoplakia (with dysplasia), it was revealed that the risk of developing OSCC reduces by surgical intervention by does not eliminate it completely. Efforts should be made to modify habits leading to OSCC and patient counselling should be done at earliest to reduce the risk of transformation of leukoplakia into malignancy. Cases with risk of malignant transformation should be kept on a regular follow-up. The follow up intervals are however entirely based on clinicians’ subjective assessment of clinical appearance of the disease and reported dysplasia and not evidence based. The first 2 years carry the greatest risk of malignant transformation and around 1% may transform on annual basis. Patients should remain on regular follow-up and re-biopsy of suspected lesions should be done by experienced clinicians if clinically indicated.32,33

In the present study, the histopathologic features of epithelial dysplasia were seen in 30% cases of OPMDs. Mello et al.34 has reported a high proportion of epithelial dysplasia (73%) in OPMDs. Prevention of malignant transformation of the lesion is the main goal for identifying oral pre-cancerous lesions. Regular surveillance of the lesion, change of lifestyle like use of tobacco and alcohol, retinoid or antioxidant treatment and surgery are some of the treatment options for oral precancerous lesions. However, none of these options have shown significance in reducing the malignant transformation in the long-term follow-up studies.

In present study of OSCC patients most of the cases were of moderately differentiated tumors, and around 50% cases were in late cancer stages (stage III/IV). In all patients, 6(19.4%) were WDSCC, 21(67.7%) were MDSCC and 4 (12.9%) were PDSCC.

This study concluded that the host immune system by “PD-L1” expression may be escaped by OPMD lesions on dysplastic cells of epithelium as well as the recruited subepithelial cells. This results in the development of invasive SCC. So to prevent their malignant transformation and to inhibit the “PD-L1’ pathways there are immunological approaches which gives new treatment modalities.35

So according to our results, there is a crucial role of “PD-L1’ in the progression of tumor, the only limitation of the study is the sample size.

We interpreted that there is propensity of OPMD lesions showing more prevalence of “PD-L1” positive expression when we compared it to the normal mucosa. But in contrast it shows lower PD-L1 positivity than OSCC. This shows a condition where there are biological adaptations has been confirmed already which directed towards malignant transformation. Though there is still control of the immune the system. So, we can note that the premalignant lesions show the intermediate “PD-L1” expression which lie between the normal or hyperplastic lesions to the OSCC. As expected, researches which very clearly differentiate between the hyperplastic lesion, low grade dysplasia and high grade dysplastic lesions had not evaluated any significant difference amongst all these kind of lesions.30,36

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Durge SR, Hande A, Khan S et al. Association of PD-L1 immunoexpression with the clinicopathological characteristics and its prognostic significance in OPMD and OSCC: A cross-sectional study [version 1; peer review: 2 approved with reservations]. F1000Research 2023, 12:668 (https://doi.org/10.12688/f1000research.133095.1)
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Reviewer Report 25 Jun 2024
Baris Ertugrul, Department of Molecular Medicine, Istanbul University, Istanbul, Turkey 
Approved with Reservations
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The study entitled “Association of PD-L1 immunoexpression with the clinicopathological characteristics and its prognostic significance in OPMD and OSCC: A cross-sectional study” investigates the prognostic significance of PD-L1 immunoexpression in OPMD and OSCC. The study is well-designed and included 31 ... Continue reading
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Ertugrul B. Reviewer Report For: Association of PD-L1 immunoexpression with the clinicopathological characteristics and its prognostic significance in OPMD and OSCC: A cross-sectional study [version 1; peer review: 2 approved with reservations]. F1000Research 2023, 12:668 (https://doi.org/10.5256/f1000research.146067.r283658)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
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Reviewer Report 21 Aug 2023
Simin Li, University of Leipzig, Leipzig, Germany 
Approved with Reservations
VIEWS 11
This manuscript by Durge et al. investigates the association between PD-L1 expression and clinicopathological features in oral potentially malignant disorders (OPMDs) and oral squamous cell carcinoma (OSCC). The authors evaluated PD-L1 immunohistochemistry on 62 samples - 31 OPMDs and 31 ... Continue reading
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Li S. Reviewer Report For: Association of PD-L1 immunoexpression with the clinicopathological characteristics and its prognostic significance in OPMD and OSCC: A cross-sectional study [version 1; peer review: 2 approved with reservations]. F1000Research 2023, 12:668 (https://doi.org/10.5256/f1000research.146067.r191542)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
  • Author Response 13 Apr 2024
    shelley Durge, Department of Oral and maxillofacial Pathology and Microbiology, Sharad Pawar Dental College,Datta Meghe Institute of Higher Education and research, Sawangi (Meghe), Wardha, 442001, India
    13 Apr 2024
    Author Response
    The information needed is already shared .
    Competing Interests: No competing interests were disclosed.
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  • Author Response 13 Apr 2024
    shelley Durge, Department of Oral and maxillofacial Pathology and Microbiology, Sharad Pawar Dental College,Datta Meghe Institute of Higher Education and research, Sawangi (Meghe), Wardha, 442001, India
    13 Apr 2024
    Author Response
    The information needed is already shared .
    Competing Interests: No competing interests were disclosed.

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Not approved - fundamental flaws in the paper seriously undermine the findings and conclusions
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