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Revised

Future scenarios for the SARS-CoV-2 epidemic in Switzerland: an age-structured model

[version 2; peer review: 2 approved]
PUBLISHED 11 Mar 2021
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This article is included in the Emerging Diseases and Outbreaks gateway.

This article is included in the Coronavirus (COVID-19) collection.

Abstract

The recent lifting of COVID-19 related restrictions in Switzerland causes uncertainty about the future of the epidemic. We developed a compartmental model for SARS-CoV-2 transmission in Switzerland and projected the course of the epidemic until the end of year 2020 under various scenarios. The model was age-structured with three categories: children (0-17), adults (18-64) and seniors (65- years). Lifting all restrictions according to the plans disclosed by the Swiss federal authorities by mid-May resulted in a rapid rebound in the epidemic, with the peak expected in July. Measures equivalent to at least 76% reduction in all contacts were able to eradicate the epidemic; a 54% reduction in contacts could keep the intensive care unit occupancy under the critical level and delay the next wave until October. In scenarios where strong contact reductions were only applied in selected age groups, the epidemic could not be suppressed, resulting in an increased risk of a rebound in July, and another stronger wave in September. Future interventions need to cover all age groups to keep the SARS-CoV-2 epidemic under control.

Keywords

COVID-19, SARS-CoV-2, mathematical model, Switzerland

Revised Amendments from Version 1

We have revised the overall contact reduction in Scenario ii) from 90% to 76%, which is the minimum level that could according to the model have completely eradicated the SARS-CoV-2 epidemic in Switzerland by the end of July 2020. We also revised the contact reductions in Scenario iii)-vi) slightly after rerunning our model (strong reduction: 54% instead of 56%; and light reduction: 27% instead of 38%).
We have also added a brief section discussing the actual evolvement of the COVID-19 epidemic in Switzerland until November 2020 to put the results of the study better into the context of the true epidemic.

See the authors' detailed response to the review by Subhas Khajanchi
See the authors' detailed response to the review by Andrei R. Akhmetzhanov

Introduction

Switzerland has one of the highest incidences of documented SARS-CoV-2 infections per population, with large regional variability1,2. In response to the SARS-CoV-2 pandemic, the Swiss federal government implemented several restrictions during the spring 2020, including closures of schools and non-essential shops and services and forbidding gatherings of more than five people3. Many of these restrictions were lifted on May 11, 2020, causing uncertainty about the future of the epidemic. A vaccine is likely to be available in the course of the year 2021, but until then, strict social distancing and reduction of contacts together with measures such as testing and tracing are needed to control the epidemic and prevent the health system from a collapse46. We have developed an age-structured mathematical model to estimate possible scenarios for Switzerland until December 2020, and to identify how different levels of contact reduction between different age groups influence SARS-CoV-2 transmission.

Methods

Model generation and fitting

We used a stochastic compartmental model. The population of Switzerland is divided into three age groups (children (0–17 years), adults (18–64 years) and seniors (≥65 years)) and 11 compartments that represent the epidemiological stage. Most parameters (disease progression; probability of different levels of symptoms) were directly adapted from a model for France7. Relative contact frequencies between children, adults and seniors were retrieved from studies in Belgium, France, Germany and Italy (http://www.socialcontactdata.org/)8,9. Initial conditions (starting date, initial number of exposed individuals), COVID-19 related mortality rates of adults and seniors, overall infectiousness and the relative efficacy of each preventive measure were estimated by calibrating the model results against the daily COVID-19 hospitalizations and deaths2,10. The code and a detailed description of the methodology, including all input parameters and their sources, is available at https://gitlab.com/igh-idmm-public/covid-19/modelling_jestill and is archived with Zenodo11.

Before running the model for Switzerland, we fitted it to three cantons with epidemics that started at different times (Geneva, Ticino and Bern) to select informative priors for the uncertain parameters. We included the impact of the government-imposed restrictions. We modelled seven scenarios with different assumptions regarding the prevention after 11 May 2020: i) baseline scenario (no further preventive measures introduced); ii) eradication scenario (minimum contact reduction to bring the daily new infections to zero by the end of July with 90% probability); iii) epidemic control scenario (minimum contact reduction that can keep the number of ICU patients under the critical limit of 1200 with 90% probability)12; iv) same contact reduction among adults and seniors as in scenario 3 but without any restriction on children’s contacts; v) same contact reduction in contacts involving adults as in scenario 3, and half of that reduction for other contacts; vi) half of the contact reduction of scenario 3, but 95% contact reduction between seniors and other age groups; and vii) reintroduction of the full lockdown measures as between 20 March–26 April 2020 as soon as the daily new hospitalizations reach 40, until the daily new hospitalizations have remained below 10 for two weeks. The reduction levels for scenarios ii) and iii) were selected in a manual calibration process, increasing the reduction in increments of 1% until the target condition was met. We assumed in all scenarios that strong social distancing (restricting all larger gatherings of adults) would continue until 7 June (declared beforehand by the authorities as the end date of most restrictions related to leisure activities), and “light” social distancing (awareness, hand hygiene) for the rest of the year. Relative reductions in contacts were calculated from this baseline assumption. Contacts are defined as all contact scenarios in which transmission is possible from a single infectious person, regardless of type or duration. We represented future interventions (including contact tracing, intensified screening, and wearing masks) by an overall reduction in either all contacts or contacts between specific age groups. The future reduction contains both government-ordered measures (such as the mandatory use of masks, new closures of services or locations), as well as indirect influence on behaviour through e.g. efficient communication by the health authorities as well as the mass and social media13. We run the model deterministically until 11 May 2020 and stochastically thereafter, and present the means of 1000 simulations with 95% credible interval (CrI).

Sensitivity analyses

We also conducted several sensitivity analyses to explore how the results depend on some key input assumptions. First, we shortened the latency period so that the serial interval decreased from 7.57 to 4.814. Second, we prolonged the infectiousness by adding a compartment of post-symptomatic infection to all infectious individuals except those who were hospitalized15. Finally, we added a seasonal forcing, which is a potential but currently disputed factor16,17, multiplying the infectiousness by a factor ranging between 0.6 (mid-summer) and 1.0 (mid-winter).

Results

Modelling outcomes for each scenario

Easing of restrictions may lead to a rapid increase in infections from late June, if the population relaxes social distancing and no effective tracing or testing efforts are implemented (baseline scenario, i). In this scenario, 83% of the Swiss population would become infected by the end of the year (Figure 1; see supplementary figures at https://gitlab.com/igh-idmm-public/covid-19/modelling_jestill for the complete results). By restricting total contacts by 76% (eradication scenario, ii), we estimate a full eradication of the epidemic, resulting in no new infections in Switzerland by 25 July. However, low overall immunity (<5%) leaves the population vulnerable to new outbreaks. A 54% reduction in all contacts would retain the occupancy of ICU beds below the current maximum capacity throughout the year (scenario iii). In this scenario, the effective reproductive number, Re, would stay around 1.4, decreasing to <1 only during summer holidays. In this scenario, a new wave would start in October and only 5.2% (95% CrI 3.4-7.6%) of the population would have been infected by the end of 2020.

a93e6023-34fa-4d85-a59a-f7ccf8b093ce_figure1.gif

Figure 1. Results from different scenarios.

a) Reproductive number, b) daily COVID-19 related deaths, c) daily intensive care unit (ICU) bed occupancy, and d) cumulative infections in Switzerland from 11 February to 31 December 2020. “Full eradication” refers to a 76% reduction of contacts (calibrated to eradicate the edpimic by end of July with 90% probability), “strong reduction” refers to a 54% reduction of contacts (calibrated to prevent ICU overflow with 90% probability), “light reduction” is half of that, and “minimizing contacts” refers to 95% reduction of contacts.

Maintaining a minimum of 54% contact reduction for all age groups is essential. Scenario iv, where this reduction was applied only for contacts among adults and seniors, without restricting contacts involving children, would result in two peaks, in late July and late September, and a substantial ICU overflow and mortality from mid-July until mid-October. In this scenario, 64.9% (95% CrI 63.6-66.2%) of the population would have been infected by the end of 2020. When we reduced contacts involving adults by 56%, and contacts among children and seniors only by 28% (scenario v), we observed no peak in July but a larger peak in autumn, resulting in a similar disease burden (cumulative proportion of infected individuals 54.8%, 95% CrI 54.7-54.9%). A similar pattern in the epidemic, with the next strong peak in October, was also seen in scenario vi when we restricted all contacts by 28%, except those between seniors and other age groups by 95%. In this case the number of deaths was however four times lower and the cumulative proportion of infected higher (63.3%, 95% CrI 63.3-63.6%). All above-mentioned scenarios were sensitive to the parameterisation: for example, in the model calibration for the Canton of Geneva, restricting contacts among adults and seniors only resulted in a stronger peak during summer without the second peak, whereas the bimodal pattern was in turn seen in the two other scenarios.

In the last modelled scenario (vii), reintroducing and lifting the restrictions based on daily hospitalizations would result in four new lockdowns: 16 June–1 August 2020, 31 August–14 October 2020, 25 October–13 December 2020, and 24 December 2020–13 February 2021. The number of patients in ICU remained below 200 throughout. Overall 5.6% (95% CrI 4.8-6.6%) of the total population would have been infected by 31 December.

Sensitivity analyses

The sensitivity analyses showed that the scenarios were sensitive to the duration of the latency period and infectiousness. Shorter serial interval made it easier to eradicate the epidemic or delay the second wave, whereas assuming post-symptomatic infectiousness meant that stronger contact reductions were needed to control the epidemic. Seasonal forcing also slowed down the epidemic: assuming a strong seasonality factor could delay the next wave to at least September.

Discussion

Our study demonstrates that as long as the virus is present in a community with limited immunity, there is a risk of a rapid rebound of the epidemic if the restrictions are lifted and the people stop following social distancing and other protective behaviour. In the absence of seasonal forcing, the next wave could in theory occur in the summer. Efforts to control the epidemic, such as intensive testing, contact tracing, wearing of masks and hygiene measures, must have sufficient coverage to limit transmission among all age groups. No single intervention is enough. Reducing contacts between people uniformly by at least 54% is needed to control the epidemic until the end of the year, but even in this case the restrictions would need to be tightened during the winter to avoid a rebound in January. Restricting contacts between seniors and the rest of the population will prevent deaths, but is not sufficient to control the epidemic. A “start-stop” strategy, where the trends in COVID-19 related hospitalizations (or confirmed cases) trigger a new lockdown, is effective but not feasible: this would push the lockdown into the future, with only a few weeks of “normality” in between.

This study provides a broad range of future scenarios. In reality, the most severe scenarios are very unlikely: we can expect that the public health authorities will react and the people will adapt their behaviour if there is a new increase in cases. Our study has also several limitations. We focused on the average restriction of transmission-supporting contacts, without considering the practical implementation of specific interventions. The baseline contact patterns were based on literature data. They may however not fully reflect transmission patterns as the knowledge on transmission routes is still limited. Some contacts may be easier to track and control than others. Using a compartmental model, we could not differentiate between household and community transmission, or consider the effect of superspreaders. The division to three age groups cannot catch all heterogeneity in contact patterns between (for example, the more diverse social contacts of students and other young adults versus middle-aged with families; or the differences between healthy seniors slightly above the age of 65 versus more elderly nursing home residents with restricted mobility). However, we believe that the most essential contact differences are covered by the three age groups.

The second wave of COVID-19 hit Switzerland severely during October-November 2020. A comparison of the true course of the epidemic and the modelled scenarios shows that Switzerland achieved a relatively high reduction in contact frequencies during the summer and autumn 2020 with measures such as contact tracing, social distancing and mask obligation in public transport. These measures were however not sufficient to control the epidemic. Our findings are however promising in the sense that the overall contact reductions have likely been between 27 and 54% (scenarios iii to vi), giving hope that the new measures introduced by the Swiss Federal Council on 19 and 29 October 2020 (in combination with more stringent measures by many cantons) can, if sustained throughout the winter season, keep the epidemic under control.

An effective response to the COVID-19 pandemic needs several components: the spread of the infection must be kept as low as possible, the vulnerable population groups need additional protection, effective monitoring strategies must be in place, and the society must be ready to reintroduce additional measures if necessary. Only a combined prevention approach that targets all population groups can assure a sufficient control of the epidemic until a vaccine becomes available.

Data availability

Source data

We used the following data to parameterise our model:

Disease progression parameters (except mortality, infectiousness and relative contact frequency): https://www.medrxiv.org/content/10.1101/2020.04.13.20063933v1 Appendix S1.

Relative contact frequency: www.socialcontactdata.org (online tool https://lwillem.shinyapps.io/socrates_rshiny/, with data from studies “Belgium 2010”, “France 2015”, “Germany 2008” and “Italy 2008”).

Calibration for Switzerland and the Cantons of Bern and Ticino: www.corona-data.ch.

Calibration for the Canton of Geneva: https://www.ge.ch/document/covid-19-situation-epidemiologique-geneve.

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VERSION 2 PUBLISHED 25 Jun 2020
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Estill J, Venkova-Marchevska P, Roelens M et al. Future scenarios for the SARS-CoV-2 epidemic in Switzerland: an age-structured model [version 2; peer review: 2 approved]. F1000Research 2021, 9:646 (https://doi.org/10.12688/f1000research.24497.2)
NOTE: If applicable, it is important to ensure the information in square brackets after the title is included in all citations of this article.
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Key to Reviewer Statuses VIEW
ApprovedThe paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approvedFundamental flaws in the paper seriously undermine the findings and conclusions
Version 2
VERSION 2
PUBLISHED 11 Mar 2021
Revised
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7
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Reviewer Report 27 Sep 2021
Andrei R. Akhmetzhanov, National Taiwan University College of Public Health, Taipei, Taiwan 
Approved
VIEWS 7
I am satisfied with response of the authors ... Continue reading
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CITE
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Akhmetzhanov AR. Reviewer Report For: Future scenarios for the SARS-CoV-2 epidemic in Switzerland: an age-structured model [version 2; peer review: 2 approved]. F1000Research 2021, 9:646 (https://doi.org/10.5256/f1000research.31154.r81309)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
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Reviewer Report 25 Mar 2021
Subhas Khajanchi, Department of Mathematics, Presidency University, Kolkata, India 
Approved
VIEWS 10
The authors carefully revised the manuscript by including all the ... Continue reading
CITE
CITE
HOW TO CITE THIS REPORT
Khajanchi S. Reviewer Report For: Future scenarios for the SARS-CoV-2 epidemic in Switzerland: an age-structured model [version 2; peer review: 2 approved]. F1000Research 2021, 9:646 (https://doi.org/10.5256/f1000research.31154.r81310)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
Version 1
VERSION 1
PUBLISHED 25 Jun 2020
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Reviewer Report 16 Nov 2020
Subhas Khajanchi, Department of Mathematics, Presidency University, Kolkata, India 
Approved with Reservations
VIEWS 13
The COVID-19 pandemic has already spread throughout the world and the people are aware about the diseases and they are using precautions about the pandemic. But, still COVID-19 is spreading very quickly. Some countries like Spain, Switzerland, Australia, Serbia, China ... Continue reading
CITE
CITE
HOW TO CITE THIS REPORT
Khajanchi S. Reviewer Report For: Future scenarios for the SARS-CoV-2 epidemic in Switzerland: an age-structured model [version 2; peer review: 2 approved]. F1000Research 2021, 9:646 (https://doi.org/10.5256/f1000research.27023.r74090)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
  • Author Response 11 Mar 2021
    Janne Estill, Institute of Mathematical Statistics and Actuarial Science, University of Bern, Bern, 3012, Switzerland
    11 Mar 2021
    Author Response
    Dear Dr Khajanchi,
    Many thanks for your constructive comments. Please see below our point-to-point response.
    Sincerely
    Janne Estill on behalf of all authors


    The COVID-19 pandemic has already spread ... Continue reading
COMMENTS ON THIS REPORT
  • Author Response 11 Mar 2021
    Janne Estill, Institute of Mathematical Statistics and Actuarial Science, University of Bern, Bern, 3012, Switzerland
    11 Mar 2021
    Author Response
    Dear Dr Khajanchi,
    Many thanks for your constructive comments. Please see below our point-to-point response.
    Sincerely
    Janne Estill on behalf of all authors


    The COVID-19 pandemic has already spread ... Continue reading
Views
27
Cite
Reviewer Report 10 Aug 2020
Andrei R. Akhmetzhanov, National Taiwan University College of Public Health, Taipei, Taiwan 
Approved with Reservations
VIEWS 27
The paper of Estill et al. reports on possible future scenarios for SARS-CoV-2 epidemic in Switzerland. The results look plausible and may have important implications for a policy-making process. However, I think the study requires a more detailed sensitivity analysis ... Continue reading
CITE
CITE
HOW TO CITE THIS REPORT
Akhmetzhanov AR. Reviewer Report For: Future scenarios for the SARS-CoV-2 epidemic in Switzerland: an age-structured model [version 2; peer review: 2 approved]. F1000Research 2021, 9:646 (https://doi.org/10.5256/f1000research.27023.r68276)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
  • Author Response 11 Mar 2021
    Janne Estill, Institute of Mathematical Statistics and Actuarial Science, University of Bern, Bern, 3012, Switzerland
    11 Mar 2021
    Author Response
    Dear Dr Akhmetzhanov,
    Thank you for your constructive comments. Please see our point-to-point response below.
    Sincerely 
    Janne Estill on behalf of all authors


    The paper of Estill et al. ... Continue reading
COMMENTS ON THIS REPORT
  • Author Response 11 Mar 2021
    Janne Estill, Institute of Mathematical Statistics and Actuarial Science, University of Bern, Bern, 3012, Switzerland
    11 Mar 2021
    Author Response
    Dear Dr Akhmetzhanov,
    Thank you for your constructive comments. Please see our point-to-point response below.
    Sincerely 
    Janne Estill on behalf of all authors


    The paper of Estill et al. ... Continue reading

Comments on this article Comments (0)

Version 2
VERSION 2 PUBLISHED 25 Jun 2020
Comment
Alongside their report, reviewers assign a status to the article:
Approved - the paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations - A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approved - fundamental flaws in the paper seriously undermine the findings and conclusions
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