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Policy Brief

The road to success: drawing parallels between 'road' and 'research data' infrastructures to foster understanding between service providers, funders and policymakers

[version 1; peer review: 2 approved]
PUBLISHED 23 Jan 2023
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This article is included in the Research on Research, Policy & Culture gateway.

This article is included in the ELIXIR gateway.

Abstract

Background: The work of data research infrastructure operators is poorly understood, yet the services they provide are used by millions of scientists across the planet.
Policy and implications: As the data services and the underlying infrastructure are typically funded through the public purse, it is essential that policymakers, research funders, experts reviewing funding proposals, and possibly even end-users are equipped with a good understanding of the daily tasks of service providers.
Recommendations: We suggest drawing parallels between research data infrastructure and road infrastructure. To trigger the imagination and foster understanding, this policy brief contains a table of corresponding aspects of the two classes of infrastructure.
Conclusions: Just as economists and specialist evaluators are typically brought in to inform policies and funding decisions for road infrastructure, we encourage this to also be done for research infrastructures

Keywords

Research Data, Research Infrastructure, Infrastructure Funding, Sustainability

Introduction

Data-intensive research depends on data and data services, such as databases, software and tools, and standards. These are often made available to end-users through research infrastructure. Such a research infrastructure for biological data and bioinformatics service in Europe is ELIXIR.1

As is common for many types of infrastructure (especially those that are free at the point of use), the existence of research infrastructure, like the services provided by ELIXIR, is often taken for granted by their users. Their importance is only noticed when they are (temporarily) unavailable, or worse, could disappear due to discontinued funding.2,3 In the Kano model, infrastructure services are must-be qualities: their proper functioning does not make the users happy, but service disruptions are strong dissatisfiers.

As research infrastructures and their services are typically funded through the public purse, it is essential that policy makers, research funders, experts reviewing funding proposals, and possibly even end-users are equipped with a good understanding of the daily tasks of service providers. We have noticed that this is not often the case, and this becomes an issue when this lack of understanding affects the funding of research infrastructures. To foster better understanding, this policy brief provides a comparison table of features of data infrastructure and their relatable counterparts in road infrastructure. We believe that using this approach can help, first because the change in mind frame makes it possible to see consequences of certain choices more clearly, especially those linked to funding of research infrastructures. Second, many people, even those working in research, are much more accustomed to road infrastructure setup and road infrastructure disruptions than to research infrastructure setup and research infrastructure disruptions; this increased familiarity increases the chances that consequences of policy decisions are foreseen.

For the actual feature comparison, see Table 1.

Table 1. Comparable concepts in research data infrastructure and road infrastructure.

Data infrastructureRoad infrastructure
Data serviceRoad
User of a data service/ResearcherCar driver
Research projectCar
Cutting edge research projectExpensive car
ProjectTrip, journey
The one who develops and operates a service, service providerRoad construction and maintenance company
Flexible data serviceRoad suitable for cargo and people
Hack something together yourselfDriving your own Jeep from Manchester to Cambridge, possibly off-road
Using a well-documented and well-maintained existing serviceDriving the motorway from Manchester to Cambridge in a mid-class comfortable car
Services that the user pays forToll road
Centrally financed service that therefore is oversubscribed/abused (e.g. free repository where someone dumps 1TB of data)Traffic Jam
Services that can be used by anyone, the user does not need to be part of the infrastructure that provides themPublic roads
Interoperable servicesRoad intersections, motorway interchanges
Non-interoperable servicesCrossing roads without intersections
Efficiency of a well-thought-out serviceSpeed of a Ferrari on an asphalt road
Efficiency of letting everyone figure things out themselvesSpeed of a Jeep on rough terrain
Thinking data infrastructure is too expensive (or lacking sufficient accommodation of one's specific needs) and preferring to build everything yourself to exact specifications; underestimating the value of services (e.g. 24/7 support) and underestimating the real cost of building everything yourself (excluding e.g. energy bills, and the fact that the postdoc employed for the task is not productive for work while making weekly backups)Not being willing to pay road taxes or to pay another centralised tax system (or complaining that you have to walk the last bit from the parking lot), underestimating the value provided (to its users) by the road infrastructure and underestimating the cost incurred to get exactly from A->B without roads (i.e. using an all-terrain car), e.g. forgetting that there won't be any gas stations along the way either
What can be realistically achieved in a scientific projectHow far you can travel in a day
ELIXIR's visibility (i.e. prominence) in biologyPublic knowledge about the companies building and maintaining  roads
ELIXIR's visibility in bioinformaticsKnowledge in the government about the companies building and maintaining roads
Not knowing whether the infrastructure will live long enough to serve your entire project (and its successor), and therefore being coerced into building it yourselfNot knowing whether the roads will be maintained for 10 years, and therefore better off buying a Jeep than either a Ferrari or a Volkswagen
Infrastructure investing in services based on community needsGovernment prioritising road investments based on transport needs
Asking a research infrastructure provider what scientific breakthroughs the infrastructure will be making. An RI facilitates/enables breakthroughs (as well as enabling more routine research to be carried out) but does not make them itself nor predict what they will beAsking a road construction/maintenance company how much faster the distance will be travelled. The road enables road users to travel at average and perhaps faster speeds, but the road construction/maintenance company cannot predict what cars they will use and what they will carry
Making the requirement that a funding proposal for "infrastructure" includes scientific breakthroughs to happen within a set timeline, instead of enabling routine and breakthrough research as long as the infrastructure is usefulAsking a road company to deploy a combination of a very fast asphalt depositing machine, a Ferrari, and a system to clean up the road immediately afterwards
Asking top scientists to review proposals for research infrastructure funding. The services that would be offered by the infrastructure would be "competing" with what they (and only similar top scientists) can get done in their own labsTo ask those who have expensive Jeeps whether they approve the construction of a public road. They and others with off-road cars do not see the need for roads, they can get along just fine without them

Policy outcomes and implications

The comparison between research data infrastructure and road infrastructure has many hooks to support productive discussions, and decisions, on research infrastructure funding and sustainability governance. Given that we, the co-authors, all work in research infrastructures, there is an inherent bias in the approach presented, just like when Sutherland et al.4 published their “20 things politicians need to know about science”. Yet, we also do not intend to be counterproductive: policymaking is complex and multifaceted, as astutely explained in “20 things scientists need to know about policy”. The comparison table is simply our contribution to fostering longer-term sustainability of infrastructures that already exist, that are widely used across the world, and that have typically received significant public financing over the years.

Furthermore, the comparison table is likely to support efforts of both research infrastructure operators and policymakers in more accurately conveying to taxpayers the public value of research infrastructures, in addition to their role as enablers of scientific discovery and applications of societal benefit. The word ‘enablers’ is perhaps the most important message to convey: just like a road enables travel (and a research infrastructure enables research), it is questionable whether it is right to ask the road construction/maintenance company (and the research infrastructure operator) whether the road (and the research infrastructure) bring(s) value to society. Economists and evaluation specialists are very well placed and qualified (and likely unbiased) to answer complex questions around the public value of financing roads and research infrastructures.5,6

Actionable recommendations

Recommendation 1: When formulating opinions and decisions on research data infrastructure funding and sustainability governance, compare them with that of road infrastructure. The change of frame may bring new insights.

Recommendation 2: Consider informing policies and funding decisions relating to existing and future research infrastructure with support from economists and specialist evaluators.

Conclusion

We welcome any additional rows for the comparison as well as discussion on improving the existing table in the original Google Document. We have found it difficult to broaden the set of comparisons to also include a sustainable travel angle (e.g. examples covering public transport versus private car travel). Considering the climate emergency, this would be a useful and still relatable expansion of the approach.

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VERSION 2 PUBLISHED 23 Jan 2023
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Hooft RWW and Martin CS. The road to success: drawing parallels between 'road' and 'research data' infrastructures to foster understanding between service providers, funders and policymakers [version 1; peer review: 2 approved]. F1000Research 2023, 12(ELIXIR):88 (https://doi.org/10.12688/f1000research.128167.1)
NOTE: If applicable, it is important to ensure the information in square brackets after the title is included in all citations of this article.
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Open Peer Review

Current Reviewer Status: ?
Key to Reviewer Statuses VIEW
ApprovedThe paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approvedFundamental flaws in the paper seriously undermine the findings and conclusions
Version 1
VERSION 1
PUBLISHED 23 Jan 2023
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18
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Reviewer Report 13 Apr 2023
Silvia Vignetti, CSIL, Milan, Italy 
Approved
VIEWS 18
This article sheds light on the important and often poorly understood world of research infrastructures providing data and other research services to scientific communities around the world to perform excellent science. It does so by showing the features a research ... Continue reading
CITE
CITE
HOW TO CITE THIS REPORT
Vignetti S. Reviewer Report For: The road to success: drawing parallels between 'road' and 'research data' infrastructures to foster understanding between service providers, funders and policymakers [version 1; peer review: 2 approved]. F1000Research 2023, 12(ELIXIR):88 (https://doi.org/10.5256/f1000research.140729.r161289)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
  • Author Response 29 Nov 2023
    Rob Hooft, Dutch Techcentre for Life Sciences, Utrecht, 3521 AL, The Netherlands
    29 Nov 2023
    Author Response
    We thank you very much for this accurate and positive description of our work. You make a very good suggestion relating to expanding the analogies to other public service infrastructures. ... Continue reading
COMMENTS ON THIS REPORT
  • Author Response 29 Nov 2023
    Rob Hooft, Dutch Techcentre for Life Sciences, Utrecht, 3521 AL, The Netherlands
    29 Nov 2023
    Author Response
    We thank you very much for this accurate and positive description of our work. You make a very good suggestion relating to expanding the analogies to other public service infrastructures. ... Continue reading
Views
24
Cite
Reviewer Report 28 Mar 2023
Frédéric Sgard, OECD, Paris, France 
Approved
VIEWS 24
This policy brief addresses a very important element of research policy, which is the understanding by decision-makers of the role, relevance, and impact of research infrastructures. In this particular case, of research data infrastructure, by using a comparison with a ... Continue reading
CITE
CITE
HOW TO CITE THIS REPORT
Sgard F. Reviewer Report For: The road to success: drawing parallels between 'road' and 'research data' infrastructures to foster understanding between service providers, funders and policymakers [version 1; peer review: 2 approved]. F1000Research 2023, 12(ELIXIR):88 (https://doi.org/10.5256/f1000research.140729.r164512)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
  • Author Response 29 Nov 2023
    Rob Hooft, Dutch Techcentre for Life Sciences, Utrecht, 3521 AL, The Netherlands
    29 Nov 2023
    Author Response
    We are very grateful for your kind words on the usefulness of this policy brief, especially to funders of research infrastructures. We hope that version 2 has strengthened the brief.
    Competing Interests: No competing interests were disclosed.
COMMENTS ON THIS REPORT
  • Author Response 29 Nov 2023
    Rob Hooft, Dutch Techcentre for Life Sciences, Utrecht, 3521 AL, The Netherlands
    29 Nov 2023
    Author Response
    We are very grateful for your kind words on the usefulness of this policy brief, especially to funders of research infrastructures. We hope that version 2 has strengthened the brief.
    Competing Interests: No competing interests were disclosed.

Comments on this article Comments (0)

Version 2
VERSION 2 PUBLISHED 23 Jan 2023
Comment
Alongside their report, reviewers assign a status to the article:
Approved - the paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations - A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approved - fundamental flaws in the paper seriously undermine the findings and conclusions
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